Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$312M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$196M |
| 3 |
AGN
Allergan plc
AGN
|
+$180M |
| 4 |
Meta Platforms (Facebook)
META
|
+$156M |
| 5 |
DISCK
Discovery, Inc. Series C Common Stock
DISCK
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$254M |
| 2 |
ExxonMobil
XOM
|
+$254M |
| 3 |
FRX
FOREST LABORATORIES INC
FRX
|
+$209M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$185M |
| 5 |
Johnson & Johnson
JNJ
|
+$140M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.14% |
| 2 | Technology | 13.7% |
| 3 | Healthcare | 12.99% |
| 4 | Industrials | 10.86% |
| 5 | Energy | 8.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EAC
3426
DELISTED
Erickson Incorporated
EAC
| $819K | ﹤0.01% |
63,014
+12,415
| +25% | +$177K |
|
3427
Urban One Class D
UONEK
$22.8M
| $818K | ﹤0.01% |
25,713
+18,438
| +253% | +$682K |
|
3428
NLI Holdings
NL
$281M
| $806K | ﹤0.01% |
109,618
-1,100
| -1% | -$9.83K |
|
3429
Sixth Street Specialty
TSLX
$1.63B
| $799K | ﹤0.01% |
49,945
+36,897
| +283% | +$687K |
|
|
BRDR
3430
DELISTED
BODERFREE INC COM
BRDR
| $797K | ﹤0.01% |
61,822
+40,802
| +194% | +$596K |
|
|
HIVE
3431
DELISTED
Aerohive Networks
HIVE
| $789K | ﹤0.01% |
98,419
+68,441
| +228% | +$564K |
|
3432
Diana Shipping
DSX
$302M
| $788K | ﹤0.01% |
125,969
+108,519
| +622% | +$771K |
|
|
TNDQ
3433
DELISTED
ROYAL BK SCOTLAND PLC RBS NASDAQ 100 TRENDPILOT ETN
TNDQ
| $788K | ﹤0.01% |
20,000
| – | – |
|
3434
Open Text
OTEX
$6.15B
| $784K | ﹤0.01% |
+28,298
| New | +$756K |
|
3435
Natural Resource Partners
NRP
$1.3B
| $770K | ﹤0.01% |
5,906
-123
| -2% | -$19.3K |
|
|
UNTD
3436
DELISTED
UNITED ONLINE INC COM NEW
UNTD
| $763K | ﹤0.01% |
69,726
-81,427
| -54% | -$922K |
|
3437
Arbor Realty Trust
ABR
$964M
| $759K | ﹤0.01% |
112,649
-4,003
| -3% | -$27.7K |
|
3438
Omega Flex
OFLX
$297M
| $759K | ﹤0.01% |
38,995
-127
| -0.3% | -$2.37K |
|
3439
VanEck Agribusiness ETF
MOO
$972M
| $753K | ﹤0.01% |
14,240
+2,690
| +23% | +$145K |
|
3440
Brookfield Renewable
BEP
$9.97B
| $748K | ﹤0.01% |
46,070
-1,876
| -4% | -$29.4K |
|
3441
Arista Networks
ANET
$227B
| $746K | ﹤0.01% |
+135,120
| New | +$641K |
|
|
TLRA
3442
DELISTED
Telaria, Inc.
TLRA
| $742K | ﹤0.01% |
317,022
+208,091
| +191% | +$671K |
|
|
VRNG
3443
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
| $742K | ﹤0.01% |
78,532
+2,815
| +4% | +$61.4K |
|
3444
Silvercrest Asset Management
SAMG
$79M
| $741K | ﹤0.01% |
54,403
+6,225
| +13% | +$99.7K |
|
3445
New Mountain Finance
NMFC
$651M
| $737K | ﹤0.01% |
50,194
-308,705
| -86% | -$4.61M |
|
|
ITIC
3446
Investors Title Co
ITIC
$546M
| $736K | ﹤0.01% |
10,053
-10,129
| -50% | -$717K |
|
|
OTIC
3447
DELISTED
Otonomy, Inc.
OTIC
| $736K | ﹤0.01% |
+30,668
| New | +$606K |
|
3448
Frontline
FRO
$8.76B
| $730K | ﹤0.01% |
115,987
+10,326
| +10% | +$113K |
|
3449
Sportsman's Warehouse
SPWH
$44.5M
| $730K | ﹤0.01% |
108,432
+64,190
| +145% | +$411K |
|
|
JPS
3450
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $730K | ﹤0.01% |
83,820
-6,000
| -7% | -$53.8K |
|
Similar funds
Northern Trust's Q3 2014 Portfolio in Review
As of Q3 2014, Northern Trust held 4,437 positions worth $318B, down 0.77% from $321B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q3 2014 filing shows 203 new, 2,155 increased, 1,802 reduced and 130 closed positions. Its largest new stake was Weatherford International plc: 4,017,283 shares worth $83.6M. The largest sale was Apple, an estimated $254M.
By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 14% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q3 2014 buy was Weatherford International plc: 4,017,283 shares worth $83.6M.
- Northern Trust added most to Celgene Corp in Q3 2014, an estimated $312M increase.
- Northern Trust's biggest Q3 2014 reduction was Apple, cutting an estimated $254M.
- Northern Trust fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $209M.
- Northern Trust's ten largest holdings make up 14% of its $318B portfolio in Q3 2014.
- Northern Trust opened 203 new positions and closed 130 in Q3 2014.
- Northern Trust's portfolio value fell 0.77% quarter-over-quarter to $318B.
Based on Northern Trust's 13F filing for Q3 2014, filed 13 Nov 2014.