Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3551
Rallybio
RLYB
$84.5M
| $1.01M | ﹤0.01% |
+7,189
| New | +$843K |
|
3552
Hercules Capital
HTGC
$3.07B
| $1.01M | ﹤0.01% |
60,655
-26,310
| -30% | -$447K |
|
|
MRUS
3553
DELISTED
Merus
MRUS
| $1M | ﹤0.01% |
45,594
-7,081
| -13% | -$152K |
|
3554
Invesco DB Base Metals Fund
DBB
$312M
| $1M | ﹤0.01% |
48,420
| – | – |
|
|
PNT
3555
DELISTED
POINT Biopharma Global Inc. Common Stock
PNT
| $999K | ﹤0.01% |
+129,885
| New | +$1.18M |
|
3556
FlexShares Credit-Scored US Corporate Bond Index Fund
SKOR
$730M
| $998K | ﹤0.01% |
1,851,982
-427,978
| -19% | -$23.2M |
|
3557
EVgo
EVGO
$223M
| $997K | ﹤0.01% |
+122,314
| New | +$1.23M |
|
3558
Clear Secure
YOU
$5.57B
| $995K | ﹤0.01% |
+24,247
| New | +$1.13M |
|
3559
DoubleVerify
DV
$1.73B
| $992K | ﹤0.01% |
29,055
-33,193
| -53% | -$1.17M |
|
|
AC
3560
DELISTED
Associated Capital Group
AC
| $991K | ﹤0.01% |
26,498
-4,851
| -15% | -$181K |
|
|
AKYA
3561
DELISTED
Akoya BioSciences
AKYA
| $988K | ﹤0.01% |
70,753
-7,347
| -9% | -$123K |
|
3562
On Holding
ONON
$12.1B
| $986K | ﹤0.01% |
+32,710
| New | +$1.15M |
|
3563
Biomea Fusion
BMEA
$84.6M
| $985K | ﹤0.01% |
82,307
-7,285
| -8% | -$92.7K |
|
|
EEX
3564
DELISTED
Emerald Holding
EEX
| $984K | ﹤0.01% |
226,663
-19,762
| -8% | -$88.6K |
|
|
OPNT
3565
DELISTED
Opiant Pharmaceuticals, Inc. Common Stock
OPNT
| $976K | ﹤0.01% |
37,898
-60
| -0.2% | -$1.07K |
|
3566
Sasol
SSL
$7.5B
| $975K | ﹤0.01% |
51,745
-470,453
| -90% | -$7.18M |
|
3567
Vitamin Cottage Natural Grocers
NGVC
$739M
| $973K | ﹤0.01% |
86,732
-9,328
| -10% | -$104K |
|
3568
Summit Therapeutics
SMMT
$10.4B
| $972K | ﹤0.01% |
194,066
+159,811
| +467% | +$1.15M |
|
3569
BARK
BARK
$81.8M
| $967K | ﹤0.01% |
+7,050
| New | +$1.16M |
|
|
CDR
3570
DELISTED
Cedar Realty Trust, Inc
CDR
| $966K | ﹤0.01% |
44,525
-3,029
| -6% | -$54.8K |
|
3571
Regis Corp
RGS
$68.4M
| $962K | ﹤0.01% |
13,829
-9,814
| -42% | -$1.29M |
|
3572
Xponential Fitness
XPOF
$273M
| $955K | ﹤0.01% |
+75,274
| New | +$874K |
|
3573
The Beachbody Company
BODI
$70.6M
| $948K | ﹤0.01% |
+3,421
| New | +$1.37M |
|
|
CLPR
3574
Clipper Realty
CLPR
$45.2M
| $944K | ﹤0.01% |
116,559
-11,507
| -9% | -$93.8K |
|
|
KNBE
3575
DELISTED
KnowBe4, Inc. Class A Common Stock
KNBE
| $942K | ﹤0.01% |
42,898
+22,006
| +105% | +$549K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.