Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$1.62B |
| 2 |
VF Corp
VFC
|
+$925M |
| 3 |
iShares MSCI Emerging Markets ETF
EEM
|
+$241M |
| 4 |
Pinduoduo
PDD
|
+$219M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$195M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$742M |
| 2 |
Apple
AAPL
|
+$701M |
| 3 |
Microsoft
MSFT
|
+$474M |
| 4 |
Amazon
AMZN
|
+$327M |
| 5 |
Berkshire Hathaway Class B
BRK.B
|
+$221M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.36% |
| 2 | Healthcare | 12.64% |
| 3 | Financials | 12.27% |
| 4 | Consumer Discretionary | 12.17% |
| 5 | Communication Services | 8.87% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SMED
3326
DELISTED
Sharps Compliance Corp
SMED
| $1.53M | ﹤0.01% |
162,227
+1,081
| +0.7% | +$8.27K |
|
3327
Protara Therapeutics
TARA
$223M
| $1.53M | ﹤0.01% |
63,212
+26,318
| +71% | +$567K |
|
|
ESXB
3328
DELISTED
Community Bankers Trust Corporation
ESXB
| $1.53M | ﹤0.01% |
226,734
-12,746
| -5% | -$77.9K |
|
3329
C&F Financial
CFFI
$273M
| $1.53M | ﹤0.01% |
41,135
-2,187
| -5% | -$75.5K |
|
3330
Mistras Group
MG
$500M
| $1.53M | ﹤0.01% |
196,659
-4,792
| -2% | -$25K |
|
3331
Biglari Holdings Class B
BH
$1.23B
| $1.52M | ﹤0.01% |
13,709
-1,085
| -7% | -$111K |
|
3332
Fennec Pharmaceuticals
FENC
$333M
| $1.52M | ﹤0.01% |
203,999
-2,635
| -1% | -$20.1K |
|
|
AC
3333
DELISTED
Associated Capital Group
AC
| $1.52M | ﹤0.01% |
43,237
-3,170
| -7% | -$113K |
|
3334
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.2B
| $1.51M | ﹤0.01% |
37,105
| – | – |
|
|
MRLN
3335
DELISTED
Marlin Business Services Corp
MRLN
| $1.51M | ﹤0.01% |
123,404
-60,993
| -33% | -$595K |
|
3336
Mission Produce
AVO
$1.13B
| $1.51M | ﹤0.01% |
+100,052
| New | +$1.35M |
|
3337
First Northwest Bancorp
FNWB
$107M
| $1.5M | ﹤0.01% |
96,196
-4,901
| -5% | -$66.5K |
|
|
FCCY
3338
DELISTED
1st Constitution Bancorp
FCCY
| $1.5M | ﹤0.01% |
94,198
-2,681
| -3% | -$40K |
|
3339
Eton Pharmaceutcials
ETON
$1.24B
| $1.49M | ﹤0.01% |
183,626
+17,948
| +11% | +$138K |
|
|
CKPT
3340
DELISTED
Checkpoint Therapeutics
CKPT
| $1.49M | ﹤0.01% |
56,249
+5,533
| +11% | +$140K |
|
3341
Vanguard Consumer Discretionary ETF
VCR
$6.28B
| $1.49M | ﹤0.01% |
5,417
-79
| -1% | -$20.1K |
|
|
ALR
3342
DELISTED
AlerisLife Inc
ALR
| $1.49M | ﹤0.01% |
216,033
-8,674
| -4% | -$50.3K |
|
3343
Alpha Pro Tech
APT
$50.4M
| $1.49M | ﹤0.01% |
133,577
-2,787
| -2% | -$37.6K |
|
3344
Freedom Holding
FRHC
$9.73B
| $1.49M | ﹤0.01% |
28,991
-2,380
| -8% | -$83.6K |
|
|
SRGA
3345
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
| $1.49M | ﹤0.01% |
22,616
-877
| -4% | -$57.2K |
|
|
RESN
3346
DELISTED
Resonant Inc.
RESN
| $1.49M | ﹤0.01% |
560,214
+6,288
| +1% | +$14.9K |
|
3347
Li Auto
LI
$12.9B
| $1.47M | ﹤0.01% |
+51,106
| New | +$1.4M |
|
3348
NACCO Industries
NC
$363M
| $1.46M | ﹤0.01% |
55,622
-4,054
| -7% | -$96.1K |
|
|
ZEUS
3349
DELISTED
Olympic Steel
ZEUS
| $1.45M | ﹤0.01% |
108,939
-5,620
| -5% | -$75.6K |
|
|
PVLA
3350
Palvella Therapeutics
PVLA
$2.02B
| $1.45M | ﹤0.01% |
7,257
+223
| +3% | +$46.4K |
|
Similar funds
Northern Trust's Q4 2020 Portfolio in Review
As of Q4 2020, Northern Trust held 4,490 positions worth $513B, up 13% from $456B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q4 2020 filing shows 195 new, 1,089 increased, 2,991 reduced and 116 closed positions. Its largest new stake was Apartment Income REIT Corp.: 1,878,059 shares worth $72.1M. The largest sale was NetEase, an estimated $742M.
By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Healthcare and Financials.
- Northern Trust's largest Q4 2020 buy was Apartment Income REIT Corp.: 1,878,059 shares worth $72.1M.
- Northern Trust added most to Tesla in Q4 2020, an estimated $1.62B increase.
- Northern Trust's biggest Q4 2020 reduction was NetEase, cutting an estimated $742M.
- Northern Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $181M.
- Northern Trust's ten largest holdings make up 21% of its $513B portfolio in Q4 2020.
- Northern Trust opened 195 new positions and closed 116 in Q4 2020.
- Northern Trust's portfolio value rose 13% quarter-over-quarter to $513B.
Based on Northern Trust's 13F filing for Q4 2020, filed 11 Feb 2021.