Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3376
LiveOne
LVO
$61.7M
| $1.64M | ﹤0.01% |
54,709
+1,723
| +3% | +$59.6K |
|
3377
Mercer International
MERC
$42.3M
| $1.63M | ﹤0.01% |
140,477
+10,922
| +8% | +$127K |
|
3378
Grupo Aeroportuario del Sureste
ASR
$8.27B
| $1.61M | ﹤0.01% |
8,632
-5,395
| -38% | -$975K |
|
3379
Neuronetics
STIM
$138M
| $1.61M | ﹤0.01% |
245,607
+7,647
| +3% | +$73.3K |
|
3380
Immunic
IMUX
$190M
| $1.61M | ﹤0.01% |
18,187
+1,658
| +10% | +$163K |
|
3381
Kura Sushi USA
KRUS
$560M
| $1.61M | ﹤0.01% |
36,869
+1,978
| +6% | +$91.6K |
|
3382
Procore
PCOR
$8.26B
| $1.61M | ﹤0.01% |
+17,990
| New | +$1.7M |
|
|
BCEL
3383
DELISTED
Atreca, Inc. Class A Common Stock
BCEL
| $1.61M | ﹤0.01% |
257,922
-11,333
| -4% | -$75.5K |
|
3384
Plains GP Holdings
PAGP
$5.21B
| $1.6M | ﹤0.01% |
148,860
+14,741
| +11% | +$154K |
|
3385
CorMedix
CRMD
$591M
| $1.6M | ﹤0.01% |
343,238
-17,782
| -5% | -$104K |
|
3386
Tarsus Pharmaceuticals
TARS
$2.58B
| $1.59M | ﹤0.01% |
74,011
-5,624
| -7% | -$139K |
|
3387
Biglari Holdings Class B
BH
$1.25B
| $1.59M | ﹤0.01% |
9,277
-847
| -8% | -$142K |
|
3388
dLocal
DLO
$4.44B
| $1.59M | ﹤0.01% |
29,209
+20,510
| +236% | +$1.14M |
|
|
AFIB
3389
DELISTED
Acutus Medical Inc
AFIB
| $1.59M | ﹤0.01% |
180,027
+35,157
| +24% | +$463K |
|
|
ONCR
3390
DELISTED
Oncorus, Inc.
ONCR
| $1.58M | ﹤0.01% |
168,780
+277
| +0.2% | +$3.16K |
|
3391
Freedom Holding
FRHC
$9.63B
| $1.57M | ﹤0.01% |
25,082
+1,380
| +6% | +$87.6K |
|
|
HARP
3392
DELISTED
Harpoon Therapeutics, Inc. Common Stock
HARP
| $1.56M | ﹤0.01% |
19,806
-1,131
| -5% | -$114K |
|
3393
Kaltura
KLTR
$206M
| $1.56M | ﹤0.01% |
+151,681
| New | +$1.79M |
|
3394
Lightspeed Commerce
LSPD
$1.31B
| $1.56M | ﹤0.01% |
+16,131
| New | +$1.6M |
|
|
SPYM
3395
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
| $1.55M | ﹤0.01% |
30,769
+1,707
| +6% | +$88.5K |
|
|
HUYA
3396
Huya Inc
HUYA
$563M
| $1.54M | ﹤0.01% |
185,187
-276,973
| -60% | -$3.2M |
|
3397
iShares MSCI USA Quality Factor ETF
QUAL
$46.4B
| $1.54M | ﹤0.01% |
11,691
| – | – |
|
3398
EVI Industries
EVI
$181M
| $1.54M | ﹤0.01% |
56,487
-6,138
| -10% | -$164K |
|
3399
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.3B
| $1.54M | ﹤0.01% |
3,703,151
+2,346,053
| +173% | +$97.5M |
|
3400
State Street SPDR S&P Biotech ETF
XBI
$9.95B
| $1.53M | ﹤0.01% |
12,213
+61
| +0.5% | +$7.86K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.