Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
VF Corp
VFC
|
+$939M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$517M |
| 3 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$233M |
| 4 |
NXP Semiconductors
NXPI
|
+$195M |
| 5 |
Sherwin-Williams
SHW
|
+$192M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$787M |
| 2 |
Microsoft
MSFT
|
+$337M |
| 3 |
Pinduoduo
PDD
|
+$215M |
| 4 |
Berkshire Hathaway Class B
BRK.B
|
+$212M |
| 5 |
Carnival Corporation Ltd
CCL
|
+$210M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.51% |
| 2 | Financials | 12.87% |
| 3 | Healthcare | 12.23% |
| 4 | Consumer Discretionary | 12.03% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RTLR
3776
DELISTED
Rattler Midstream LP Common Units
RTLR
| $567K | ﹤0.01% |
53,315
-18,914
| -26% | -$197K |
|
3777
Adams Diversified Equity Fund
ADX
$3.2B
| $564K | ﹤0.01% |
+30,900
| New | +$549K |
|
3778
Nano X Imaging
NNOX
$73.8M
| $564K | ﹤0.01% |
13,595
+218
| +2% | +$11.7K |
|
3779
VictoryShares US 500 Volatility Wtd ETF
CFA
$550M
| $563K | ﹤0.01% |
8,387
-3,851
| -31% | -$249K |
|
3780
iShares Global Energy ETF
IXC
$2.76B
| $563K | ﹤0.01% |
22,839
-12,653
| -36% | -$299K |
|
3781
VistaGen Therapeutics
VTGN
$12.8M
| $560K | ﹤0.01% |
8,765
+5,549
| +173% | +$370K |
|
3782
Bogota Financial
BSBK
$111M
| $558K | ﹤0.01% |
54,319
-3,699
| -6% | -$35.1K |
|
3783
Celcuity
CELC
$4.52B
| $552K | ﹤0.01% |
38,514
-10,675
| -22% | -$152K |
|
3784
Pro-Dex
PDEX
$209M
| $550K | ﹤0.01% |
20,398
-9,471
| -32% | -$258K |
|
3785
Altisource Portfolio Solutions
ASPS
$65.8M
| $548K | ﹤0.01% |
7,446
-318
| -4% | -$26.5K |
|
3786
iShares Core Dividend Growth ETF
DGRO
$43.5B
| $547K | ﹤0.01% |
11,313
-130
| -1% | -$6.01K |
|
3787
Woori Financial
WF
$17.6B
| $547K | ﹤0.01% |
20,178
-377
| -2% | -$9.9K |
|
3788
Climb Global Solutions
CLMB
$519M
| $544K | ﹤0.01% |
86,608
-42,352
| -33% | -$226K |
|
|
STKL
3789
DELISTED
SunOpta
STKL
| $544K | ﹤0.01% |
36,842
+4,384
| +14% | +$62.8K |
|
3790
WisdomTree India Earnings Fund ETF
EPI
$2.06B
| $542K | ﹤0.01% |
17,217
-77
| -0.4% | -$2.39K |
|
3791
Aterian
ATER
$5.37M
| $541K | ﹤0.01% |
1,529
+43
| +3% | +$16.6K |
|
3792
John Hancock Multifactor Mid Cap ETF
JHMM
$6.12B
| $540K | ﹤0.01% |
11,000
| – | – |
|
3793
Aprea Therapeutics
APRE
$8.05M
| $539K | ﹤0.01% |
5,286
-385
| -7% | -$44.9K |
|
|
VERO
3794
DELISTED
Venus Concept
VERO
| $539K | ﹤0.01% |
1,389
+121
| +10% | +$48.2K |
|
|
MDWT
3795
DELISTED
Midwest Holding Inc. Common Stock
MDWT
| $538K | ﹤0.01% |
10,767
+9,418
| +698% | +$496K |
|
3796
LifeMD
LFMD
$172M
| $537K | ﹤0.01% |
+33,921
| New | +$611K |
|
3797
Siebert Financial
SIEB
$68.4M
| $537K | ﹤0.01% |
132,432
-9,869
| -7% | -$47.4K |
|
3798
CuriosityStream
CURI
$161M
| $536K | ﹤0.01% |
39,540
+16,941
| +75% | +$293K |
|
|
LKFT
3799
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.77B
| $536K | ﹤0.01% |
6,937
-5,198
| -43% | -$479K |
|
|
HZN
3800
DELISTED
Horizon Global Corporation
HZN
| $535K | ﹤0.01% |
51,771
-1,912
| -4% | -$18.4K |
|
Similar funds
Northern Trust's Q1 2021 Portfolio in Review
As of Q1 2021, Northern Trust held 4,560 positions worth $538B, up 4.7% from $513B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Northern Trust's Q1 2021 filing shows 186 new, 1,468 increased, 2,747 reduced and 86 closed positions. Its largest new stake was Cognyte Software: 659,566 shares worth $18.3M. The largest sale was Apple, an estimated $787M.
By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q1 2021 buy was Cognyte Software: 659,566 shares worth $18.3M.
- Northern Trust added most to VF Corp in Q1 2021, an estimated $939M increase.
- Northern Trust's biggest Q1 2021 reduction was Apple, cutting an estimated $787M.
- Northern Trust fully exited Tiffany & Co. in Q1 2021, selling an estimated $147M.
- Northern Trust's ten largest holdings make up 20% of its $538B portfolio in Q1 2021.
- Northern Trust opened 186 new positions and closed 86 in Q1 2021.
- Northern Trust's portfolio value rose 4.7% quarter-over-quarter to $538B.
Based on Northern Trust's 13F filing for Q1 2021, filed 12 May 2021.