Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3476
InnovAge Holding
INNV
$1.54B
| $1.26M | ﹤0.01% |
191,105
-12,102
| -6% | -$187K |
|
|
MAPS
3477
DELISTED
WM TECHNOLOGY INC A
MAPS
| $1.26M | ﹤0.01% |
+86,898
| New | +$1.26M |
|
3478
Exagen
XGN
$109M
| $1.26M | ﹤0.01% |
92,579
-4,824
| -5% | -$64.1K |
|
3479
Montauk Renewables
MNTK
$243M
| $1.25M | ﹤0.01% |
+111,542
| New | +$951K |
|
|
OMGA
3480
DELISTED
Omega Therapeutics, Inc. Common Stock
OMGA
| $1.25M | ﹤0.01% |
+66,493
| New | +$1.28M |
|
|
OZON
3481
DELISTED
Ozon Holdings PLC American Depositary Shares, each ADS representing one ordinary share
OZON
| $1.25M | ﹤0.01% |
+24,732
| New | +$1.3M |
|
3482
FS KKR Capital
FSK
$2.96B
| $1.24M | ﹤0.01% |
56,424
+647
| +1% | +$14.3K |
|
3483
Ramaco Resources Class A
METC
$599M
| $1.23M | ﹤0.01% |
103,041
-1,293
| -1% | -$10.8K |
|
|
JOAN
3484
DELISTED
JOANN, Inc. Common Stock
JOAN
| $1.22M | ﹤0.01% |
109,725
+64,055
| +140% | +$883K |
|
|
DCP
3485
DELISTED
DCP Midstream, LP
DCP
| $1.22M | ﹤0.01% |
43,283
-15,349
| -26% | -$424K |
|
|
TAST
3486
DELISTED
Carrols Restaurant Group, Inc.
TAST
| $1.22M | ﹤0.01% |
333,668
-223,456
| -40% | -$998K |
|
3487
Alerian MLP ETF
AMLP
$13B
| $1.22M | ﹤0.01% |
36,588
+5,451
| +18% | +$182K |
|
3488
CVRx
CVRX
$137M
| $1.22M | ﹤0.01% |
+73,702
| New | +$1.41M |
|
|
TERN
3489
DELISTED
Terns Pharmaceuticals
TERN
| $1.22M | ﹤0.01% |
116,916
+30,133
| +35% | +$313K |
|
3490
iShares MSCI USA Value Factor ETF
VLUE
$9.17B
| $1.22M | ﹤0.01% |
12,076
+6,689
| +124% | +$695K |
|
|
KLDO
3491
DELISTED
Kaleido Biosciences, Inc. Common Stock
KLDO
| $1.21M | ﹤0.01% |
222,260
+12,684
| +6% | +$78.7K |
|
3492
Vertex
VERX
$2.09B
| $1.21M | ﹤0.01% |
63,105
+38
| +0.1% | +$735 |
|
3493
Quantum-Si Incorporated
QSI
$155M
| $1.21M | ﹤0.01% |
+144,933
| New | +$1.43M |
|
3494
Werewolf Therapeutics
HOWL
$17.2M
| $1.21M | ﹤0.01% |
70,404
-5,370
| -7% | -$91.6K |
|
|
CUK
3495
DELISTED
Carnival PLC
CUK
| $1.21M | ﹤0.01% |
52,788
-40,322
| -43% | -$855K |
|
3496
KT
KT
$8.62B
| $1.2M | ﹤0.01% |
88,303
-622,730
| -88% | -$8.82M |
|
3497
Cricut
CRCT
$984M
| $1.2M | ﹤0.01% |
43,323
+11,780
| +37% | +$383K |
|
3498
McEwen Inc
MUX
$1.03B
| $1.19M | ﹤0.01% |
114,233
+16,362
| +17% | +$188K |
|
|
BRG
3499
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
| $1.18M | ﹤0.01% |
92,799
+5,307
| +6% | +$61.5K |
|
3500
Five Star Bancorp
FSBC
$1.14B
| $1.18M | ﹤0.01% |
49,158
+27,606
| +128% | +$663K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.