Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
VWTR
3801
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
| $454K | ﹤0.01% |
39,849
-2,726
| -6% | -$35.7K |
|
3802
iShares ESG MSCI EM Leaders ETF
LDEM
$32.7M
| $453K | ﹤0.01% |
+7,407
| New | +$465K |
|
|
SEMR
3803
DELISTED
Semrush
SEMR
| $453K | ﹤0.01% |
19,640
-1,728
| -8% | -$39.8K |
|
3804
Sera Prognostics
SERA
$79.9M
| $452K | ﹤0.01% |
+40,646
| New | +$422K |
|
|
SPRB
3805
Spruce Biosciences
SPRB
$118M
| $449K | ﹤0.01% |
996
-42
| -4% | -$26.4K |
|
3806
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.32B
| $444K | ﹤0.01% |
4,325
+605
| +16% | +$63.7K |
|
3807
BCB Bancorp
BCBP
$173M
| $444K | ﹤0.01% |
30,089
-1,797
| -6% | -$26.2K |
|
|
TBNK
3808
DELISTED
Territorial Bancorp Inc.
TBNK
| $444K | ﹤0.01% |
17,499
-1,390
| -7% | -$35.2K |
|
|
EMBJ
3809
Embraer S.A. ADS
EMBJ
$12.2B
| $443K | ﹤0.01% |
26,068
-549,501
| -95% | -$8.53M |
|
3810
MidCap Financial Investment
MFIC
$787M
| $443K | ﹤0.01% |
34,179
+250
| +0.7% | +$3.4K |
|
|
MITT
3811
TPG Mortgage Investment Trust
MITT
$222M
| $440K | ﹤0.01% |
38,559
+5,857
| +18% | +$64.1K |
|
3812
Shore Bancshares
SHBI
$819M
| $440K | ﹤0.01% |
24,791
-1,509
| -6% | -$26.2K |
|
|
OKUR
3813
OnKure Therapeutics
OKUR
$154M
| $439K | ﹤0.01% |
5,903
-942
| -14% | -$79.9K |
|
3814
Red Violet
RDVT
$979M
| $438K | ﹤0.01% |
16,941
+566
| +3% | +$15K |
|
3815
WisdomTree US LargeCap Dividend Fund
DLN
$6.26B
| $437K | ﹤0.01% |
7,332
| – | – |
|
3816
Colony Bankcorp
CBAN
$465M
| $436K | ﹤0.01% |
23,405
+10,739
| +85% | +$193K |
|
3817
LG Display
LPL
$3B
| $434K | ﹤0.01% |
54,576
-375,446
| -87% | -$3.46M |
|
3818
INmune Bio
INMB
$46.5M
| $432K | ﹤0.01% |
22,221
+8,272
| +59% | +$160K |
|
|
BELFB
3819
Bel Fuse Inc Class B
BELFB
$3.87B
| $430K | ﹤0.01% |
34,622
-7,976
| -19% | -$107K |
|
3820
iShares MSCI Israel ETF
EIS
$889M
| $430K | ﹤0.01% |
6,001
| – | – |
|
3821
Matinas BioPharma
MTNB
$1.88M
| $430K | ﹤0.01% |
6,616
+176
| +3% | +$7.59K |
|
|
NH
3822
DELISTED
NantHealth, Inc
NH
| $429K | ﹤0.01% |
17,776
-2,717
| -13% | -$81.7K |
|
3823
Farmers & Merchants Bancorp
FMAO
$459M
| $428K | ﹤0.01% |
19,106
-66
| -0.3% | -$1.48K |
|
3824
Pixelworks
PXLW
$38.2M
| $427K | ﹤0.01% |
7,440
| – | – |
|
3825
Gyre Therapeutics
GYRE
$641M
| $425K | ﹤0.01% |
13,783
-476
| -3% | -$15.7K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.