Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3801
Stagwell
STGW
$2.07B
| $219K | ﹤0.01% |
135,632
-10,473
| -7% | -$21.6K |
|
3802
Schwab U.S Small- Cap ETF
SCHA
$22.2B
| $217K | ﹤0.01% |
+12,704
| New | +$219K |
|
3803
JPMorgan BetaBuilders Canada ETF
BBCA
$10.9B
| $216K | ﹤0.01% |
+4,511
| New | +$217K |
|
3804
Matinas BioPharma
MTNB
$1.88M
| $215K | ﹤0.01% |
5,610
-25
| -0.4% | -$994 |
|
|
DS
3805
DELISTED
Drive Shack Inc.
DS
| $215K | ﹤0.01% |
192,246
-12,787
| -6% | -$19.7K |
|
|
PTN
3806
Palatin Technologies
PTN
$13.7M
| $214K | ﹤0.01% |
362
-43
| -11% | -$29K |
|
3807
Energous
WATT
$77.6M
| $214K | ﹤0.01% |
121
+2
| +2% | +$3.92K |
|
|
HTT
3808
High Templar Tech Ltd
HTT
$379M
| $213K | ﹤0.01% |
172,032
-866
| -0.5% | -$1.46K |
|
3809
iShares Dow Jones US ETF
IYY
$2.95B
| $212K | ﹤0.01% |
+2,540
| New | +$209K |
|
3810
VanEck Biotech ETF
BBH
$400M
| $211K | ﹤0.01% |
+1,301
| New | +$212K |
|
3811
Tonix Pharmaceuticals
TNXP
$160M
| – | – |
0
| – | – |
|
|
QUMU
3812
DELISTED
Qumu Corp.
QUMU
| $210K | ﹤0.01% |
45,510
-9,591
| -17% | -$48.4K |
|
|
GHG
3813
GreenTree Hospitality
GHG
$117M
| $209K | ﹤0.01% |
15,323
+152
| +1% | +$2K |
|
3814
BBVA Argentina
BBAR
$3.87B
| $208K | ﹤0.01% |
82,954
-74,370
| -47% | -$271K |
|
|
GOGL
3815
DELISTED
Golden Ocean Group
GOGL
| $208K | ﹤0.01% |
54,628
+584
| +1% | +$2.24K |
|
3816
Dawson Geophysical
DWSN
$145M
| $207K | ﹤0.01% |
117,402
-7,140
| -6% | -$12.2K |
|
|
ONDK
3817
DELISTED
On Deck Capital, Inc.
ONDK
| $207K | ﹤0.01% |
129,093
+19,782
| +18% | +$26.8K |
|
3818
Genesis Energy
GEL
$1.87B
| $205K | ﹤0.01% |
45,535
-132
| -0.3% | -$773 |
|
3819
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
| $204K | ﹤0.01% |
18,706
-22,760
| -55% | -$253K |
|
3820
Lincoln Educational Services
LINC
$1.33B
| $204K | ﹤0.01% |
36,987
+8,773
| +31% | +$52.2K |
|
3821
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.71B
| $203K | ﹤0.01% |
3,228
-254
| -7% | -$16.1K |
|
|
VNTR
3822
DELISTED
Venator Materials PLC
VNTR
| $203K | ﹤0.01% |
105,244
+4,996
| +5% | +$9.73K |
|
3823
STRATTEC Security
STRT
$367M
| $202K | ﹤0.01% |
10,171
-648
| -6% | -$13.7K |
|
|
ZAGG
3824
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
| $201K | ﹤0.01% |
71,612
-5,685
| -7% | -$17.8K |
|
3825
MakeMyTrip
MMYT
$5.36B
| $197K | ﹤0.01% |
12,843
-84,840
| -87% | -$1.35M |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.