Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DXC Technology
DXC
|
+$254M |
| 2 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$158M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$155M |
| 4 |
Intercontinental Exchange
ICE
|
+$116M |
| 5 |
Estee Lauder
EL
|
+$99.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
YHOO
Yahoo Inc
YHOO
|
+$450M |
| 2 |
MJN
Mead Johnson Nutrition Company
MJN
|
+$184M |
| 3 |
PVTB
PrivateBancorp Inc
PVTB
|
+$130M |
| 4 |
Hewlett Packard
HPE
|
+$119M |
| 5 |
GE Aerospace
GE
|
+$98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.41% |
| 2 | Technology | 14.17% |
| 3 | Healthcare | 13.27% |
| 4 | Industrials | 10.87% |
| 5 | Consumer Discretionary | 9.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
AGTC
3926
DELISTED
Applied Genetic Technologies Corporation
AGTC
| $108K | ﹤0.01% |
21,230
-113,498
| -84% | -$637K |
2014 Q2
12 quarters
|
|
|
GSUM
3927
DELISTED
Gridsum Holding Inc.
GSUM
| $106K | ﹤0.01% |
+12,400
| New | +$139K |
2017 Q2
0 quarters
|
|
|
NLST
3928
DELISTED
Netlist, Inc.
NLST
| $106K | ﹤0.01% |
103,231
| – | – |
2013 Q2
16 quarters
|
|
|
MRVC
3929
DELISTED
MRV Communications Inc
MRVC
| $106K | ﹤0.01% |
10,774
| – | – |
2014 Q2
12 quarters
|
|
3930
Great Elm Group
GEG
$63.9M
| $105K | ﹤0.01% |
30,601
+792
| +3% | +$2.67K |
2013 Q2
16 quarters
|
|
|
AGRX
3931
DELISTED
Agile Therapeutics
AGRX
| $105K | ﹤0.01% |
14
-60
| -81% | -$415K |
2014 Q3
11 quarters
|
|
|
QUMU
3932
DELISTED
Qumu Corp.
QUMU
| $104K | ﹤0.01% |
35,745
+3,144
| +10% | +$8.85K |
2013 Q4
14 quarters
|
|
3933
DELISTED
Mattersight Corp.
MATR
| $104K | ﹤0.01% |
40,827
+1,628
| +4% | +$4.75K |
2013 Q2
16 quarters
|
|
|
VRML
3934
DELISTED
Vermillion, Inc.
VRML
| $103K | ﹤0.01% |
56,008
| – | – |
2013 Q2
16 quarters
|
|
3935
SRH Total Return Fund
STEW
$1.72B
| $102K | ﹤0.01% |
10,464
| – | – |
2016 Q1
5 quarters
|
|
3936
BK Technologies
BKTI
$245M
| $101K | ﹤0.01% |
5,387
| – | – |
2013 Q2
16 quarters
|
|
|
AXIA
3937
DELISTED
AXIA Energia
AXIA
| $101K | ﹤0.01% |
+34,063
| New | +$123K |
2017 Q2
0 quarters
|
|
3938
DELISTED
Papa Murphy's Holdings, Inc
FRSH
| $101K | ﹤0.01% |
23,168
| – | – |
2014 Q2
12 quarters
|
|
3939
Calamos Global Dynamic Income Fund
CHW
$498M
| $100K | ﹤0.01% |
11,700
-207
| -2% | -$1.71K |
2017 Q1
1 quarter
|
|
3940
EyePoint Inc
EYPT
$257M
| $100K | ﹤0.01% |
5,845
| – | – |
2013 Q2
16 quarters
|
|
|
ALJJ
3941
DELISTED
ALJ Regional Holdings Inc
ALJJ
| $100K | ﹤0.01% |
31,346
-167,704
| -84% | -$561K |
2016 Q2
4 quarters
|
|
3942
Digital Turbine
APPS
$1.16B
| $98K | ﹤0.01% |
95,040
| – | – |
2014 Q1
13 quarters
|
|
3943
DELISTED
The L.S. Starrett Company
SCX
| $98K | ﹤0.01% |
11,458
-70
| -0.6% | -$653 |
2014 Q1
13 quarters
|
|
|
SNMX
3944
DELISTED
Senomyx, Inc.
SNMX
| $98K | ﹤0.01% |
118,620
-6,601
| -5% | -$5.85K |
2013 Q2
16 quarters
|
|
3945
American Realty Investors
ARL
$271M
| $97K | ﹤0.01% |
11,332
-262
| -2% | -$2.18K |
2013 Q2
16 quarters
|
|
3946
Theriva Biologics
TOVX
$9.54M
| $97K | ﹤0.01% |
20
-96
| -83% | -$478K |
2013 Q2
16 quarters
|
|
|
OTEL
3947
DELISTED
Otelco, Inc. Class A
OTEL
| $96K | ﹤0.01% |
+12,856
| New | +$92.7K |
2017 Q2
0 quarters
|
|
3948
NetSol Technologies
NTWK
$74.7M
| $95K | ﹤0.01% |
24,053
| – | – |
2013 Q2
16 quarters
|
|
3949
United States Oil Fund
USO
$2.07B
| $95K | ﹤0.01% |
+1,250
| New | +$100K |
2017 Q2
0 quarters
|
|
3950
SUNation Energy
SUNE
$13.3M
| – | – |
0
| – | – |
2013 Q2
16 quarters
|
|
Similar funds
Northern Trust's Q2 2017 Portfolio in Review
As of Q2 2017, Northern Trust held 4,391 positions worth $358B, up 3.1% from $347B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q2 2017 filing shows 142 new, 2,528 increased, 1,287 reduced and 114 closed positions. Its largest new stake was DXC Technology: 3,833,711 shares worth $254M. The largest sale was Yahoo Inc, an estimated $450M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q2 2017 buy was DXC Technology: 3,833,711 shares worth $254M.
- Northern Trust added most to Vanguard FTSE All-World ex-US ETF in Q2 2017, an estimated $158M increase.
- Northern Trust's biggest Q2 2017 reduction was Hewlett Packard, cutting an estimated $119M.
- Northern Trust fully exited Yahoo Inc in Q2 2017, selling an estimated $450M.
- Northern Trust's ten largest holdings make up 14% of its $358B portfolio in Q2 2017.
- Northern Trust opened 142 new positions and closed 114 in Q2 2017.
- Northern Trust's portfolio value rose 3.1% quarter-over-quarter to $358B.
Based on Northern Trust's 13F filing for Q2 2017, filed 11 Aug 2017.