Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3401
Stratasys
SSYS
$679M
| $989K | ﹤0.01% |
79,279
+3,326
| +4% | +$48.5K |
|
3402
Embotelladora Andina Series B
AKO.B
$4.74B
| $985K | ﹤0.01% |
75,787
+13,541
| +22% | +$190K |
|
|
NYMX
3403
DELISTED
Nymox Pharmaceutical Corp
NYMX
| $982K | ﹤0.01% |
399,152
-8,780
| -2% | -$25.6K |
|
3404
Pro-Dex
PDEX
$187M
| $980K | ﹤0.01% |
34,266
+8,354
| +32% | +$194K |
|
|
TCP
3405
DELISTED
TC Pipelines LP
TCP
| $980K | ﹤0.01% |
38,318
-587
| -2% | -$17.9K |
|
3406
Pampa Energía
PAM
$4.75B
| $971K | ﹤0.01% |
93,906
-69,641
| -43% | -$784K |
|
|
APTX
3407
DELISTED
Aptinyx Inc. Common Stock
APTX
| $971K | ﹤0.01% |
287,487
-9,096
| -3% | -$34.9K |
|
3408
Mayville Engineering Co
MEC
$654M
| $969K | ﹤0.01% |
105,386
+20,896
| +25% | +$177K |
|
|
FNCB
3409
DELISTED
FNCB Bancorp Inc. Common Stock
FNCB
| $969K | ﹤0.01% |
182,072
+1,298
| +0.7% | +$7.6K |
|
3410
Colliers International
CIGI
$5.04B
| $958K | ﹤0.01% |
14,371
-5
| -0% | -$304 |
|
3411
Plumas Bancorp
PLBC
$427M
| $958K | ﹤0.01% |
48,652
+1,026
| +2% | +$21.4K |
|
|
PBIP
3412
DELISTED
Prudential Bancorp, Inc.
PBIP
| $958K | ﹤0.01% |
90,910
-7,488
| -8% | -$82K |
|
3413
VolitionRx Ltd
VNRX
$8.65M
| $954K | ﹤0.01% |
14,859
+9,549
| +180% | +$649K |
|
3414
Franklin Financial Services
FRAF
$284M
| $950K | ﹤0.01% |
44,411
-1,317
| -3% | -$31.7K |
|
|
MRUS
3415
DELISTED
Merus
MRUS
| $949K | ﹤0.01% |
79,074
+1,768
| +2% | +$22.8K |
|
3416
Forte Biosciences
FBRX
$1.57B
| $946K | ﹤0.01% |
780
+619
| +384% | +$410K |
|
|
GRTX
3417
DELISTED
Galera Therapeutics, Inc. Common Stock
GRTX
| $940K | ﹤0.01% |
103,945
-240
| -0.2% | -$1.9K |
|
|
AE
3418
DELISTED
Adams Resources & Energy Inc
AE
| $938K | ﹤0.01% |
47,125
-349
| -0.7% | -$7.73K |
|
|
BLPH
3419
DELISTED
Bellerophon Therapeutics, Inc.
BLPH
| $938K | ﹤0.01% |
92,226
+2,141
| +2% | +$25.2K |
|
3420
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $936K | ﹤0.01% |
25,686
-6,364
| -20% | -$229K |
|
|
MFNC
3421
DELISTED
Mackinac Financial Corporation
MFNC
| $934K | ﹤0.01% |
96,803
-3,617
| -4% | -$34.8K |
|
3422
Intrepid Potash
IPI
$456M
| $931K | ﹤0.01% |
110,216
-3,785
| -3% | -$36K |
|
|
IMDX
3423
Insight Molecular Diagnostics
IMDX
$150M
| $926K | ﹤0.01% |
33,293
+8,591
| +35% | +$246K |
|
3424
MainStreet Bancshares
MNSB
$164M
| $925K | ﹤0.01% |
75,531
-2,353
| -3% | -$30.9K |
|
3425
Auburn National Bancorp
AUBN
$91.3M
| $923K | ﹤0.01% |
25,466
+98
| +0.4% | +$4.32K |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.