Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3626
WisdomTree US High Dividend Fund
DHS
$1.56B
| $783K | ﹤0.01% |
10,166
| – | – |
|
|
YSG
3627
Yatsen Holding
YSG
$322M
| $783K | ﹤0.01% |
+41,088
| New | +$1.25M |
|
3628
Garrett Motion
GTX
$5.81B
| $782K | ﹤0.01% |
106,155
+47,082
| +80% | +$338K |
|
|
MKFG
3629
DELISTED
Markforged Holding Corporation
MKFG
| $775K | ﹤0.01% |
+11,808
| New | +$1.05M |
|
3630
Team
TISI
$79.5M
| $770K | ﹤0.01% |
25,600
-3,482
| -12% | -$168K |
|
|
EXPR
3631
DELISTED
Express, Inc.
EXPR
| $770K | ﹤0.01% |
8,153
-1,177
| -13% | -$130K |
|
3632
SandRidge Energy
SD
$514M
| $765K | ﹤0.01% |
58,799
-2,078
| -3% | -$17.2K |
|
3633
Valhi
VHI
$380M
| $765K | ﹤0.01% |
32,781
-6,587
| -17% | -$155K |
|
3634
Beyond Air
XAIR
$3.8M
| $764K | ﹤0.01% |
172
+6
| +4% | +$21.7K |
|
3635
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
| $755K | ﹤0.01% |
3,200
-6
| -0.2% | -$1.47K |
|
3636
Coca-Cola Femsa
KOF
$22.7B
| $753K | ﹤0.01% |
13,395
-161,763
| -92% | -$9.05M |
|
3637
VEON
VEON
$3.62B
| $752K | ﹤0.01% |
14,451
-6,263
| -30% | -$301K |
|
3638
Magnachip Semiconductor
MX
$119M
| $748K | ﹤0.01% |
42,157
+6,534
| +18% | +$130K |
|
3639
Gold Fields
GFI
$29B
| $739K | ﹤0.01% |
91,013
-287,065
| -76% | -$2.57M |
|
3640
Sibanye-Stillwater
SBSW
$6.26B
| $737K | ﹤0.01% |
59,731
-1,010,512
| -94% | -$15.8M |
|
|
ALP
3641
Alpha Compute
ALP
$4.62M
| $735K | ﹤0.01% |
1,810
-422
| -19% | -$159K |
|
3642
IBEX
IBEX
$473M
| $733K | ﹤0.01% |
43,142
-3,525
| -8% | -$68.2K |
|
3643
ThredUp
TDUP
$746M
| $727K | ﹤0.01% |
33,531
+4,197
| +14% | +$94.5K |
|
3644
RLX Technology
RLX
$2.47B
| $723K | ﹤0.01% |
160,138
-193,590
| -55% | -$1.05M |
|
|
DIDI
3645
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
| $716K | ﹤0.01% |
92,001
-605,734
| -87% | -$5.72M |
|
|
TCFC
3646
DELISTED
The Community Financial Corporation Common Stock
TCFC
| $715K | ﹤0.01% |
19,401
-340
| -2% | -$12.2K |
|
|
REV
3647
DELISTED
Revlon, Inc.
REV
| $709K | ﹤0.01% |
70,088
-5,277
| -7% | -$59.5K |
|
3648
1stdibs.com
DIBS
$149M
| $703K | ﹤0.01% |
56,672
+48,788
| +619% | +$895K |
|
|
HDV
3649
iShares Core High Dividend ETF
HDV
$14.5B
| $703K | ﹤0.01% |
37,275
+17,950
| +93% | +$347K |
|
3650
SPDR Gold MiniShares Trust
GLDM
$27.5B
| $702K | ﹤0.01% |
20,115
+6,815
| +51% | +$243K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.