Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$1.62B |
| 2 |
VF Corp
VFC
|
+$925M |
| 3 |
iShares MSCI Emerging Markets ETF
EEM
|
+$241M |
| 4 |
Pinduoduo
PDD
|
+$219M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$195M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$742M |
| 2 |
Apple
AAPL
|
+$701M |
| 3 |
Microsoft
MSFT
|
+$474M |
| 4 |
Amazon
AMZN
|
+$327M |
| 5 |
Berkshire Hathaway Class B
BRK.B
|
+$221M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.36% |
| 2 | Healthcare | 12.64% |
| 3 | Financials | 12.27% |
| 4 | Consumer Discretionary | 12.17% |
| 5 | Communication Services | 8.87% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FUV
3676
DELISTED
Arcimoto, Inc. Common Stock
FUV
| $601K | ﹤0.01% |
2,272
+391
| +21% | +$76.5K |
|
3677
MidCap Financial Investment
MFIC
$787M
| $598K | ﹤0.01% |
56,315
-9,807
| -15% | -$95.2K |
|
3678
Siebert Financial
SIEB
$66.7M
| $598K | ﹤0.01% |
142,301
-2,853
| -2% | -$11K |
|
|
BLPH
3679
DELISTED
Bellerophon Therapeutics, Inc.
BLPH
| $598K | ﹤0.01% |
89,607
-2,619
| -3% | -$21.4K |
|
3680
Alerian MLP ETF
AMLP
$13B
| $595K | ﹤0.01% |
23,203
-3,710
| -14% | -$89.2K |
|
3681
Kartoon Studios
TOON
$35.2M
| $593K | ﹤0.01% |
42,969
+5,753
| +15% | +$77.8K |
|
|
RSX
3682
DELISTED
VanEck Russia ETF
RSX
| $593K | ﹤0.01% |
24,559
+5,849
| +31% | +$131K |
|
3683
Geospace Technologies
GEOS
$94.6M
| $590K | ﹤0.01% |
68,929
-7,426
| -10% | -$50.8K |
|
3684
Nexa Resources
NEXA
$1.7B
| $589K | ﹤0.01% |
61,019
-14,476
| -19% | -$105K |
|
3685
Aclaris Therapeutics
ACRS
$726M
| $586K | ﹤0.01% |
90,687
-5,095
| -5% | -$21.5K |
|
|
VTLE
3686
DELISTED
Vital Energy
VTLE
| $585K | ﹤0.01% |
29,698
-1,329
| -4% | -$17.1K |
|
3687
KLX Energy Services
KLXE
$45M
| $580K | ﹤0.01% |
89,618
+8,263
| +10% | +$47K |
|
3688
Savara
SVRA
$1.12B
| $580K | ﹤0.01% |
504,971
-15,292
| -3% | -$18.4K |
|
|
BMY.RT
3689
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
| $573K | ﹤0.01% |
830,773
-1,221
| -0.1% | -$2.6K |
|
3690
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
| $570K | ﹤0.01% |
13,539
| – | – |
|
3691
VanEck Biotech ETF
BBH
$400M
| $569K | ﹤0.01% |
3,354
+2,053
| +158% | +$338K |
|
|
STSA
3692
DELISTED
Satsuma Pharmaceuticals, Inc. Common Stock
STSA
| $566K | ﹤0.01% |
122,740
-834
| -0.7% | -$3.6K |
|
|
SA
3693
Seabridge Gold
SA
$2.78B
| $564K | ﹤0.01% |
26,752
+1,837
| +7% | +$35.6K |
|
|
ABTC
3694
American Bitcoin Corp
ABTC
$403M
| $564K | ﹤0.01% |
6
+3
| +100% | +$322K |
|
3695
Woori Financial
WF
$16.7B
| $562K | ﹤0.01% |
20,555
+991
| +5% | +$25.5K |
|
3696
Ocugen
OCGN
$416M
| $560K | ﹤0.01% |
306,118
+169,454
| +124% | +$81.7K |
|
|
STON
3697
DELISTED
StoneMor Inc.
STON
| $560K | ﹤0.01% |
212,989
+121,297
| +132% | +$160K |
|
3698
Aprea Therapeutics
APRE
$7.68M
| $559K | ﹤0.01% |
5,671
-230
| -4% | -$109K |
|
|
PHAS
3699
DELISTED
PhaseBio Pharmaceuticals, Inc. Common Stock
PHAS
| $556K | ﹤0.01% |
165,340
-1,599
| -1% | -$5.72K |
|
3700
iShares Russell Top 200 ETF
IWL
$2.19B
| $555K | ﹤0.01% |
6,151
-165
| -3% | -$14.1K |
|
Similar funds
Northern Trust's Q4 2020 Portfolio in Review
As of Q4 2020, Northern Trust held 4,490 positions worth $513B, up 13% from $456B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q4 2020 filing shows 195 new, 1,089 increased, 2,991 reduced and 116 closed positions. Its largest new stake was Apartment Income REIT Corp.: 1,878,059 shares worth $72.1M. The largest sale was NetEase, an estimated $742M.
By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Healthcare and Financials.
- Northern Trust's largest Q4 2020 buy was Apartment Income REIT Corp.: 1,878,059 shares worth $72.1M.
- Northern Trust added most to Tesla in Q4 2020, an estimated $1.62B increase.
- Northern Trust's biggest Q4 2020 reduction was NetEase, cutting an estimated $742M.
- Northern Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $181M.
- Northern Trust's ten largest holdings make up 21% of its $513B portfolio in Q4 2020.
- Northern Trust opened 195 new positions and closed 116 in Q4 2020.
- Northern Trust's portfolio value rose 13% quarter-over-quarter to $513B.
Based on Northern Trust's 13F filing for Q4 2020, filed 11 Feb 2021.