Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3876
Ondas Inc
ONDS
$4.27B
| $374K | ﹤0.01% |
40,824
+4,961
| +14% | +$37.6K |
|
|
CTIC
3877
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
| $373K | ﹤0.01% |
126,259
| – | – |
|
3878
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
| $372K | ﹤0.01% |
6,110
-3,195
| -34% | -$201K |
|
3879
Westwood Holdings Group
WHG
$182M
| $372K | ﹤0.01% |
19,557
-712
| -4% | -$15.4K |
|
3880
Assembly Biosciences
ASMB
$498M
| $371K | ﹤0.01% |
8,890
+376
| +4% | +$15.8K |
|
3881
Graham Corp
GHM
$1.12B
| $371K | ﹤0.01% |
29,959
-4,714
| -14% | -$60.9K |
|
|
FARM
3882
DELISTED
Farmer Brothers
FARM
| $370K | ﹤0.01% |
44,025
-2,352
| -5% | -$21.6K |
|
3883
Greenlane Holdings
GNLN
$1.22M
| – | – |
0
| – | – |
|
3884
JPMorgan BetaBuilders Japan ETF
BBJP
$17.5B
| $369K | ﹤0.01% |
6,276
+1,541
| +33% | +$89.3K |
|
3885
Esquire Financial Holdings
ESQ
$1.12B
| $368K | ﹤0.01% |
12,852
-567
| -4% | -$14.5K |
|
3886
Banco Bradesco
BBDO
$36.4B
| $367K | ﹤0.01% |
121,459
-58,945
| -33% | -$205K |
|
|
AVEO
3887
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
| $367K | ﹤0.01% |
59,181
+3,188
| +6% | +$19.1K |
|
3888
Innodata
INOD
$2.05B
| $365K | ﹤0.01% |
38,257
| – | – |
|
3889
First Northwest Bancorp
FNWB
$109M
| $364K | ﹤0.01% |
20,765
-2,110
| -9% | -$38.6K |
|
3890
RGC Resources
RGCO
$223M
| $362K | ﹤0.01% |
16,085
-766
| -5% | -$18.7K |
|
3891
Saratoga Investment
SAR
$312M
| $362K | ﹤0.01% |
12,597
+1,080
| +9% | +$29.8K |
|
|
CMCT
3892
Creative Media & Community Trust
CMCT
$10.3M
| $360K | ﹤0.01% |
2
+1
| +100% | +$191K |
|
3893
Orion Group Holdings
ORN
$396M
| $360K | ﹤0.01% |
66,114
-2,153
| -3% | -$11.8K |
|
3894
iShares Russell Top 200 Growth ETF
IWY
$15.9B
| $359K | ﹤0.01% |
2,353
-411
| -15% | -$64.8K |
|
3895
X4 Pharmaceuticals
XFOR
$375M
| $359K | ﹤0.01% |
2,262
-23
| -1% | -$3.78K |
|
3896
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
| $358K | ﹤0.01% |
+11,734
| New | +$367K |
|
|
SAL
3897
DELISTED
Salisbury Bancorp, Inc.
SAL
| $358K | ﹤0.01% |
14,090
+5,126
| +57% | +$127K |
|
|
FCCY
3898
DELISTED
1st Constitution Bancorp
FCCY
| $358K | ﹤0.01% |
15,126
-892
| -6% | -$19.4K |
|
3899
Unity Bancorp
UNTY
$591M
| $357K | ﹤0.01% |
15,260
-1,658
| -10% | -$37.9K |
|
|
SUNW
3900
DELISTED
Sunworks, Inc.
SUNW
| $357K | ﹤0.01% |
58,154
+11,041
| +23% | +$86.8K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.