Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AbbVie
ABBV
|
+$335M |
| 2 |
Amazon
AMZN
|
+$287M |
| 3 |
Otis Worldwide
OTIS
|
+$260M |
| 4 |
Alibaba
BABA
|
+$245M |
| 5 |
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
|
+$237M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGN
Allergan plc
AGN
|
+$720M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$365M |
| 3 |
RTN
Raytheon Company
RTN
|
+$357M |
| 4 |
Schwab US Broad Market ETF
SCHB
|
+$212M |
| 5 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$162M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.87% |
| 2 | Healthcare | 13.57% |
| 3 | Financials | 12.24% |
| 4 | Consumer Discretionary | 10.73% |
| 5 | Communication Services | 8.78% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3501
CareCloud
CCLD
$104M
| $616K | ﹤0.01% |
+74,276
| New | +$503K |
|
3502
Safe Bulkers
SB
$795M
| $612K | ﹤0.01% |
501,782
+1,162
| +0.2% | +$1.27K |
|
3503
Eldorado Gold
EGO
$7.87B
| $605K | ﹤0.01% |
62,331
-4,174
| -6% | -$36.3K |
|
3504
INNOVATE Corp
VATE
$111M
| $602K | ﹤0.01% |
18,011
+8,774
| +95% | +$248K |
|
3505
Geospace Technologies
GEOS
$94.6M
| $595K | ﹤0.01% |
79,185
-122,893
| -61% | -$818K |
|
3506
State Street SPDR S&P International Small Cap ETF
GWX
$856M
| $592K | ﹤0.01% |
21,655
-800
| -4% | -$20.7K |
|
3507
BBVA Argentina
BBAR
$3.87B
| $590K | ﹤0.01% |
157,324
-5,152
| -3% | -$16.8K |
|
|
AXIA
3508
AXIA Energia
AXIA
$23.9B
| $587K | ﹤0.01% |
130,767
-242,679
| -65% | -$948K |
|
3509
Greenlane Holdings
GNLN
$1.22M
| – | – |
0
| – | – |
|
|
LYRA
3510
DELISTED
LYRA THERAPEUTICS INC
LYRA
| $587K | ﹤0.01% |
+1,037
| New | +$758K |
|
3511
Golub Capital BDC
GBDC
$3.34B
| $581K | ﹤0.01% |
49,867
-41,065
| -45% | -$462K |
|
|
UROV
3512
DELISTED
Urovant Sciences Ltd.
UROV
| $581K | ﹤0.01% |
59,070
+43,920
| +290% | +$421K |
|
|
VAL
3513
DELISTED
Valaris plc Class A Ordinary Share
VAL
| $579K | ﹤0.01% |
888,161
+113,405
| +15% | +$64.2K |
|
3514
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
| $577K | ﹤0.01% |
16,290
-6,662
| -29% | -$226K |
|
3515
Pangaea Logistics
PANL
$498M
| $576K | ﹤0.01% |
229,286
+205,643
| +870% | +$448K |
|
3516
Cohen & Steers REIT and Preferred and Income Fund
RNP
$982M
| $575K | ﹤0.01% |
30,091
| – | – |
|
3517
iShares MSCI Switzerland ETF
EWL
$2.19B
| $570K | ﹤0.01% |
14,628
-3,890
| -21% | -$146K |
|
3518
iShares Core Dividend Growth ETF
DGRO
$42.7B
| $568K | ﹤0.01% |
+15,105
| New | +$549K |
|
3519
iShares US Healthcare ETF
IYH
$3.37B
| $568K | ﹤0.01% |
13,170
+5,245
| +66% | +$221K |
|
|
RFP
3520
DELISTED
Resolute Forest Products Inc.
RFP
| $568K | ﹤0.01% |
269,067
-7,099
| -3% | -$13.4K |
|
3521
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.68B
| $565K | ﹤0.01% |
8,166
-2
| -0% | -$130 |
|
3522
uniQure
QURE
$3.03B
| $564K | ﹤0.01% |
12,517
-36,858
| -75% | -$2.18M |
|
3523
Star Bulk Carriers
SBLK
$3.21B
| $559K | ﹤0.01% |
84,680
+56,291
| +198% | +$323K |
|
3524
Sixth Street Specialty
TSLX
$1.63B
| $559K | ﹤0.01% |
33,914
+668
| +2% | +$11.1K |
|
|
SEAC
3525
DELISTED
Seachange International Inc
SEAC
| $559K | ﹤0.01% |
18,492
+14,151
| +326% | +$662K |
|
Similar funds
Northern Trust's Q2 2020 Portfolio in Review
As of Q2 2020, Northern Trust held 4,386 positions worth $422B, up 21% from $348B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q2 2020 filing shows 169 new, 2,281 increased, 1,710 reduced and 126 closed positions. Its largest new stake was Otis Worldwide: 5,015,118 shares worth $285M. The largest sale was Allergan plc, an estimated $720M.
By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 20% a quarter earlier, followed by Healthcare and Financials.
- Northern Trust's largest Q2 2020 buy was Otis Worldwide: 5,015,118 shares worth $285M.
- Northern Trust added most to AbbVie in Q2 2020, an estimated $335M increase.
- Northern Trust's biggest Q2 2020 reduction was FlexShares Global Upstream Natural Resources Index Fund, cutting an estimated $365M.
- Northern Trust fully exited Allergan plc in Q2 2020, selling an estimated $720M.
- Northern Trust's ten largest holdings make up 21% of its $422B portfolio in Q2 2020.
- Northern Trust opened 169 new positions and closed 126 in Q2 2020.
- Northern Trust's portfolio value rose 21% quarter-over-quarter to $422B.
Based on Northern Trust's 13F filing for Q2 2020, filed 14 Aug 2020.