Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$1.62B |
| 2 |
VF Corp
VFC
|
+$925M |
| 3 |
iShares MSCI Emerging Markets ETF
EEM
|
+$241M |
| 4 |
Pinduoduo
PDD
|
+$219M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$195M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$742M |
| 2 |
Apple
AAPL
|
+$701M |
| 3 |
Microsoft
MSFT
|
+$474M |
| 4 |
Amazon
AMZN
|
+$327M |
| 5 |
Berkshire Hathaway Class B
BRK.B
|
+$221M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.36% |
| 2 | Healthcare | 12.64% |
| 3 | Financials | 12.27% |
| 4 | Consumer Discretionary | 12.17% |
| 5 | Communication Services | 8.87% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
JAX
4001
DELISTED
J. Alexander's Holdings, Inc.
JAX
| $176K | ﹤0.01% |
24,208
+253
| +1% | +$1.61K |
|
|
ONCS
4002
DELISTED
OncoSec Medical Incorporated
ONCS
| $176K | ﹤0.01% |
1,241
+604
| +95% | +$64.4K |
|
4003
Invesco DB Oil Fund
DBO
$403M
| $174K | ﹤0.01% |
20,627
| – | – |
|
4004
Lightpath Technologies
LPTH
$651M
| $174K | ﹤0.01% |
44,435
+2,058
| +5% | +$5.93K |
|
|
HYPD
4005
Hyperion DeFi Inc
HYPD
$40M
| $172K | ﹤0.01% |
355
+52
| +17% | +$16K |
|
|
GORV
4006
DELISTED
Lazydays
GORV
| $172K | ﹤0.01% |
353
-11
| -3% | -$4.93K |
|
|
ENG
4007
DELISTED
ENGlobal Corp
ENG
| $172K | ﹤0.01% |
6,742
-1,400
| -17% | -$16K |
|
|
FABC
4008
Fabric.AI Inc
FABC
$16.6M
| $171K | ﹤0.01% |
220
+109
| +98% | +$66.3K |
|
4009
Build-A-Bear
BBW
$425M
| $171K | ﹤0.01% |
40,056
-2,934
| -7% | -$11.3K |
|
|
SUNW
4010
DELISTED
Sunworks, Inc.
SUNW
| $171K | ﹤0.01% |
33,488
+14,045
| +72% | +$54.5K |
|
4011
Odyssey Marine Exploration
OMEX
$34.9M
| $170K | ﹤0.01% |
23,950
+1,561
| +7% | +$10.7K |
|
|
PBPB
4012
DELISTED
Potbelly
PBPB
| $170K | ﹤0.01% |
38,642
-711
| -2% | -$3.01K |
|
|
USAK
4013
DELISTED
USA Truck Inc
USAK
| $170K | ﹤0.01% |
19,035
-1,107
| -5% | -$10.4K |
|
|
GIFI
4014
DELISTED
Gulf Island Fabrication
GIFI
| $169K | ﹤0.01% |
55,233
-1,150
| -2% | -$3.66K |
|
4015
Lipocine
LPCN
$17.5M
| $169K | ﹤0.01% |
7,306
+2,101
| +40% | +$50.6K |
|
4016
Richardson Electronics
RELL
$267M
| $165K | ﹤0.01% |
34,936
+1,286
| +4% | +$5.76K |
|
4017
DarioHealth
DRIO
$70.9M
| $164K | ﹤0.01% |
575
+11
| +2% | +$2.84K |
|
|
HIL
4018
DELISTED
Hill International, Inc. Common Stock
HIL
| $164K | ﹤0.01% |
85,428
-3,226
| -4% | -$5.3K |
|
|
HEXO
4019
DELISTED
HEXO Corp. Common Shares
HEXO
| $162K | ﹤0.01% |
3,149
+438
| +16% | +$20.7K |
|
|
TUFN
4020
DELISTED
Tufin Software Technologies Ltd.
TUFN
| $161K | ﹤0.01% |
12,889
-382
| -3% | -$3.28K |
|
|
LEAF
4021
DELISTED
Leaf Group Ltd.
LEAF
| $161K | ﹤0.01% |
34,692
-1,012
| -3% | -$5.58K |
|
4022
iShares MSCI South Africa ETF
EZA
$547M
| $157K | ﹤0.01% |
3,573
+340
| +11% | +$14K |
|
4023
United Bancorp
UBCP
$90.7M
| $157K | ﹤0.01% |
11,870
-380
| -3% | -$4.78K |
|
4024
Perma-Fix Environmental Services
PESI
$352M
| $155K | ﹤0.01% |
25,948
-983
| -4% | -$6.44K |
|
4025
SEACOR Marine Holdings
SMHI
$256M
| $155K | ﹤0.01% |
57,334
-4,733
| -8% | -$10K |
|
Similar funds
Northern Trust's Q4 2020 Portfolio in Review
As of Q4 2020, Northern Trust held 4,490 positions worth $513B, up 13% from $456B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q4 2020 filing shows 195 new, 1,089 increased, 2,991 reduced and 116 closed positions. Its largest new stake was Apartment Income REIT Corp.: 1,878,059 shares worth $72.1M. The largest sale was NetEase, an estimated $742M.
By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Healthcare and Financials.
- Northern Trust's largest Q4 2020 buy was Apartment Income REIT Corp.: 1,878,059 shares worth $72.1M.
- Northern Trust added most to Tesla in Q4 2020, an estimated $1.62B increase.
- Northern Trust's biggest Q4 2020 reduction was NetEase, cutting an estimated $742M.
- Northern Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $181M.
- Northern Trust's ten largest holdings make up 21% of its $513B portfolio in Q4 2020.
- Northern Trust opened 195 new positions and closed 116 in Q4 2020.
- Northern Trust's portfolio value rose 13% quarter-over-quarter to $513B.
Based on Northern Trust's 13F filing for Q4 2020, filed 11 Feb 2021.