Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3476
Rimini Street
RMNI
$449M
| $822K | ﹤0.01% |
255,384
+6,571
| +3% | +$30.2K |
|
3477
iShares MSCI United Kingdom ETF
EWU
$4.14B
| $816K | ﹤0.01% |
31,994
+2,515
| +9% | +$66.2K |
|
3478
Bridgford Foods
BRID
$57.6M
| $812K | ﹤0.01% |
44,354
-2,752
| -6% | -$47.5K |
|
|
ONIT
3479
Onity Group
ONIT
$309M
| $812K | ﹤0.01% |
38,449
-1,506
| -4% | -$27.1K |
|
3480
Evolution Petroleum
EPM
$132M
| $807K | ﹤0.01% |
360,179
-45,071
| -11% | -$120K |
|
3481
Atlanticus Holdings
ATLC
$1.59B
| $800K | ﹤0.01% |
67,219
-2,286
| -3% | -$23K |
|
3482
Security National Financial
SNFCA
$244M
| $800K | ﹤0.01% |
167,549
+4,714
| +3% | +$22.1K |
|
|
AXLA
3483
DELISTED
Axcella Health Inc. Common Stock
AXLA
| $800K | ﹤0.01% |
6,919
+1,390
| +25% | +$171K |
|
3484
iShares Silver Trust
SLV
$28B
| $799K | ﹤0.01% |
36,703
-41,052
| -53% | -$933K |
|
|
SOHU
3485
Sohu.com
SOHU
$362M
| $799K | ﹤0.01% |
40,218
+340
| +0.9% | +$5.9K |
|
3486
Capricor Therapeutics
CAPR
$223M
| $795K | ﹤0.01% |
151,365
+2,894
| +2% | +$16.9K |
|
3487
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
| $792K | ﹤0.01% |
107,632
+70,667
| +191% | +$537K |
|
3488
Peoples Bancorp of North Carolina
PEBK
$229M
| $792K | ﹤0.01% |
51,340
-2,253
| -4% | -$37.9K |
|
|
BSMX
3489
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
| $790K | ﹤0.01% |
246,938
-719
| -0.3% | -$2.39K |
|
3490
Mistras Group
MG
$484M
| $787K | ﹤0.01% |
201,451
-20,545
| -9% | -$82.5K |
|
3491
Endava
DAVA
$158M
| $784K | ﹤0.01% |
12,419
+5,487
| +79% | +$297K |
|
3492
Lexicon Pharmaceuticals
LXRX
$1.03B
| $776K | ﹤0.01% |
538,945
-20,206
| -4% | -$36K |
|
|
GDP
3493
DELISTED
Goodrich Petroleum Corporation Common Stock
GDP
| $772K | ﹤0.01% |
100,419
-411
| -0.4% | -$3.18K |
|
3494
Fathom Holdings
FTHM
$26.4M
| $760K | ﹤0.01% |
+48,259
| New | +$719K |
|
|
TRVN
3495
DELISTED
Trevena, Inc.
TRVN
| $759K | ﹤0.01% |
406
+47
| +13% | +$61.9K |
|
|
ARAV
3496
DELISTED
Aravive, Inc. Common Stock
ARAV
| $759K | ﹤0.01% |
161,358
-24,905
| -13% | -$177K |
|
|
LND
3497
BrasilAgro
LND
$374M
| $757K | ﹤0.01% |
189,198
-188
| -0.1% | -$754 |
|
3498
Plains GP Holdings
PAGP
$5.21B
| $756K | ﹤0.01% |
124,209
-64,973
| -34% | -$498K |
|
3499
Freedom Holding
FRHC
$9.63B
| $753K | ﹤0.01% |
31,371
-16,614
| -35% | -$359K |
|
|
TYME
3500
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
| $753K | ﹤0.01% |
768,299
-21,060
| -3% | -$24.4K |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.