Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DXC Technology
DXC
|
+$254M |
| 2 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$158M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$155M |
| 4 |
Intercontinental Exchange
ICE
|
+$116M |
| 5 |
Estee Lauder
EL
|
+$99.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
YHOO
Yahoo Inc
YHOO
|
+$450M |
| 2 |
MJN
Mead Johnson Nutrition Company
MJN
|
+$184M |
| 3 |
PVTB
PrivateBancorp Inc
PVTB
|
+$130M |
| 4 |
Hewlett Packard
HPE
|
+$119M |
| 5 |
GE Aerospace
GE
|
+$98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.41% |
| 2 | Technology | 14.17% |
| 3 | Healthcare | 13.27% |
| 4 | Industrials | 10.87% |
| 5 | Consumer Discretionary | 9.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
DMTX
4026
DELISTED
Dimension Therapeutics, Inc
DMTX
| $57K | ﹤0.01% |
39,428
-104,084
| -73% | -$141K |
2015 Q4
6 quarters
|
|
4027
Research Frontiers
REFR
$23.5M
| $56K | ﹤0.01% |
43,389
| – | – |
2013 Q2
16 quarters
|
|
4028
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
| $56K | ﹤0.01% |
76
+2
| +3% | +$1.23K |
2017 Q1
1 quarter
|
|
|
TST
4029
DELISTED
TheStreet, Inc.
TST
| $55K | ﹤0.01% |
6,628
| – | – |
2013 Q2
16 quarters
|
|
4030
Odyssey Marine Exploration
OMEX
$38M
| $54K | ﹤0.01% |
14,856
-42
| -0.3% | -$150 |
2017 Q1
1 quarter
|
|
4031
WidePoint Corp
WYY
$63.1M
| $54K | ﹤0.01% |
11,732
| – | – |
2013 Q2
16 quarters
|
|
4032
DELISTED
Nobilis Health Corp.
HLTH
| $54K | ﹤0.01% |
28,303
-554,699
| -95% | -$840K |
2015 Q2
8 quarters
|
|
4033
Emerson Radio
MSN
$7.23M
| $53K | ﹤0.01% |
38,053
+2,598
| +7% | +$3.38K |
2013 Q2
16 quarters
|
|
4034
Palatin Technologies
PTN
$11.6M
| $53K | ﹤0.01% |
98
| – | – |
2013 Q2
16 quarters
|
|
|
UQM
4035
DELISTED
UQM Technologies, Inc.
UQM
| $53K | ﹤0.01% |
62,139
| – | – |
2013 Q2
16 quarters
|
|
|
PRKR
4036
DELISTED
Parkervision Inc
PRKR
| $52K | ﹤0.01% |
29,073
+140
| +0.5% | +$299 |
2013 Q2
16 quarters
|
|
|
EMMS
4037
DELISTED
Emmis Communications Corp
EMMS
| $52K | ﹤0.01% |
19,483
| – | – |
2013 Q2
16 quarters
|
|
|
GFN
4038
DELISTED
General Finance Corporation
GFN
| $52K | ﹤0.01% |
+10,060
| New | +$50.4K |
2017 Q2
0 quarters
|
|
4039
RF Industries
RFIL
$78.2M
| $51K | ﹤0.01% |
27,918
+14,837
| +113% | +$23.9K |
2013 Q2
16 quarters
|
|
|
SHOS
4040
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
| $51K | ﹤0.01% |
19,086
-90,024
| -83% | -$286K |
2013 Q2
16 quarters
|
|
|
FAC
4041
DELISTED
First Acceptance Corp.
FAC
| $51K | ﹤0.01% |
44,489
+2,514
| +6% | +$2.99K |
2013 Q2
16 quarters
|
|
4042
Rocket Pharmaceuticals
RCKT
$256M
| $50K | ﹤0.01% |
6,597
-38,881
| -85% | -$290K |
2015 Q1
9 quarters
|
|
4043
Vivani Medical
VANI
$104M
| $50K | ﹤0.01% |
1,641
-4,871
| -75% | -$138K |
2014 Q4
10 quarters
|
|
4044
InfuSystem Holdings
INFU
$274M
| $49K | ﹤0.01% |
27,821
| – | – |
2014 Q1
13 quarters
|
|
4045
UTStarcom
UTSI
$22.3M
| $49K | ﹤0.01% |
5,296
+779
| +17% | +$6.67K |
2013 Q2
16 quarters
|
|
4046
DELISTED
Profire Energy, Inc
PFIE
| $49K | ﹤0.01% |
37,452
| – | – |
2014 Q2
12 quarters
|
|
|
CGRN
4047
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
| $48K | ﹤0.01% |
7,126
| – | – |
2013 Q2
16 quarters
|
|
|
UNXL
4048
DELISTED
Uni-Pixel, Inc.
UNXL
| $47K | ﹤0.01% |
122,683
| – | – |
2013 Q2
16 quarters
|
|
4049
DELISTED
Reeds, Inc. Common Stock
REED
| $46K | ﹤0.01% |
372
| – | – |
2013 Q2
16 quarters
|
|
|
DDE
4050
DELISTED
Dover Downs Gaming & Entertain
DDE
| $46K | ﹤0.01% |
41,941
+1,388
| +3% | +$1.52K |
2013 Q2
16 quarters
|
|
Similar funds
Northern Trust's Q2 2017 Portfolio in Review
As of Q2 2017, Northern Trust held 4,391 positions worth $358B, up 3.1% from $347B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q2 2017 filing shows 142 new, 2,528 increased, 1,287 reduced and 114 closed positions. Its largest new stake was DXC Technology: 3,833,711 shares worth $254M. The largest sale was Yahoo Inc, an estimated $450M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q2 2017 buy was DXC Technology: 3,833,711 shares worth $254M.
- Northern Trust added most to Vanguard FTSE All-World ex-US ETF in Q2 2017, an estimated $158M increase.
- Northern Trust's biggest Q2 2017 reduction was Hewlett Packard, cutting an estimated $119M.
- Northern Trust fully exited Yahoo Inc in Q2 2017, selling an estimated $450M.
- Northern Trust's ten largest holdings make up 14% of its $358B portfolio in Q2 2017.
- Northern Trust opened 142 new positions and closed 114 in Q2 2017.
- Northern Trust's portfolio value rose 3.1% quarter-over-quarter to $358B.
Based on Northern Trust's 13F filing for Q2 2017, filed 11 Aug 2017.