Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
VF Corp
VFC
|
+$939M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$517M |
| 3 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$233M |
| 4 |
NXP Semiconductors
NXPI
|
+$195M |
| 5 |
Sherwin-Williams
SHW
|
+$192M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$787M |
| 2 |
Microsoft
MSFT
|
+$337M |
| 3 |
Pinduoduo
PDD
|
+$215M |
| 4 |
Berkshire Hathaway Class B
BRK.B
|
+$212M |
| 5 |
Carnival Corporation Ltd
CCL
|
+$210M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.51% |
| 2 | Financials | 12.87% |
| 3 | Healthcare | 12.23% |
| 4 | Consumer Discretionary | 12.03% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3401
Plains GP Holdings
PAGP
$5.02B
| $1.5M | ﹤0.01% |
158,957
-33,097
| -17% | -$309K |
|
|
CMCT
3402
Creative Media & Community Trust
CMCT
$12.7M
| $1.49M | ﹤0.01% |
5
| – | – |
|
3403
Northern Oil and Gas
NOG
$2.21B
| $1.49M | ﹤0.01% |
123,464
+29,858
| +32% | +$358K |
|
|
HGEN
3404
DELISTED
HUMANIGEN, INC.
HGEN
| $1.49M | ﹤0.01% |
78,076
+4,060
| +5% | +$74.1K |
|
3405
PubMatic
PUBM
$618M
| $1.49M | ﹤0.01% |
30,157
+28,028
| +1,316% | +$1.27M |
|
3406
New Fortress Energy
NFE
$97.1M
| $1.49M | ﹤0.01% |
32,353
+1,933
| +6% | +$94.6K |
|
3407
Vanguard Extended Market ETF
VXF
$31.2B
| $1.48M | ﹤0.01% |
8,390
+417
| +5% | +$74.1K |
|
|
MRLN
3408
DELISTED
Marlin Business Services Corp
MRLN
| $1.48M | ﹤0.01% |
108,730
-14,674
| -12% | -$204K |
|
|
AXIA.PR
3409
DELISTED
AXIA Energia American Depositary Shares Preferred Class B1
AXIA.PR
| $1.48M | ﹤0.01% |
309,323
-154,951
| -33% | -$725K |
|
3410
Ardmore Shipping
ASC
$702M
| $1.48M | ﹤0.01% |
324,918
-581,066
| -64% | -$2.36M |
|
3411
Voyager Therapeutics
VYGR
$187M
| $1.47M | ﹤0.01% |
312,956
-40,471
| -11% | -$276K |
|
3412
Vanguard Total Bond Market
BND
$157B
| $1.47M | ﹤0.01% |
1,739,020
+1,716,048
| +7,470% | +$148M |
|
3413
Ternium
TX
$10.2B
| $1.46M | ﹤0.01% |
37,640
-8,533
| -18% | -$275K |
|
|
ZNH
3414
DELISTED
China Southern Airlines Company Limited
ZNH
| $1.46M | ﹤0.01% |
39,776
+941
| +2% | +$30.6K |
|
3415
Paysign
PAYS
$700M
| $1.46M | ﹤0.01% |
333,409
-18,890
| -5% | -$89.8K |
|
|
EEX
3416
DELISTED
Emerald Holding
EEX
| $1.46M | ﹤0.01% |
263,590
-25,112
| -9% | -$132K |
|
|
LOGC
3417
DELISTED
ContextLogic
LOGC
| $1.45M | ﹤0.01% |
+3,068
| New | +$2.03M |
|
|
TYME
3418
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
| $1.45M | ﹤0.01% |
812,669
+75,945
| +10% | +$158K |
|
3419
Cabaletta Bio
CABA
$453M
| $1.45M | ﹤0.01% |
130,168
-9,457
| -7% | -$116K |
|
3420
Genprex
GNPX
$2.2M
| $1.45M | ﹤0.01% |
8
| – | – |
|
|
EVFM
3421
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
| $1.45M | ﹤0.01% |
55,016
-1,909
| -3% | -$86.8K |
|
3422
Gaia
GAIA
$48.1M
| $1.44M | ﹤0.01% |
121,427
-8,516
| -7% | -$92.7K |
|
3423
Hamilton Beach Brands
HBB
$362M
| $1.44M | ﹤0.01% |
79,490
-9,530
| -11% | -$173K |
|
|
PVLA
3424
Palvella Therapeutics
PVLA
$2.21B
| $1.44M | ﹤0.01% |
7,008
-249
| -3% | -$54.4K |
|
|
SNCR
3425
DELISTED
Synchronoss Technologies
SNCR
| $1.44M | ﹤0.01% |
44,757
-4,012
| -8% | -$166K |
|
Similar funds
Northern Trust's Q1 2021 Portfolio in Review
As of Q1 2021, Northern Trust held 4,560 positions worth $538B, up 4.7% from $513B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Northern Trust's Q1 2021 filing shows 186 new, 1,468 increased, 2,747 reduced and 86 closed positions. Its largest new stake was Cognyte Software: 659,566 shares worth $18.3M. The largest sale was Apple, an estimated $787M.
By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q1 2021 buy was Cognyte Software: 659,566 shares worth $18.3M.
- Northern Trust added most to VF Corp in Q1 2021, an estimated $939M increase.
- Northern Trust's biggest Q1 2021 reduction was Apple, cutting an estimated $787M.
- Northern Trust fully exited Tiffany & Co. in Q1 2021, selling an estimated $147M.
- Northern Trust's ten largest holdings make up 20% of its $538B portfolio in Q1 2021.
- Northern Trust opened 186 new positions and closed 86 in Q1 2021.
- Northern Trust's portfolio value rose 4.7% quarter-over-quarter to $538B.
Based on Northern Trust's 13F filing for Q1 2021, filed 12 May 2021.