Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$395M |
| 2 |
Carnival Corporation Ltd
CCL
|
+$292M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$271M |
| 4 |
Prologis
PLD
|
+$193M |
| 5 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$140M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$448M |
| 2 |
Apple
AAPL
|
+$345M |
| 3 |
RTX Corp
RTX
|
+$183M |
| 4 |
Microsoft
MSFT
|
+$176M |
| 5 |
WCG
Wellcare Health Plans, Inc.
WCG
|
+$176M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.13% |
| 2 | Healthcare | 14.18% |
| 3 | Financials | 12.8% |
| 4 | Consumer Discretionary | 9.58% |
| 5 | Communication Services | 8.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ALR
3726
DELISTED
AlerisLife Inc
ALR
| $159K | ﹤0.01% |
57,553
+42,605
| +285% | +$179K |
|
|
NINE
3727
DELISTED
Nine Energy Service
NINE
| $158K | ﹤0.01% |
195,399
+8,398
| +4% | +$37.9K |
|
|
CODX
3728
Co-Diagnostics
CODX
$5.31M
| $156K | ﹤0.01% |
+683
| New | +$118K |
|
|
CLLS
3729
Cellectis
CLLS
$277M
| $155K | ﹤0.01% |
16,886
-807
| -5% | -$12K |
|
|
CFRX
3730
DELISTED
ContraFect Corporation
CFRX
| $155K | ﹤0.01% |
337
+194
| +136% | +$132K |
|
3731
electroCore
ECOR
$54.9M
| $154K | ﹤0.01% |
10,849
+1,009
| +10% | +$14.9K |
|
3732
ReposiTrak
TRAK
$153M
| $153K | ﹤0.01% |
40,206
+300
| +0.8% | +$1.45K |
|
3733
Richardson Electronics
RELL
$267M
| $152K | ﹤0.01% |
39,818
+100
| +0.3% | +$484 |
|
3734
VolitionRx Ltd
VNRX
$8.65M
| $152K | ﹤0.01% |
2,447
+694
| +40% | +$57.9K |
|
|
VXRT
3735
DELISTED
Vaxart
VXRT
| $152K | ﹤0.01% |
+85,546
| New | +$109K |
|
|
CLSD
3736
DELISTED
Clearside Biomedical
CLSD
| $151K | ﹤0.01% |
5,923
+1,328
| +29% | +$49.1K |
|
3737
Priority Technology Holdings
PRTH
$535M
| $151K | ﹤0.01% |
77,668
+20,583
| +36% | +$50.3K |
|
|
AMU
3738
DELISTED
ETRACS Alerian MLP Index ETN
AMU
| $151K | ﹤0.01% |
+26,168
| New | +$288K |
|
3739
Genasys
GNSS
$76.1M
| $150K | ﹤0.01% |
45,985
+2,219
| +5% | +$7.09K |
|
3740
Aware
AWRE
$26M
| $149K | ﹤0.01% |
52,271
+300
| +0.6% | +$938 |
|
3741
Saratoga Investment
SAR
$312M
| $149K | ﹤0.01% |
12,916
+291
| +2% | +$6.7K |
|
3742
United-Guardian
UG
$32.4M
| $149K | ﹤0.01% |
10,334
+33
| +0.3% | +$544 |
|
|
XELA
3743
DELISTED
Exela Technologies, Inc. Common Stock
XELA
| $149K | ﹤0.01% |
61
+18
| +42% | +$68.1K |
|
3744
Amtech Systems
ASYS
$268M
| $148K | ﹤0.01% |
34,123
+5,823
| +21% | +$32.8K |
|
|
FLNA
3745
Filana Therapeutics
FLNA
$48.8M
| $148K | ﹤0.01% |
36,158
+13,084
| +57% | +$86.6K |
|
3746
Goldman Sachs BDC
GSBD
$969M
| $147K | ﹤0.01% |
11,985
+2,139
| +22% | +$40.4K |
|
3747
Tecnoglass Holdings Inc.
TGLS
$1.93B
| $147K | ﹤0.01% |
38,172
+6,260
| +20% | +$40.3K |
|
3748
Veritone
VERI
$101M
| $146K | ﹤0.01% |
62,513
| – | – |
|
|
INFI
3749
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
| $146K | ﹤0.01% |
173,903
-335
| -0.2% | -$388 |
|
3750
Perma-Fix Environmental Services
PESI
$352M
| $145K | ﹤0.01% |
27,835
+5,807
| +26% | +$41.1K |
|
Similar funds
Northern Trust's Q1 2020 Portfolio in Review
As of Q1 2020, Northern Trust held 4,348 positions worth $348B, down 22% from $447B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Trading was light in Q1 2020: portfolio turnover was 5%. Northern Trust opened 86 new positions and exited 130, leaving the 4,348-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Healthcare and Financials.
- Northern Trust's largest Q1 2020 buy was Luckin Coffee Inc. American Depositary Shares: 200,672 shares worth $5.46M.
- Northern Trust added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $395M increase.
- Northern Trust's biggest Q1 2020 reduction was FlexShares Global Upstream Natural Resources Index Fund, cutting an estimated $448M.
- Northern Trust fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $176M.
- Northern Trust's ten largest holdings make up 19% of its $348B portfolio in Q1 2020.
- Northern Trust opened 86 new positions and closed 130 in Q1 2020.
- Northern Trust's portfolio value fell 22% quarter-over-quarter to $348B.
Based on Northern Trust's 13F filing for Q1 2020, filed 14 May 2020.