Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3526
Ultralife
ULBI
$86.4M
| $694K | ﹤0.01% |
117,593
+63,875
| +119% | +$420K |
|
3527
Vanguard Financials ETF
VFH
$13.5B
| $690K | ﹤0.01% |
11,791
-1,444
| -11% | -$85.9K |
|
3528
Xenon Pharmaceuticals
XENE
$6.06B
| $690K | ﹤0.01% |
62,353
+718
| +1% | +$8.45K |
|
3529
BlackBerry
BB
$4.98B
| $684K | ﹤0.01% |
149,190
-56,260
| -27% | -$272K |
|
3530
Eldorado Gold
EGO
$7.87B
| $683K | ﹤0.01% |
64,705
+2,374
| +4% | +$26.6K |
|
3531
IAMGOLD
IAG
$8.2B
| $674K | ﹤0.01% |
176,061
+568
| +0.3% | +$2.47K |
|
|
DESP
3532
DELISTED
Despegar.com
DESP
| $673K | ﹤0.01% |
105,812
-62,743
| -37% | -$500K |
|
3533
Ituran Location and Control
ITRN
$1.09B
| $673K | ﹤0.01% |
48,301
+85
| +0.2% | +$1.23K |
|
|
NIU
3534
Niu Technologies
NIU
$203M
| $660K | ﹤0.01% |
34,374
+1,759
| +5% | +$35.4K |
|
|
WLL
3535
DELISTED
Whiting Petroleum Corporation
WLL
| $658K | ﹤0.01% |
38,111
+26,745
| +235% | +$1.49M |
|
3536
State Street SPDR S&P International Small Cap ETF
GWX
$856M
| $657K | ﹤0.01% |
21,636
-19
| -0.1% | -$558 |
|
3537
Custom Truck One Source
CTOS
$2.31B
| $650K | ﹤0.01% |
156,437
-9,571
| -6% | -$37K |
|
3538
VanEck High Yield Muni ETF
HYD
$4.43B
| $649K | ﹤0.01% |
10,850
| – | – |
|
|
PNNT
3539
Pennant Park Investment Corp
PNNT
$215M
| $647K | ﹤0.01% |
+202,814
| New | +$679K |
|
3540
Ramaco Resources Class A
METC
$599M
| $644K | ﹤0.01% |
190,391
-303
| -0.2% | -$782 |
|
|
DLA
3541
DELISTED
Delta Apparel Inc.
DLA
| $641K | ﹤0.01% |
44,964
-906
| -2% | -$12.6K |
|
|
CMPI
3542
DELISTED
Checkmate Pharmaceuticals, Inc. Common Stock
CMPI
| $641K | ﹤0.01% |
+55,639
| New | +$713K |
|
|
CPE
3543
DELISTED
Callon Petroleum Company
CPE
| $637K | ﹤0.01% |
132,096
+12,008
| +10% | +$106K |
|
3544
AstroNova
ALOT
$225M
| $632K | ﹤0.01% |
78,830
-778
| -1% | -$5.66K |
|
|
PRPLW
3545
DELISTED
Purple Innovation, Inc.
PRPLW
| $631K | ﹤0.01% |
+93,381
| New | +$513K |
|
|
EEX
3546
DELISTED
Emerald Holding
EEX
| $626K | ﹤0.01% |
306,849
-29,608
| -9% | -$78.3K |
|
3547
iShares MSCI Switzerland ETF
EWL
$2.19B
| $626K | ﹤0.01% |
15,235
+607
| +4% | +$25.1K |
|
|
LNAI
3548
Lunai Bioworks
LNAI
$8.8M
| $621K | ﹤0.01% |
2,167
+284
| +15% | +$89.5K |
|
3549
Protara Therapeutics
TARA
$220M
| $621K | ﹤0.01% |
36,894
+20,371
| +123% | +$472K |
|
3550
IBEX
IBEX
$473M
| $620K | ﹤0.01% |
+40,299
| New | +$547K |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.