Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$1.62B |
| 2 |
VF Corp
VFC
|
+$925M |
| 3 |
iShares MSCI Emerging Markets ETF
EEM
|
+$241M |
| 4 |
Pinduoduo
PDD
|
+$219M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$195M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$742M |
| 2 |
Apple
AAPL
|
+$701M |
| 3 |
Microsoft
MSFT
|
+$474M |
| 4 |
Amazon
AMZN
|
+$327M |
| 5 |
Berkshire Hathaway Class B
BRK.B
|
+$221M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.36% |
| 2 | Healthcare | 12.64% |
| 3 | Financials | 12.27% |
| 4 | Consumer Discretionary | 12.17% |
| 5 | Communication Services | 8.87% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3401
Vanguard Extended Market ETF
VXF
$30.8B
| $1.31M | ﹤0.01% |
7,973
+232
| +3% | +$34.4K |
|
3402
GSI Technology
GSIT
$231M
| $1.31M | ﹤0.01% |
176,800
-5,131
| -3% | -$33.9K |
|
|
GWPH
3403
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
| $1.3M | ﹤0.01% |
11,253
-320
| -3% | -$35.9K |
|
|
HGEN
3404
DELISTED
HUMANIGEN, INC.
HGEN
| $1.29M | ﹤0.01% |
+74,016
| New | +$886K |
|
3405
Information Services Group
III
$203M
| $1.29M | ﹤0.01% |
394,299
-13,905
| -3% | -$36.3K |
|
|
SLNO
3406
DELISTED
Soleno Therapeutics
SLNO
| $1.29M | ﹤0.01% |
44,641
+2,795
| +7% | +$80.7K |
|
|
ENZ
3407
DELISTED
Enzo Biochem, Inc.
ENZ
| $1.29M | ﹤0.01% |
511,905
-28,572
| -5% | -$62.2K |
|
3408
Weyco Group
WEYS
$385M
| $1.29M | ﹤0.01% |
81,382
-4,942
| -6% | -$83.6K |
|
3409
Westwood Holdings Group
WHG
$183M
| $1.29M | ﹤0.01% |
88,705
-4,778
| -5% | -$57.6K |
|
3410
First Community Corp
FCCO
$327M
| $1.28M | ﹤0.01% |
75,544
-2,441
| -3% | -$39K |
|
3411
Gaia
GAIA
$47.6M
| $1.28M | ﹤0.01% |
129,943
-41,891
| -24% | -$438K |
|
|
STR
3412
DELISTED
Sitio Royalties
STR
| $1.28M | ﹤0.01% |
101,800
-3,705
| -4% | -$37.6K |
|
|
ELOX
3413
DELISTED
Eloxx Pharmaceuticals, Inc. Common Stock
ELOX
| $1.28M | ﹤0.01% |
8,052
-69
| -0.8% | -$8.43K |
|
3414
Willis Lease Finance
WLFC
$1.76B
| $1.28M | ﹤0.01% |
126,093
-8,352
| -6% | -$77.9K |
|
|
DESP
3415
DELISTED
Despegar.com
DESP
| $1.27M | ﹤0.01% |
99,181
-6,631
| -6% | -$63.7K |
|
|
PAYA
3416
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
| $1.27M | ﹤0.01% |
+93,531
| New | +$1.09M |
|
3417
Exicure
XCUR
$10.3M
| $1.26M | ﹤0.01% |
4,753
-1
| -0% | -$250 |
|
|
APTX
3418
DELISTED
Aptinyx Inc. Common Stock
APTX
| $1.26M | ﹤0.01% |
363,917
+76,430
| +27% | +$266K |
|
3419
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45B
| $1.25M | ﹤0.01% |
2,265,926
+627,289
| +38% | +$34.2M |
|
3420
Gencor Industries
GENC
$217M
| $1.25M | ﹤0.01% |
101,398
-2,776
| -3% | -$33.6K |
|
3421
First Western Financial
MYFW
$311M
| $1.25M | ﹤0.01% |
63,727
-2,017
| -3% | -$32.8K |
|
3422
Colliers International
CIGI
$5.07B
| $1.25M | ﹤0.01% |
13,975
-396
| -3% | -$31.6K |
|
|
MTL
3423
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
| $1.25M | ﹤0.01% |
607,767
-52,181
| -8% | -$82.4K |
|
3424
Tiptree Inc
TIPT
$661M
| $1.24M | ﹤0.01% |
247,772
-11,188
| -4% | -$58K |
|
3425
Chemung Financial Corp
CHMG
$397M
| $1.24M | ﹤0.01% |
36,629
-2,193
| -6% | -$75.4K |
|
Similar funds
Northern Trust's Q4 2020 Portfolio in Review
As of Q4 2020, Northern Trust held 4,490 positions worth $513B, up 13% from $456B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q4 2020 filing shows 195 new, 1,089 increased, 2,991 reduced and 116 closed positions. Its largest new stake was Apartment Income REIT Corp.: 1,878,059 shares worth $72.1M. The largest sale was NetEase, an estimated $742M.
By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Healthcare and Financials.
- Northern Trust's largest Q4 2020 buy was Apartment Income REIT Corp.: 1,878,059 shares worth $72.1M.
- Northern Trust added most to Tesla in Q4 2020, an estimated $1.62B increase.
- Northern Trust's biggest Q4 2020 reduction was NetEase, cutting an estimated $742M.
- Northern Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $181M.
- Northern Trust's ten largest holdings make up 21% of its $513B portfolio in Q4 2020.
- Northern Trust opened 195 new positions and closed 116 in Q4 2020.
- Northern Trust's portfolio value rose 13% quarter-over-quarter to $513B.
Based on Northern Trust's 13F filing for Q4 2020, filed 11 Feb 2021.