Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$395M |
| 2 |
Carnival Corporation Ltd
CCL
|
+$292M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$271M |
| 4 |
Prologis
PLD
|
+$193M |
| 5 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$140M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$448M |
| 2 |
Apple
AAPL
|
+$345M |
| 3 |
RTX Corp
RTX
|
+$183M |
| 4 |
Microsoft
MSFT
|
+$176M |
| 5 |
WCG
Wellcare Health Plans, Inc.
WCG
|
+$176M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.13% |
| 2 | Healthcare | 14.18% |
| 3 | Financials | 12.8% |
| 4 | Consumer Discretionary | 9.58% |
| 5 | Communication Services | 8.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3701
LiqTech
LIQT
$23M
| $180K | ﹤0.01% |
5,257
-49
| -0.9% | -$2.16K |
|
3702
Matinas BioPharma
MTNB
$1.88M
| $180K | ﹤0.01% |
6,001
+1,233
| +26% | +$74.4K |
|
|
CHRA
3703
DELISTED
Charah Solutions, Inc Common Stock
CHRA
| $180K | ﹤0.01% |
10,560
+1,252
| +13% | +$29.1K |
|
|
MNTX
3704
DELISTED
Manitex International, Inc.
MNTX
| $178K | ﹤0.01% |
43,202
-736
| -2% | -$3.86K |
|
|
QTT
3705
DELISTED
Qutoutiao Inc. American Depositary Shares
QTT
| $177K | ﹤0.01% |
7,386
+1,024
| +16% | +$45.9K |
|
3706
Ultralife
ULBI
$86.4M
| $176K | ﹤0.01% |
33,725
+100
| +0.3% | +$684 |
|
|
SREV
3707
DELISTED
ServiceSource International, Inc.
SREV
| $176K | ﹤0.01% |
200,280
-31,082
| -13% | -$46.2K |
|
3708
Forum Energy Technologies
FET
$708M
| $175K | ﹤0.01% |
49,346
-354
| -0.7% | -$6.56K |
|
|
OTIC
3709
DELISTED
Otonomy, Inc.
OTIC
| $172K | ﹤0.01% |
87,630
-117
| -0.1% | -$361 |
|
3710
Alpha Pro Tech
APT
$50.4M
| $171K | ﹤0.01% |
14,179
-912
| -6% | -$7.62K |
|
|
TBCH
3711
Turtle Beach Corp
TBCH
$243M
| $171K | ﹤0.01% |
27,465
+645
| +2% | +$4.57K |
|
|
MACK
3712
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
| $171K | ﹤0.01% |
79,669
-132
| -0.2% | -$386 |
|
3713
Vaalco Energy
EGY
$570M
| $170K | ﹤0.01% |
188,774
-795
| -0.4% | -$1.5K |
|
|
FINV
3714
FinVolution Group
FINV
$1.15B
| $170K | ﹤0.01% |
95,189
+927
| +1% | +$1.84K |
|
|
CHAP
3715
DELISTED
Chaparral Energy, Inc.
CHAP
| $168K | ﹤0.01% |
357,491
+25,357
| +8% | +$23.7K |
|
|
BEDU
3716
DELISTED
Bright Scholar Education Holdings
BEDU
| $167K | ﹤0.01% |
6,219
-25
| -0.4% | -$823 |
|
|
GFED
3717
DELISTED
Guaranty Federal Bancshares In
GFED
| $167K | ﹤0.01% |
11,204
-102
| -0.9% | -$2.27K |
|
|
GSB
3718
DELISTED
GlobalSCAPE, Inc.
GSB
| $167K | ﹤0.01% |
23,417
+776
| +3% | +$7.09K |
|
|
VOXX
3719
DELISTED
VOXX International Corporation Class A
VOXX
| $164K | ﹤0.01% |
57,642
-599
| -1% | -$2.21K |
|
|
PMD
3720
DELISTED
Psychemedics Corporation
PMD
| $164K | ﹤0.01% |
27,186
+418
| +2% | +$3.52K |
|
3721
Grid Dynamics Holdings
GDYN
$559M
| $162K | ﹤0.01% |
20,213
+10,609
| +110% | +$111K |
|
3722
Star Bulk Carriers
SBLK
$3.21B
| $160K | ﹤0.01% |
28,389
+387
| +1% | +$3.24K |
|
3723
STRATTEC Security
STRT
$367M
| $160K | ﹤0.01% |
11,053
+35
| +0.3% | +$724 |
|
3724
Vince Holding Corp
VNCE
$81.3M
| $160K | ﹤0.01% |
41,287
+1,143
| +3% | +$13.5K |
|
|
UNT
3725
DELISTED
UNIT Corporation
UNT
| $160K | ﹤0.01% |
614,627
-953,460
| -61% | -$360K |
|
Similar funds
Northern Trust's Q1 2020 Portfolio in Review
As of Q1 2020, Northern Trust held 4,348 positions worth $348B, down 22% from $447B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Trading was light in Q1 2020: portfolio turnover was 5%. Northern Trust opened 86 new positions and exited 130, leaving the 4,348-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Healthcare and Financials.
- Northern Trust's largest Q1 2020 buy was Luckin Coffee Inc. American Depositary Shares: 200,672 shares worth $5.46M.
- Northern Trust added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $395M increase.
- Northern Trust's biggest Q1 2020 reduction was FlexShares Global Upstream Natural Resources Index Fund, cutting an estimated $448M.
- Northern Trust fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $176M.
- Northern Trust's ten largest holdings make up 19% of its $348B portfolio in Q1 2020.
- Northern Trust opened 86 new positions and closed 130 in Q1 2020.
- Northern Trust's portfolio value fell 22% quarter-over-quarter to $348B.
Based on Northern Trust's 13F filing for Q1 2020, filed 14 May 2020.