Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BBQ
3976
DELISTED
BBQ Holdings, Inc. Common Stock
BBQ
| $95K | ﹤0.01% |
28,709
+3,172
| +12% | +$11.6K |
|
|
GEN
3977
DELISTED
Genesis Healthcare, Inc.
GEN
| $95K | ﹤0.01% |
174,996
-18,213
| -9% | -$13.1K |
|
3978
Curis
CRIS
$9.78M
| $94K | ﹤0.01% |
200
+50
| +33% | +$23.6K |
|
3979
Bionano Genomics
BNGO
$12.3M
| $93K | ﹤0.01% |
237
+134
| +130% | +$52K |
|
3980
Data I/O
DAIO
$29.2M
| $93K | ﹤0.01% |
29,461
+96
| +0.3% | +$338 |
|
|
SUP
3981
DELISTED
Superior Industries International
SUP
| $93K | ﹤0.01% |
74,989
-1,436
| -2% | -$2.26K |
|
|
ZOM
3982
DELISTED
Zomedica Corp.
ZOM
| $93K | ﹤0.01% |
842,203
+142,040
| +20% | +$19.6K |
|
3983
CervoMed
CRVO
$23.9M
| $92K | ﹤0.01% |
1,457
+18
| +1% | +$1.37K |
|
3984
Lee Enterprises
LEE
$172M
| $91K | ﹤0.01% |
10,831
+122
| +1% | +$1.09K |
|
3985
Ascent Industries
ACNT
$140M
| $90K | ﹤0.01% |
16,192
-2,273
| -12% | -$15.4K |
|
|
ACER
3986
DELISTED
Acer Therapeutics Inc
ACER
| $90K | ﹤0.01% |
31,083
+814
| +3% | +$2.63K |
|
3987
Full House Resorts
FLL
$80.1M
| $89K | ﹤0.01% |
46,027
-8,464
| -16% | -$14.6K |
|
|
KA
3988
DELISTED
Kineta, Inc. Common Stock
KA
| $89K | ﹤0.01% |
577
+38
| +7% | +$7.14K |
|
|
CBL
3989
DELISTED
CBL& Associates Properties, Inc.
CBL
| $89K | ﹤0.01% |
552,913
-1,250,787
| -69% | -$255K |
|
3990
IGC Pharma
IGC
$26M
| $88K | ﹤0.01% |
84,533
-5,523
| -6% | -$5.61K |
|
3991
Inspired Entertainment
INSE
$184M
| $88K | ﹤0.01% |
29,770
-2,963
| -9% | -$9.87K |
|
3992
IRIDEX
IRIX
$14.3M
| $88K | ﹤0.01% |
44,751
+512
| +1% | +$1.06K |
|
|
STON
3993
DELISTED
StoneMor Inc.
STON
| $88K | ﹤0.01% |
91,692
+51,937
| +131% | +$41.8K |
|
3994
FerroAtlántica
GSM
$594M
| $87K | ﹤0.01% |
130,159
+2,324
| +2% | +$1.23K |
|
3995
IZEA Worldwide
IZEA
$60.6M
| $87K | ﹤0.01% |
21,742
+2,284
| +12% | +$10.6K |
|
3996
Soligenix
SNGX
$5.54M
| $87K | ﹤0.01% |
202
+66
| +49% | +$32.6K |
|
3997
Townsquare Media
TSQ
$106M
| $87K | ﹤0.01% |
18,674
| – | – |
|
3998
Friedman Industries
FRD
$240M
| $86K | ﹤0.01% |
14,876
-2,087
| -12% | -$11.5K |
|
|
WHWK
3999
Whitehawk Therapeutics
WHWK
$190M
| $85K | ﹤0.01% |
3,770
+423
| +13% | +$8.9K |
|
|
GNCA
4000
DELISTED
Genocea Biosciences, Inc.
GNCA
| $85K | ﹤0.01% |
37,313
-6,326
| -14% | -$16.6K |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.