Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SRRA
3601
DELISTED
Sierra Oncology, Inc. Common Stock
SRRA
| $851K | ﹤0.01% |
38,830
+270
| +0.7% | +$5.4K |
|
3602
CAE Inc. Common Shares
CAE
$8.3B
| $844K | ﹤0.01% |
28,261
-81,079
| -74% | -$2.4M |
|
3603
Radware
RDWR
$1.1B
| $843K | ﹤0.01% |
24,997
-56,077
| -69% | -$1.85M |
|
3604
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.19B
| $838K | ﹤0.01% |
12,000
| – | – |
|
3605
LSI Industries
LYTS
$859M
| $835K | ﹤0.01% |
107,840
+5,596
| +5% | +$42.7K |
|
|
NVMI
3606
Nova
NVMI
$12.4B
| $833K | ﹤0.01% |
8,148
+55
| +0.7% | +$5.46K |
|
3607
NLI Holdings
NL
$281M
| $832K | ﹤0.01% |
144,414
-12,830
| -8% | -$80.5K |
|
3608
Disc Medicine
IRON
$2.96B
| $830K | ﹤0.01% |
6,852
-572
| -8% | -$78.2K |
|
3609
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
| $830K | ﹤0.01% |
48,407
+4,860
| +11% | +$86.4K |
|
|
PLXP
3610
DELISTED
PLx Pharma Inc. Common Stock
PLXP
| $827K | ﹤0.01% |
42,869
-1,644
| -4% | -$28.7K |
|
3611
Tecnoglass Holdings Inc.
TGLS
$1.93B
| $825K | ﹤0.01% |
37,951
-1,222
| -3% | -$25.7K |
|
3612
Telefônica Brasil
VIV
$20.6B
| $819K | ﹤0.01% |
105,557
-41,398
| -28% | -$334K |
|
|
TLIS
3613
DELISTED
Talis Biomedical Corporation Common Stock
TLIS
| $817K | ﹤0.01% |
8,708
-546
| -6% | -$72.8K |
|
3614
Harrow
HROW
$1.45B
| $815K | ﹤0.01% |
89,618
-1,593
| -2% | -$14.4K |
|
|
POSH
3615
DELISTED
Poshmark, Inc. Class A Common Stock
POSH
| $813K | ﹤0.01% |
34,193
+3,448
| +11% | +$110K |
|
3616
Silicon Motion
SIMO
$8.6B
| $812K | ﹤0.01% |
11,760
-216,897
| -95% | -$15.3M |
|
3617
Perella Weinberg Partners
PWP
$1.29B
| $811K | ﹤0.01% |
+61,226
| New | +$815K |
|
|
SRT
3618
DELISTED
Startek Inc.
SRT
| $810K | ﹤0.01% |
146,981
-8,126
| -5% | -$50K |
|
3619
Root
ROOT
$857M
| $801K | ﹤0.01% |
8,444
+2,679
| +46% | +$332K |
|
3620
AtaiBeckley Inc
ATAI
$2.66B
| $800K | ﹤0.01% |
+54,031
| New | +$878K |
|
3621
Holley
HLLY
$321M
| $795K | ﹤0.01% |
+66,558
| New | +$747K |
|
|
GOGL
3622
DELISTED
Golden Ocean Group
GOGL
| $792K | ﹤0.01% |
73,518
+14,925
| +25% | +$156K |
|
3623
Global X US Infrastructure Development ETF
PAVE
$13.9B
| $789K | ﹤0.01% |
+31,042
| New | +$818K |
|
|
CYBE
3624
DELISTED
Cyberoptics Corp
CYBE
| $785K | ﹤0.01% |
22,049
+500
| +2% | +$20.4K |
|
3625
AST SpaceMobile
ASTS
$17.6B
| $783K | ﹤0.01% |
72,385
-5,097
| -7% | -$57.2K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.