Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3501
iShares Core MSCI Europe ETF
IEUR
$8.97B
| $752K | ﹤0.01% |
16,819
+6,416
| +62% | +$291K |
|
3502
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.2B
| $749K | ﹤0.01% |
9,770
+1,311
| +15% | +$101K |
|
3503
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.68B
| $748K | ﹤0.01% |
9,696
+1,530
| +19% | +$117K |
|
|
SWKH
3504
DELISTED
SWK Holdings
SWKH
| $747K | ﹤0.01% |
67,306
+61,233
| +1,008% | +$640K |
|
3505
OP Bancorp
OPBK
$232M
| $746K | ﹤0.01% |
130,482
-5,937
| -4% | -$37.3K |
|
3506
PAVmed
PAVM
$35.4M
| $743K | ﹤0.01% |
927
+642
| +225% | +$571K |
|
3507
Bank7 Corp
BSVN
$479M
| $731K | ﹤0.01% |
77,842
+975
| +1% | +$9.82K |
|
3508
Arq
ARQ
$84.6M
| $730K | ﹤0.01% |
179,871
-4,975
| -3% | -$21.3K |
|
3509
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.09B
| $727K | ﹤0.01% |
909,554
-87,028
| -9% | -$4.05M |
|
3510
CareCloud
CCLD
$104M
| $726K | ﹤0.01% |
81,832
+7,556
| +10% | +$76.3K |
|
3511
Tower Semiconductor
TSEM
$24.8B
| $726K | ﹤0.01% |
39,858
+53
| +0.1% | +$1.07K |
|
3512
Ponce Financial Group
PDLB
$488M
| $725K | ﹤0.01% |
114,799
-8,816
| -7% | -$57.5K |
|
|
CMBT
3513
CMB.TECH NV
CMBT
$4.69B
| $722K | ﹤0.01% |
81,760
-238
| -0.3% | -$2.22K |
|
3514
ReposiTrak
TRAK
$153M
| $719K | ﹤0.01% |
145,830
-6,498
| -4% | -$30.3K |
|
3515
Union Bankshares
UNB
$106M
| $719K | ﹤0.01% |
35,463
-182
| -0.5% | -$3.47K |
|
3516
Greene County Bancorp
GCBC
$570M
| $713K | ﹤0.01% |
65,680
-2,922
| -4% | -$32.4K |
|
|
IBA
3517
DELISTED
Industrias Bachoco SAB De C.V.
IBA
| $712K | ﹤0.01% |
18,580
-54
| -0.3% | -$1.99K |
|
3518
Abeona Therapeutics
ABEO
$366M
| $708K | ﹤0.01% |
27,770
-1,101
| -4% | -$69.4K |
|
3519
iShares China Large-Cap ETF
FXI
$4.37B
| $706K | ﹤0.01% |
16,824
+15,277
| +988% | +$657K |
|
3520
Enel Chile
ENIC
$6.14B
| $705K | ﹤0.01% |
204,977
-11,201
| -5% | -$42.6K |
|
3521
Vanguard S&P 500 Growth ETF
VOOG
$25.9B
| $704K | ﹤0.01% |
20,274
| – | – |
|
3522
Schwab US Mid-Cap ETF
SCHM
$14.5B
| $703K | ﹤0.01% |
38,016
+24,165
| +174% | +$448K |
|
|
QEP
3523
DELISTED
QEP RESOURCES, INC.
QEP
| $702K | ﹤0.01% |
778,605
-17,045
| -2% | -$22.2K |
|
3524
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.19B
| $696K | ﹤0.01% |
12,000
| – | – |
|
3525
Mercer International
MERC
$42.3M
| $696K | ﹤0.01% |
105,427
-882,680
| -89% | -$6.76M |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.