Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AbbVie
ABBV
|
+$335M |
| 2 |
Amazon
AMZN
|
+$287M |
| 3 |
Otis Worldwide
OTIS
|
+$260M |
| 4 |
Alibaba
BABA
|
+$245M |
| 5 |
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
|
+$237M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGN
Allergan plc
AGN
|
+$720M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$365M |
| 3 |
RTN
Raytheon Company
RTN
|
+$357M |
| 4 |
Schwab US Broad Market ETF
SCHB
|
+$212M |
| 5 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$162M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.87% |
| 2 | Healthcare | 13.57% |
| 3 | Financials | 12.24% |
| 4 | Consumer Discretionary | 10.73% |
| 5 | Communication Services | 8.78% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3776
Arbutus Biopharma
ABUS
$857M
| $188K | ﹤0.01% |
+102,787
| New | +$168K |
|
|
PHX
3777
DELISTED
PHX Minerals
PHX
| $187K | ﹤0.01% |
69,644
-167,001
| -71% | -$624K |
|
|
OBCI
3778
DELISTED
Ocean Bio-Chem Inc
OBCI
| $187K | ﹤0.01% |
+13,426
| New | +$89.6K |
|
|
CSLT
3779
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
| $187K | ﹤0.01% |
225,319
-965,468
| -81% | -$717K |
|
3780
Perma-Fix Environmental Services
PESI
$352M
| $182K | ﹤0.01% |
28,472
+637
| +2% | +$3.69K |
|
|
PMBC
3781
DELISTED
Pacific Mercantile Bancorp
PMBC
| $182K | ﹤0.01% |
49,875
-183,027
| -79% | -$664K |
|
|
CRESY
3782
Cresud
CRESY
$795M
| $181K | ﹤0.01% |
63,757
-37,866
| -37% | -$121K |
|
|
VIVS
3783
VivoSim Labs
VIVS
$1.2M
| $181K | ﹤0.01% |
1,374
+109
| +9% | +$13.3K |
|
|
NREF
3784
NexPoint Real Estate Finance
NREF
$320M
| $180K | ﹤0.01% |
+10,743
| New | +$142K |
|
|
MLVF
3785
DELISTED
Malvern Bancorp, Inc.
MLVF
| $180K | ﹤0.01% |
14,120
-70,961
| -83% | -$838K |
|
|
VNTR
3786
DELISTED
Venator Materials PLC
VNTR
| $180K | ﹤0.01% |
100,248
-16,807
| -14% | -$26.2K |
|
|
GFED
3787
DELISTED
Guaranty Federal Bancshares In
GFED
| $180K | ﹤0.01% |
11,810
+606
| +5% | +$8.92K |
|
|
NAVB
3788
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
| $180K | ﹤0.01% |
45,794
+23,843
| +109% | +$45.6K |
|
3789
Dawson Geophysical
DWSN
$145M
| $179K | ﹤0.01% |
124,542
-55
| -0% | -$74 |
|
|
YI
3790
111 Inc
YI
$33.9M
| $178K | ﹤0.01% |
+2,801
| New | +$200K |
|
3791
cbdMD
YCBD
$5.32M
| $177K | ﹤0.01% |
257
-717
| -74% | -$322K |
|
|
AVDL
3792
DELISTED
Avadel Pharmaceuticals
AVDL
| $175K | ﹤0.01% |
21,663
+6,744
| +45% | +$59.5K |
|
|
CMLS
3793
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
| $175K | ﹤0.01% |
44,340
-130,044
| -75% | -$593K |
|
|
MARK
3794
DELISTED
Remark Holdings, Inc.
MARK
| $175K | ﹤0.01% |
7,411
+2,030
| +38% | +$31.2K |
|
3795
Alpha Metallurgical Resources
AMR
$1.74B
| $174K | ﹤0.01% |
57,118
-168,739
| -75% | -$606K |
|
|
ADMS
3796
DELISTED
Adamas Pharmaceuticals
ADMS
| $174K | ﹤0.01% |
67,916
-224,801
| -77% | -$661K |
|
|
AXAS
3797
DELISTED
Abraxas Petroleum Corp
AXAS
| $174K | ﹤0.01% |
37,316
-69,687
| -65% | -$315K |
|
3798
Educational Development Corp
EDUC
$11.8M
| $172K | ﹤0.01% |
17,741
+1,047
| +6% | +$6.58K |
|
3799
STRATTEC Security
STRT
$367M
| $172K | ﹤0.01% |
10,819
-234
| -2% | -$3.58K |
|
3800
Barnes & Noble Education
BNED
$431M
| $171K | ﹤0.01% |
1,066
-3,956
| -79% | -$642K |
|
Similar funds
Northern Trust's Q2 2020 Portfolio in Review
As of Q2 2020, Northern Trust held 4,386 positions worth $422B, up 21% from $348B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q2 2020 filing shows 169 new, 2,281 increased, 1,710 reduced and 126 closed positions. Its largest new stake was Otis Worldwide: 5,015,118 shares worth $285M. The largest sale was Allergan plc, an estimated $720M.
By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 20% a quarter earlier, followed by Healthcare and Financials.
- Northern Trust's largest Q2 2020 buy was Otis Worldwide: 5,015,118 shares worth $285M.
- Northern Trust added most to AbbVie in Q2 2020, an estimated $335M increase.
- Northern Trust's biggest Q2 2020 reduction was FlexShares Global Upstream Natural Resources Index Fund, cutting an estimated $365M.
- Northern Trust fully exited Allergan plc in Q2 2020, selling an estimated $720M.
- Northern Trust's ten largest holdings make up 21% of its $422B portfolio in Q2 2020.
- Northern Trust opened 169 new positions and closed 126 in Q2 2020.
- Northern Trust's portfolio value rose 21% quarter-over-quarter to $422B.
Based on Northern Trust's 13F filing for Q2 2020, filed 14 Aug 2020.