Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PAMT
3326
PAMT Corp
PAMT
$349M
| $1.16M | ﹤0.01% |
123,536
-7,408
| -6% | -$63.6K |
|
|
FLNT
3327
Fluent
FLNT
$104M
| $1.16M | ﹤0.01% |
78,051
-1,563
| -2% | -$22.7K |
|
|
EVBN
3328
DELISTED
Evans Bancorp Inc
EVBN
| $1.16M | ﹤0.01% |
52,156
-3,712
| -7% | -$85.1K |
|
|
MMAC
3329
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
| $1.16M | ﹤0.01% |
51,299
-2,074
| -4% | -$51.2K |
|
|
FCCY
3330
DELISTED
1st Constitution Bancorp
FCCY
| $1.15M | ﹤0.01% |
96,879
-4,410
| -4% | -$54K |
|
3331
Asure Software
ASUR
$249M
| $1.15M | ﹤0.01% |
152,421
-4,306
| -3% | -$29.3K |
|
3332
Banco Macro
BMA
$5.94B
| $1.15M | ﹤0.01% |
80,445
-29,177
| -27% | -$567K |
|
|
WPG
3333
DELISTED
Washington Prime Group Inc.
WPG
| $1.15M | ﹤0.01% |
197,523
-13,228
| -6% | -$84.5K |
|
|
AXIA.PR
3334
DELISTED
AXIA Energia American Depositary Shares Preferred Class B1
AXIA.PR
| $1.15M | ﹤0.01% |
209,974
-1,139
| -0.5% | -$7.69K |
|
3335
Gencor Industries
GENC
$219M
| $1.15M | ﹤0.01% |
104,174
-3,148
| -3% | -$38.4K |
|
|
NETI
3336
DELISTED
Eneti Inc.
NETI
| $1.15M | ﹤0.01% |
81,103
+27,010
| +50% | +$379K |
|
|
AAIC
3337
DELISTED
Arlington Asset Investment Corp.
AAIC
| $1.15M | ﹤0.01% |
404,173
-22,439
| -5% | -$63.1K |
|
3338
Electromed
ELMD
$344M
| $1.15M | ﹤0.01% |
109,960
+1,829
| +2% | +$26.3K |
|
3339
Vitamin Cottage Natural Grocers
NGVC
$766M
| $1.14M | ﹤0.01% |
115,684
-1,988
| -2% | -$26K |
|
3340
Genprex
GNPX
$2.5M
| $1.14M | ﹤0.01% |
8
| – | – |
|
|
ENZ
3341
DELISTED
Enzo Biochem, Inc.
ENZ
| $1.14M | ﹤0.01% |
540,477
-8,388
| -2% | -$19.9K |
|
|
ALR
3342
DELISTED
AlerisLife Inc
ALR
| $1.14M | ﹤0.01% |
224,707
+127,628
| +131% | +$608K |
|
|
CIZN
3343
DELISTED
Citizens Holding Co.
CIZN
| $1.13M | ﹤0.01% |
50,484
+9,254
| +22% | +$201K |
|
3344
Quad
QUAD
$563M
| $1.13M | ﹤0.01% |
372,587
-13,657
| -4% | -$45.2K |
|
|
PINE
3345
Alpine Income Property Trust
PINE
$333M
| $1.13M | ﹤0.01% |
72,450
-3,907
| -5% | -$58K |
|
|
GWPH
3346
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
| $1.13M | ﹤0.01% |
11,573
-10
| -0.1% | -$1.15K |
|
3347
Aquestive Therapeutics
AQST
$476M
| $1.13M | ﹤0.01% |
231,903
-5,852
| -2% | -$38.3K |
|
3348
Esquire Financial Holdings
ESQ
$1.12B
| $1.12M | ﹤0.01% |
74,795
-5,824
| -7% | -$93.1K |
|
3349
Landmark Bancorp
LARK
$192M
| $1.12M | ﹤0.01% |
70,398
-887
| -1% | -$14.3K |
|
3350
Chemung Financial Corp
CHMG
$396M
| $1.12M | ﹤0.01% |
38,822
-2,245
| -5% | -$64.1K |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.