Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FRBK
3351
DELISTED
Republic First Bancorp Inc
FRBK
| $1.11M | ﹤0.01% |
562,235
-23,139
| -4% | -$50.3K |
|
3352
First Bank
FRBA
$469M
| $1.11M | ﹤0.01% |
179,142
-13,226
| -7% | -$88.1K |
|
|
MNK
3353
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
| $1.11M | ﹤0.01% |
1,139,091
+19,239
| +2% | +$34.1K |
|
3354
Main Street Capital
MAIN
$5.16B
| $1.11M | ﹤0.01% |
37,486
+793
| +2% | +$24.3K |
|
3355
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.4B
| $1.1M | ﹤0.01% |
10,479
-435
| -4% | -$45.3K |
|
|
LJPC
3356
DELISTED
La Jolla Pharmaceutical Company
LJPC
| $1.1M | ﹤0.01% |
273,948
-48,020
| -15% | -$199K |
|
3357
Columbia Emerging Markets Consumer ETF
ECON
$325M
| $1.1M | ﹤0.01% |
44,000
+2,000
| +5% | +$49.6K |
|
3358
Ohio Valley Banc Corp
OVBC
$202M
| $1.1M | ﹤0.01% |
53,207
-936
| -2% | -$20.3K |
|
|
CDTX
3359
DELISTED
Cidara Therapeutics
CDTX
| $1.1M | ﹤0.01% |
19,247
+13,346
| +226% | +$943K |
|
3360
Princeton Bancorp
BPRN
$287M
| $1.09M | ﹤0.01% |
60,148
-1,135
| -2% | -$21.4K |
|
|
ZNH
3361
DELISTED
China Southern Airlines Company Limited
ZNH
| $1.09M | ﹤0.01% |
40,140
+8,275
| +26% | +$211K |
|
3362
Mustang Bio
MBIO
$4.26M
| $1.09M | ﹤0.01% |
461
-1
| -0.2% | -$2.46K |
|
3363
NACCO Industries
NC
$361M
| $1.09M | ﹤0.01% |
59,676
-1,840
| -3% | -$39.9K |
|
|
SCPH
3364
DELISTED
scPharmaceuticals
SCPH
| $1.09M | ﹤0.01% |
145,855
+37,177
| +34% | +$290K |
|
|
AGS
3365
DELISTED
PlayAGS
AGS
| $1.08M | ﹤0.01% |
305,843
-1,797
| -0.6% | -$6.72K |
|
|
SPYM
3366
State Street SPDR Portfolio S&P 500 ETF
SPYM
$164B
| $1.08M | ﹤0.01% |
27,360
| – | – |
|
3367
Unity Bancorp
UNTY
$597M
| $1.07M | ﹤0.01% |
92,820
-1,865
| -2% | -$24.4K |
|
3368
Avalo Therapeutics
AVTX
$968M
| $1.07M | ﹤0.01% |
164
+41
| +33% | +$308K |
|
3369
First Community Corp
FCCO
$329M
| $1.06M | ﹤0.01% |
77,985
+47,674
| +157% | +$653K |
|
3370
INNOVATE Corp
VATE
$113M
| $1.06M | ﹤0.01% |
43,916
+25,905
| +144% | +$699K |
|
|
RFP
3371
DELISTED
Resolute Forest Products Inc.
RFP
| $1.06M | ﹤0.01% |
237,053
-32,014
| -12% | -$120K |
|
3372
Silvercrest Asset Management
SAMG
$79.9M
| $1.06M | ﹤0.01% |
101,310
-1,933
| -2% | -$22.7K |
|
3373
PrimeEnergy Resources
PNRG
$294M
| $1.06M | ﹤0.01% |
15,356
-2,245
| -13% | -$159K |
|
3374
Wrap Technologies
WRAP
$104M
| $1.05M | ﹤0.01% |
155,725
+20,567
| +15% | +$196K |
|
3375
Concrete Pumping Holdings
BBCP
$493M
| $1.04M | ﹤0.01% |
292,403
-16,275
| -5% | -$60K |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.