Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3901
Citizens Community Bancorp
CZWI
$212M
| $132K | ﹤0.01% |
19,102
+3,800
| +25% | +$26K |
|
|
AFI
3902
DELISTED
Armstrong Flooring, Inc.
AFI
| $131K | ﹤0.01% |
37,805
+4,090
| +12% | +$14.3K |
|
3903
Biomerica
BMRA
$4.6M
| $130K | ﹤0.01% |
2,330
+342
| +17% | +$22.1K |
|
|
OMCC
3904
DELISTED
Old Market Capital Corp
OMCC
| $130K | ﹤0.01% |
17,925
-1,934
| -10% | -$15.3K |
|
|
ALPN
3905
DELISTED
Alpine Immune Sciences Inc
ALPN
| $130K | ﹤0.01% |
+14,733
| New | +$135K |
|
3906
Battalion Oil
BATL
$31.9M
| $129K | ﹤0.01% |
+16,370
| New | +$141K |
|
3907
SandRidge Energy
SD
$514M
| $128K | ﹤0.01% |
77,336
-7,966
| -9% | -$12.5K |
|
3908
Anixa Biosciences
ANIX
$116M
| $127K | ﹤0.01% |
52,012
+6,291
| +14% | +$16.2K |
|
3909
Forum Energy Technologies
FET
$708M
| $127K | ﹤0.01% |
11,518
-934
| -8% | -$9.39K |
|
|
DMK
3910
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
| $127K | ﹤0.01% |
2,324
-136
| -6% | -$8.06K |
|
|
CLSD
3911
DELISTED
Clearside Biomedical
CLSD
| $126K | ﹤0.01% |
5,456
-531
| -9% | -$13.7K |
|
3912
iShares MSCI Malaysia ETF
EWM
$310M
| $126K | ﹤0.01% |
4,794
+98
| +2% | +$2.62K |
|
3913
SEACOR Marine Holdings
SMHI
$256M
| $126K | ﹤0.01% |
62,067
-15,294
| -20% | -$38.3K |
|
|
KSPN
3914
DELISTED
Kaspien Holdings Inc. Common Stock
KSPN
| $126K | ﹤0.01% |
16,329
+608
| +4% | +$4.71K |
|
3915
Lipocine
LPCN
$17.5M
| $125K | ﹤0.01% |
5,205
+1,837
| +55% | +$48.8K |
|
|
CYPH
3916
Cypherpunk Technologies Inc
CYPH
$62.9M
| $125K | ﹤0.01% |
6,338
+1,703
| +37% | +$32.9K |
|
|
MIXT
3917
DELISTED
MIX TELEMATICS LIMITED
MIXT
| $125K | ﹤0.01% |
14,032
-67
| -0.5% | -$624 |
|
|
JAX
3918
DELISTED
J. Alexander's Holdings, Inc.
JAX
| $125K | ﹤0.01% |
23,955
-3,752
| -14% | -$16.4K |
|
|
SUPV
3919
Grupo Supervielle
SUPV
$828M
| $124K | ﹤0.01% |
68,844
-56,741
| -45% | -$144K |
|
|
LUB
3920
DELISTED
Luby's Inc.
LUB
| $123K | ﹤0.01% |
43,093
-6,516
| -13% | -$9.89K |
|
|
ACGN
3921
DELISTED
Aceragen Inc
ACGN
| $122K | ﹤0.01% |
3,365
+172
| +5% | +$6.11K |
|
|
BIOC
3922
DELISTED
Biocept, Inc.
BIOC
| $122K | ﹤0.01% |
922
-5
| -0.5% | -$1.01K |
|
3923
Centrus Energy
LEU
$3.48B
| $121K | ﹤0.01% |
14,454
+1,359
| +10% | +$16K |
|
|
UXIN
3924
Uxin Ltd
UXIN
$306M
| $121K | ﹤0.01% |
1,392
-15
| -1% | -$1.79K |
|
|
PMD
3925
DELISTED
Psychemedics Corporation
PMD
| $121K | ﹤0.01% |
27,414
+88
| +0.3% | +$429 |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.