Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3826
Norwood Financial Corp
NWFL
$370M
| $424K | ﹤0.01% |
16,645
-439
| -3% | -$11.2K |
|
3827
Capricor Therapeutics
CAPR
$223M
| $421K | ﹤0.01% |
104,672
+421
| +0.4% | +$1.92K |
|
3828
Value Line
VALU
$321M
| $421K | ﹤0.01% |
12,303
-2,693
| -18% | -$89.5K |
|
|
XELA
3829
DELISTED
Exela Technologies, Inc. Common Stock
XELA
| $420K | ﹤0.01% |
54
+41
| +315% | +$420K |
|
3830
FVCBankcorp
FVCB
$335M
| $419K | ﹤0.01% |
26,191
-1,240
| -5% | -$19.1K |
|
3831
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.52B
| $418K | ﹤0.01% |
2,651
| – | – |
|
|
PCTI
3832
DELISTED
PCTEL, Inc. Common Stock
PCTI
| $418K | ﹤0.01% |
67,288
-1,457
| -2% | -$9.51K |
|
|
ZEV
3833
DELISTED
Lightning eMotors, Inc.
ZEV
| $417K | ﹤0.01% |
2,437
-197
| -7% | -$31.6K |
|
|
RTLR
3834
DELISTED
Rattler Midstream LP Common Units
RTLR
| $417K | ﹤0.01% |
35,548
-13,310
| -27% | -$144K |
|
3835
Comp X International
CIX
$349M
| $416K | ﹤0.01% |
20,020
-2,683
| -12% | -$57K |
|
3836
Choiceone Financial
COFS
$509M
| $416K | ﹤0.01% |
16,829
+3,961
| +31% | +$97.3K |
|
|
RPTX
3837
DELISTED
Repare Therapeutics
RPTX
| $415K | ﹤0.01% |
15,830
+233
| +1% | +$7.53K |
|
|
HIMX
3838
Himax Technologies
HIMX
$2.19B
| $413K | ﹤0.01% |
38,757
-6,150
| -14% | -$78.9K |
|
3839
Inspired Entertainment
INSE
$184M
| $413K | ﹤0.01% |
35,267
+4,431
| +14% | +$51.7K |
|
|
NS
3840
DELISTED
NuStar Energy L.P.
NS
| $413K | ﹤0.01% |
26,224
-10,392
| -28% | -$171K |
|
3841
ProShares Short S&P500
SH
$907M
| $411K | ﹤0.01% |
+6,750
| New | +$402K |
|
|
EVBN
3842
DELISTED
Evans Bancorp Inc
EVBN
| $411K | ﹤0.01% |
10,737
-446
| -4% | -$17.2K |
|
3843
MarketWise
MKTW
$52.5M
| $410K | ﹤0.01% |
+2,483
| New | +$483K |
|
|
PFSW
3844
DELISTED
PFSweb, Inc.
PFSW
| $410K | ﹤0.01% |
31,772
-907
| -3% | -$11.3K |
|
3845
Immunome
IMNM
$2.58B
| $409K | ﹤0.01% |
+16,798
| New | +$293K |
|
3846
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.96B
| $408K | ﹤0.01% |
740,401
+77,475
| +12% | +$4.31M |
|
3847
PLDT
PHI
$4.25B
| $408K | ﹤0.01% |
12,513
-162,744
| -93% | -$4.41M |
|
3848
Vaalco Energy
EGY
$570M
| $407K | ﹤0.01% |
138,568
-4,814
| -3% | -$12.7K |
|
3849
LCNB Corp
LCNB
$282M
| $407K | ﹤0.01% |
23,294
-886
| -4% | -$15.1K |
|
3850
Schwab U.S Small- Cap ETF
SCHA
$22.2B
| $407K | ﹤0.01% |
16,280
+56
| +0.3% | +$1.42K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.