Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$142M |
| 3 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$118M |
| 4 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$77.2M |
| 5 |
Lennar Class A
LEN
|
+$74.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$382M |
| 2 |
Broadcom
AVGO
|
+$201M |
| 3 |
Wells Fargo
WFC
|
+$154M |
| 4 |
JPMorgan Chase
JPM
|
+$148M |
| 5 |
iShares MSCI Emerging Markets ETF
EEM
|
+$146M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.68% |
| 2 | Financials | 15.56% |
| 3 | Healthcare | 12.21% |
| 4 | Industrials | 9.9% |
| 5 | Consumer Discretionary | 9.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3726
Civeo
CVEO
$325M
| $260K | ﹤0.01% |
5,741
-42
| -0.7% | -$1.77K |
|
|
ANW
3727
DELISTED
Aegean Marine Petroleum Network
ANW
| $260K | ﹤0.01% |
115,546
+46,712
| +68% | +$170K |
|
3728
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
| $259K | ﹤0.01% |
3,395
| – | – |
|
3729
Educational Development Corp
EDUC
$11.8M
| $259K | ﹤0.01% |
20,590
-92
| -0.4% | -$938 |
|
3730
iShares US Financial Services ETF
IYG
$2.21B
| $259K | ﹤0.01% |
5,940
-375
| -6% | -$17K |
|
|
NVMI
3731
Nova
NVMI
$12.1B
| $259K | ﹤0.01% |
9,562
-207
| -2% | -$5.64K |
|
3732
QuickLogic
QUIK
$246M
| $258K | ﹤0.01% |
12,138
-29
| -0.2% | -$733 |
|
3733
Hennessy Advisors
HNNA
$78.4M
| $256K | ﹤0.01% |
13,260
+1,070
| +9% | +$19.2K |
|
3734
Siebert Financial
SIEB
$68M
| $256K | ﹤0.01% |
30,379
-241
| -0.8% | -$2.38K |
|
|
SOHO
3735
DELISTED
Sotherly Hotels
SOHO
| $256K | ﹤0.01% |
36,989
+120
| +0.3% | +$749 |
|
3736
Zevra Therapeutics
ZVRA
$702M
| $256K | ﹤0.01% |
2,027
+594
| +41% | +$57.4K |
|
3737
American Superconductor
AMSC
$1.59B
| $255K | ﹤0.01% |
43,851
+1,182
| +3% | +$6.06K |
|
3738
PDS Biotechnology
PDSB
$41.8M
| $255K | ﹤0.01% |
10,823
-578
| -5% | -$155K |
|
3739
Saratoga Investment
SAR
$318M
| $253K | ﹤0.01% |
12,157
-34
| -0.3% | -$725 |
|
|
RSYS
3740
DELISTED
Radisys Corp
RSYS
| $253K | ﹤0.01% |
394,247
-118
| -0% | -$106 |
|
3741
Apyx Medical
APYX
$175M
| $252K | ﹤0.01% |
84,974
+2,657
| +3% | +$6.84K |
|
|
HPI
3742
John Hancock Preferred Income Fund
HPI
$431M
| $252K | ﹤0.01% |
+12,300
| New | +$253K |
|
|
PFNX
3743
DELISTED
Pfenex Inc.
PFNX
| $252K | ﹤0.01% |
41,935
+3,351
| +9% | +$13.2K |
|
3744
Digital Turbine
APPS
$1.73B
| $251K | ﹤0.01% |
125,271
+33,078
| +36% | +$71.9K |
|
|
GOGL
3745
DELISTED
Golden Ocean Group
GOGL
| $250K | ﹤0.01% |
31,469
+213
| +0.7% | +$1.87K |
|
3746
Vuzix
VUZI
$215M
| $250K | ﹤0.01% |
45,411
+6,740
| +17% | +$55K |
|
3747
Aviat Networks
AVNW
$272M
| $249K | ﹤0.01% |
29,634
-242
| -0.8% | -$2.02K |
|
|
SYBX
3748
DELISTED
Synlogic
SYBX
| $249K | ﹤0.01% |
+1,772
| New | +$275K |
|
|
GF
3749
New Germany Fund
GF
$188M
| $248K | ﹤0.01% |
12,678
| – | – |
|
3750
Suburban Propane Partners
SPH
$1.18B
| $248K | ﹤0.01% |
11,264
+673
| +6% | +$16.4K |
|
Similar funds
Northern Trust's Q1 2018 Portfolio in Review
As of Q1 2018, Northern Trust held 4,351 positions worth $384B, down 2.7% from $395B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q1 2018: portfolio turnover was 4.8%. Northern Trust opened 108 new positions and exited 99, leaving the 4,351-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q1 2018 buy was VICI Properties: 2,095,985 shares worth $38.4M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q1 2018, an estimated $221M increase.
- Northern Trust's biggest Q1 2018 reduction was Apple, cutting an estimated $382M.
- Northern Trust fully exited Scripps Networks Interactive, Inc Common Class A in Q1 2018, selling an estimated $92.8M.
- Northern Trust's ten largest holdings make up 15% of its $384B portfolio in Q1 2018.
- Northern Trust opened 108 new positions and closed 99 in Q1 2018.
- Northern Trust's portfolio value fell 2.7% quarter-over-quarter to $384B.
Based on Northern Trust's 13F filing for Q1 2018, filed 9 May 2018.