Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DXC Technology
DXC
|
+$254M |
| 2 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$158M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$155M |
| 4 |
Intercontinental Exchange
ICE
|
+$116M |
| 5 |
Estee Lauder
EL
|
+$100M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
YHOO
Yahoo Inc
YHOO
|
+$450M |
| 2 |
MJN
Mead Johnson Nutrition Company
MJN
|
+$184M |
| 3 |
PVTB
PrivateBancorp Inc
PVTB
|
+$130M |
| 4 |
Hewlett Packard
HPE
|
+$119M |
| 5 |
GE Aerospace
GE
|
+$98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.41% |
| 2 | Technology | 14.17% |
| 3 | Healthcare | 13.27% |
| 4 | Industrials | 10.87% |
| 5 | Consumer Discretionary | 9.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
FGH
3801
DELISTED
FG Group Holdings Inc.
FGH
| $173K | ﹤0.01% |
25,935
| – | – |
2013 Q2
16 quarters
|
|
|
IPAS
3802
DELISTED
Ipass Inc Common Stock
IPAS
| $173K | ﹤0.01% |
13,100
+306
| +2% | +$4.02K |
2013 Q2
16 quarters
|
|
3803
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
| $172K | ﹤0.01% |
12,405
-2,404
| -16% | -$33.3K |
2014 Q3
11 quarters
|
|
|
IIN
3804
DELISTED
IntriCon Corporation
IIN
| $172K | ﹤0.01% |
21,040
+1,942
| +10% | +$16.2K |
2013 Q2
16 quarters
|
|
3805
DELISTED
Stein Mart Inc
SMRT
| $171K | ﹤0.01% |
101,522
-300,392
| -75% | -$593K |
2013 Q2
16 quarters
|
|
3806
Hennessy Advisors
HNNA
$81M
| $170K | ﹤0.01% |
11,170
-37,515
| -77% | -$603K |
2016 Q2
4 quarters
|
|
|
ROSE
3807
DELISTED
Rosehill Resources Inc. Class A
ROSE
| $170K | ﹤0.01% |
+20,286
| New | +$180K |
2017 Q2
0 quarters
|
|
3808
Workhorse Group
WKHS
$28.9M
| $169K | ﹤0.01% |
15
-33
| -69% | -$309K |
2016 Q2
4 quarters
|
|
|
ISEE
3809
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
| $169K | ﹤0.01% |
66,104
-283,635
| -81% | -$773K |
2013 Q4
14 quarters
|
|
|
PFNX
3810
DELISTED
Pfenex Inc.
PFNX
| $169K | ﹤0.01% |
42,193
-151,971
| -78% | -$700K |
2015 Q1
9 quarters
|
|
|
TLRA
3811
DELISTED
Telaria, Inc.
TLRA
| $169K | ﹤0.01% |
67,912
| – | – |
2013 Q3
15 quarters
|
|
|
NADL
3812
DELISTED
North Atlantic Drilling Ltd
NADL
| $169K | ﹤0.01% |
126,602
+103,651
| +452% | +$218K |
2017 Q1
1 quarter
|
|
3813
Rocky Mountain Chocolate Factory
RMCF
$8.61M
| $167K | ﹤0.01% |
14,203
-874
| -6% | -$10.4K |
2013 Q2
16 quarters
|
|
3814
United-Guardian
UG
$31.4M
| $167K | ﹤0.01% |
10,763
+592
| +6% | +$8.8K |
2016 Q4
2 quarters
|
|
3815
Virco
VIRC
$102M
| $167K | ﹤0.01% |
31,298
+1,760
| +6% | +$7.8K |
2013 Q2
16 quarters
|
|
|
IVTY
3816
DELISTED
Invuity, Inc
IVTY
| $167K | ﹤0.01% |
22,969
| – | – |
2016 Q3
3 quarters
|
|
|
XRM
3817
DELISTED
Xerium Technologies Inc (new)
XRM
| $167K | ﹤0.01% |
23,291
| – | – |
2013 Q2
16 quarters
|
|
3818
AmeriServ Financial
ASRV
$77.1M
| $166K | ﹤0.01% |
40,209
-1,362
| -3% | -$5.48K |
2013 Q2
16 quarters
|
|
|
AVDL
3819
DELISTED
Avadel Pharmaceuticals
AVDL
| $166K | ﹤0.01% |
15,048
-961
| -6% | -$9.6K |
2017 Q1
1 quarter
|
|
3820
DELISTED
Volt Information Sciences, Inc.
VOLT
| $166K | ﹤0.01% |
42,072
+2,318
| +6% | +$12.8K |
2014 Q3
11 quarters
|
|
3821
Aspen Aerogels
ASPN
$431M
| $165K | ﹤0.01% |
37,057
| – | – |
2014 Q2
12 quarters
|
|
3822
Larimar Therapeutics
LRMR
$207M
| $165K | ﹤0.01% |
3,924
-15,055
| -79% | -$770K |
2014 Q3
11 quarters
|
|
3823
Wheeler Real Estate Investment Trust
WHLR
$215K
| – | – |
0
| – | – |
2015 Q4
6 quarters
|
|
|
HFBC
3824
DELISTED
HopFed Bancorp Inc
HFBC
| $165K | ﹤0.01% |
11,505
+278
| +2% | +$4.04K |
2015 Q2
8 quarters
|
|
3825
Niagen Bioscience
NAGE
$197M
| $164K | ﹤0.01% |
42,888
-248,311
| -85% | -$787K |
2016 Q2
4 quarters
|
|
Similar funds
Northern Trust's Q2 2017 Portfolio in Review
As of Q2 2017, Northern Trust held 4,391 positions worth $358B, up 3.1% from $347B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q2 2017 filing shows 142 new, 2,528 increased, 1,287 reduced and 114 closed positions. Its largest new stake was DXC Technology: 3,833,711 shares worth $254M. The largest sale was Yahoo Inc, an estimated $450M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q2 2017 buy was DXC Technology: 3,833,711 shares worth $254M.
- Northern Trust added most to Vanguard FTSE All-World ex-US ETF in Q2 2017, an estimated $158M increase.
- Northern Trust's biggest Q2 2017 reduction was Hewlett Packard, cutting an estimated $119M.
- Northern Trust fully exited Yahoo Inc in Q2 2017, selling an estimated $450M.
- Northern Trust's ten largest holdings make up 14% of its $358B portfolio in Q2 2017.
- Northern Trust opened 142 new positions and closed 114 in Q2 2017.
- Northern Trust's portfolio value rose 3.1% quarter-over-quarter to $358B.
Based on Northern Trust's 13F filing for Q2 2017, filed 11 Aug 2017.