Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Uber
UBER
|
+$265M |
| 2 |
Vanguard Short-Term Bond ETF
BSV
|
+$245M |
| 3 |
State Street SPDR S&P Global Natural Resources ETF
GNR
|
+$209M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$202M |
| 5 |
Veralto
VLTO
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$1.25B |
| 2 |
Apple
AAPL
|
+$1.25B |
| 3 |
ATVI
Activision Blizzard
ATVI
|
+$717M |
| 4 |
Eli Lilly
LLY
|
+$599M |
| 5 |
NVIDIA
NVDA
|
+$553M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.83% |
| 2 | Healthcare | 11.57% |
| 3 | Financials | 11.46% |
| 4 | Consumer Discretionary | 9.84% |
| 5 | Industrials | 8.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3726
Oaktree Specialty Lending
OCSL
$1.12B
| $295K | ﹤0.01% |
14,431
-48,732
| -77% | -$962K |
|
3727
Provident Financial
PROV
$113M
| $295K | ﹤0.01% |
23,358
+6,458
| +38% | +$77K |
|
|
CAN
3728
Canaan Creative
CAN
$145M
| $295K | ﹤0.01% |
127,507
+66,538
| +109% | +$124K |
|
3729
Ocugen
OCGN
$420M
| $293K | ﹤0.01% |
509,749
+64,796
| +15% | +$26K |
|
3730
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.25B
| $293K | ﹤0.01% |
12,120
-43,887
| -78% | -$1M |
|
|
GHLD
3731
DELISTED
Guild Holdings
GHLD
| $292K | ﹤0.01% |
20,725
+496
| +2% | +$6K |
|
3732
Invesco S&P 500 Pure Value ETF
RPV
$1.67B
| $292K | ﹤0.01% |
3,557
-1,200
| -25% | -$89.8K |
|
|
KLRS
3733
Kalaris Therapeutics
KLRS
$99.7M
| $292K | ﹤0.01% |
18,660
-2,027
| -10% | -$79.9K |
|
|
TVRD
3734
Tvardi Therapeutics
TVRD
$23.1M
| $291K | ﹤0.01% |
10,884
-705
| -6% | -$29.2K |
|
3735
Innovative Solutions & Support
ISSC
$367M
| $290K | ﹤0.01% |
34,005
+12,589
| +59% | +$95.8K |
|
|
NGM
3736
DELISTED
NGM Biopharmaceuticals, Inc. Common Stock
NGM
| $290K | ﹤0.01% |
337,282
-6,789
| -2% | -$5.96K |
|
3737
First Northwest Bancorp
FNWB
$105M
| $288K | ﹤0.01% |
18,095
-33
| -0.2% | -$461 |
|
3738
Cosan
CSAN
$2.93B
| $288K | ﹤0.01% |
+18,400
| New | +$257K |
|
3739
Upland Software
UPLD
$12.6M
| $288K | ﹤0.01% |
6,805
+981
| +17% | +$42.4K |
|
3740
Saga Communications
SGA
$60.6M
| $287K | ﹤0.01% |
12,906
-93
| -0.7% | -$1.96K |
|
3741
Lifetime Brands
LCUT
$199M
| $287K | ﹤0.01% |
42,801
+20,446
| +91% | +$120K |
|
3742
Beam Global
BEEM
$24.9M
| $285K | ﹤0.01% |
40,254
+13,630
| +51% | +$85.4K |
|
3743
Schwab 1000 Index ETF
SCHK
$5.88B
| $285K | ﹤0.01% |
12,390
| – | – |
|
|
VAXX
3744
DELISTED
Vaxxinity, Inc. Class A Common Stock
VAXX
| $284K | ﹤0.01% |
334,498
-17,314
| -5% | -$16.7K |
|
3745
Inovio Pharmaceuticals
INO
$69.6M
| $283K | ﹤0.01% |
46,308
+6,391
| +16% | +$31.5K |
|
|
SPRB
3746
Spruce Biosciences
SPRB
$128M
| $283K | ﹤0.01% |
1,289
+640
| +99% | +$73.9K |
|
|
NSTG
3747
DELISTED
NanoString Technologies, Inc.
NSTG
| $283K | ﹤0.01% |
378,509
-14,158
| -4% | -$15K |
|
3748
Eton Pharmaceutcials
ETON
$1.26B
| $283K | ﹤0.01% |
64,590
+27,083
| +72% | +$109K |
|
3749
INmune Bio
INMB
$50.8M
| $282K | ﹤0.01% |
25,069
+4,799
| +24% | +$40.2K |
|
3750
iShares Core MSCI International Developed Markets ETF
IDEV
$32.3B
| $282K | ﹤0.01% |
4,424
-2,375
| -35% | -$142K |
|
Similar funds
Northern Trust's Q4 2023 Portfolio in Review
As of Q4 2023, Northern Trust held 4,645 positions worth $552B, up 7% from $516B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Northern Trust withdrew a net $19.7B in Q4 2023, closing 173 positions and reducing 1,979 holdings. Its most notable exit was Activision Blizzard, an estimated $717M position sold in full.
By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Northern Trust opened a new position in Dimensional International Core Equity Market ETF worth $23.2M.
- Northern Trust's largest Q4 2023 buy was Dimensional International Core Equity Market ETF: 810,491 shares worth $23.2M.
- Northern Trust added most to Uber in Q4 2023, an estimated $265M increase.
- Northern Trust's biggest Q4 2023 reduction was Microsoft, cutting an estimated $1.25B.
- Northern Trust fully exited Activision Blizzard in Q4 2023, selling an estimated $717M.
- Northern Trust's ten largest holdings make up 23% of its $552B portfolio in Q4 2023.
- Northern Trust opened 181 new positions and closed 173 in Q4 2023.
- Northern Trust's portfolio value rose 7% quarter-over-quarter to $552B.
Based on Northern Trust's 13F filing for Q4 2023, filed 13 Feb 2024.