Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3651
Owlet
OWLT
$149M
| $696K | ﹤0.01% |
+8,894
| New | +$995K |
|
|
TBIO
3652
DELISTED
Telesis Bio, Inc. Common Stock
TBIO
| $694K | ﹤0.01% |
+3,465
| New | +$879K |
|
3653
Union Bankshares
UNB
$106M
| $693K | ﹤0.01% |
21,676
-89
| -0.4% | -$2.98K |
|
3654
iShares Global Tech ETF
IXN
$8.32B
| $692K | ﹤0.01% |
12,210
+7,116
| +140% | +$417K |
|
3655
Spok Holdings
SPOK
$228M
| $691K | ﹤0.01% |
67,722
-17,108
| -20% | -$154K |
|
3656
Korea Electric Power
KEP
$15.3B
| $689K | ﹤0.01% |
69,805
-1,061,820
| -94% | -$11.2M |
|
3657
Suzano
SUZ
$10.5B
| $688K | ﹤0.01% |
68,776
-117,659
| -63% | -$1.29M |
|
3658
American Coastal Insurance
ACIC
$515M
| $687K | ﹤0.01% |
189,411
-24,794
| -12% | -$99.6K |
|
3659
AstroNova
ALOT
$225M
| $686K | ﹤0.01% |
45,584
+204
| +0.4% | +$3.12K |
|
|
DLA
3660
DELISTED
Delta Apparel Inc.
DLA
| $685K | ﹤0.01% |
25,113
-310
| -1% | -$9.41K |
|
|
SGTX
3661
DELISTED
Sigilon Therapeutics, Inc. Common Stock
SGTX
| $685K | ﹤0.01% |
9,321
+3,605
| +63% | +$277K |
|
|
ELMS
3662
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
| $685K | ﹤0.01% |
+92,709
| New | +$794K |
|
3663
Applied Optoelectronics
AAOI
$7.57B
| $682K | ﹤0.01% |
94,889
+3,617
| +4% | +$26.7K |
|
|
LABP
3664
DELISTED
Landos Biopharma, Inc. Common Stock
LABP
| $682K | ﹤0.01% |
4,668
-2,724
| -37% | -$354K |
|
3665
BlackBerry
BB
$4.98B
| $681K | ﹤0.01% |
69,976
-75,104
| -52% | -$787K |
|
3666
Cognyte Software
CGNT
$659M
| $681K | ﹤0.01% |
33,111
-117,084
| -78% | -$2.99M |
|
3667
iShares US Healthcare ETF
IYH
$3.37B
| $681K | ﹤0.01% |
12,340
-1,030
| -8% | -$58.9K |
|
3668
Cohen & Steers REIT and Preferred and Income Fund
RNP
$982M
| $679K | ﹤0.01% |
26,490
| – | – |
|
|
SHCO
3669
DELISTED
Soho House & Co
SHCO
| $666K | ﹤0.01% |
+53,499
| New | +$669K |
|
3670
Information Services Group
III
$199M
| $662K | ﹤0.01% |
92,211
+9,402
| +11% | +$62.6K |
|
|
ESMT
3671
DELISTED
EngageSmart, Inc.
ESMT
| $661K | ﹤0.01% |
+19,415
| New | +$667K |
|
|
STON
3672
DELISTED
StoneMor Inc.
STON
| $658K | ﹤0.01% |
266,195
-212,202
| -44% | -$545K |
|
3673
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
| $657K | ﹤0.01% |
13,539
| – | – |
|
3674
Nexa Resources
NEXA
$1.7B
| $654K | ﹤0.01% |
85,966
+19,794
| +30% | +$158K |
|
3675
Sixth Street Specialty
TSLX
$1.63B
| $654K | ﹤0.01% |
29,465
+1,206
| +4% | +$27.6K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.