Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$1.02B |
| 2 |
Microsoft
MSFT
|
+$337M |
| 3 |
Apple
AAPL
|
+$308M |
| 4 |
Meta Platforms (Facebook)
META
|
+$222M |
| 5 |
Amazon
AMZN
|
+$218M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DD
Du Pont De Nemours E I
DD
|
+$886M |
| 2 |
RAI
Reynolds American Inc
RAI
|
+$515M |
| 3 |
BHI
Baker Hughes
BHI
|
+$212M |
| 4 |
WFM
Whole Foods Market Inc
WFM
|
+$165M |
| 5 |
WOOF
VCA Inc.
WOOF
|
+$97.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.39% |
| 2 | Technology | 14.36% |
| 3 | Healthcare | 12.87% |
| 4 | Industrials | 10.7% |
| 5 | Consumer Discretionary | 8.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3801
Consumer Portfolio Services
CPSS
$205M
| $176K | ﹤0.01% |
38,710
-18
| -0% | -$77 |
|
|
NAGE
3802
Niagen Bioscience
NAGE
$236M
| $175K | ﹤0.01% |
40,655
-2,233
| -5% | -$8.16K |
|
|
ROSE
3803
DELISTED
Rosehill Resources Inc. Class A
ROSE
| $175K | ﹤0.01% |
21,337
+1,051
| +5% | +$7.24K |
|
|
LUB
3804
DELISTED
Luby's Inc.
LUB
| $174K | ﹤0.01% |
65,693
-1,002
| -2% | -$2.76K |
|
3805
Galectin Therapeutics
GALT
$205M
| $173K | ﹤0.01% |
80,739
+5,642
| +8% | +$11.2K |
|
3806
Cumberland Pharmaceuticals
CPIX
$115M
| $171K | ﹤0.01% |
24,264
-1,462
| -6% | -$10.1K |
|
|
ARTX
3807
DELISTED
Arotech Corporation
ARTX
| $171K | ﹤0.01% |
40,795
| – | – |
|
3808
Virco
VIRC
$94.8M
| $170K | ﹤0.01% |
30,898
-400
| -1% | -$2.18K |
|
|
MN
3809
DELISTED
MANNING & NAPIER, INC.
MN
| $170K | ﹤0.01% |
43,149
-13,165
| -23% | -$50.4K |
|
|
ARQL
3810
DELISTED
Arqule Inc
ARQL
| $169K | ﹤0.01% |
153,072
-1,441
| -0.9% | -$1.66K |
|
3811
Rocky Mountain Chocolate Factory
RMCF
$7.93M
| $168K | ﹤0.01% |
14,203
| – | – |
|
3812
GDS Holdings
GDS
$6.41B
| $167K | ﹤0.01% |
14,833
+261
| +2% | +$2.54K |
|
3813
Lipocine
LPCN
$17.7M
| $167K | ﹤0.01% |
2,485
+678
| +38% | +$49K |
|
|
HFBC
3814
DELISTED
HopFed Bancorp Inc
HFBC
| $167K | ﹤0.01% |
11,505
| – | – |
|
3815
Bridgford Foods
BRID
$58.2M
| $165K | ﹤0.01% |
13,747
+205
| +2% | +$2.46K |
|
3816
Larimar Therapeutics
LRMR
$438M
| $165K | ﹤0.01% |
3,907
-17
| -0.4% | -$707 |
|
|
ACFC
3817
DELISTED
Atlantic Coast Financial Corporation
ACFC
| $165K | ﹤0.01% |
18,713
+1,276
| +7% | +$10.4K |
|
|
SUNW
3818
DELISTED
Sunworks, Inc.
SUNW
| $164K | ﹤0.01% |
14,912
-457
| -3% | -$5.37K |
|
3819
Jakks Pacific
JAKK
$292M
| $163K | ﹤0.01% |
5,443
+15
| +0.3% | +$509 |
|
|
OAKS
3820
DELISTED
Five Oaks Investment Corp.
OAKS
| $163K | ﹤0.01% |
36,526
+4,245
| +13% | +$19.1K |
|
3821
Aspen Aerogels
ASPN
$549M
| $162K | ﹤0.01% |
37,057
| – | – |
|
3822
Theriva Biologics
TOVX
$10.2M
| $161K | ﹤0.01% |
20
| – | – |
|
|
SYNC
3823
DELISTED
Synacor, Inc.
SYNC
| $161K | ﹤0.01% |
59,744
| – | – |
|
3824
AmeriServ Financial
ASRV
$80.6M
| $160K | ﹤0.01% |
39,909
-300
| -0.7% | -$1.19K |
|
|
SSI
3825
DELISTED
Stage Stores Inc
SSI
| $156K | ﹤0.01% |
84,610
+1,330
| +2% | +$2.45K |
|
Similar funds
Northern Trust's Q3 2017 Portfolio in Review
As of Q3 2017, Northern Trust held 4,364 positions worth $384B, up 7.3% from $358B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Trading was light in Q3 2017: portfolio turnover was 4.5%. Northern Trust opened 89 new positions and exited 107, leaving the 4,364-position portfolio largely intact.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q3 2017 buy was Baker Hughes: 5,053,073 shares worth $185M.
- Northern Trust added most to DuPont de Nemours in Q3 2017, an estimated $1.02B increase.
- Northern Trust's biggest Q3 2017 reduction was FlexShares STOXX Global Broad Infrastructure Index Fund, cutting an estimated $73.5M.
- Northern Trust fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $886M.
- Northern Trust's ten largest holdings make up 14% of its $384B portfolio in Q3 2017.
- Northern Trust opened 89 new positions and closed 107 in Q3 2017.
- Northern Trust's portfolio value rose 7.3% quarter-over-quarter to $384B.
Based on Northern Trust's 13F filing for Q3 2017, filed 13 Nov 2017.