Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$395M |
| 2 |
Carnival Corporation Ltd
CCL
|
+$292M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$271M |
| 4 |
Prologis
PLD
|
+$193M |
| 5 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$140M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$448M |
| 2 |
Apple
AAPL
|
+$345M |
| 3 |
RTX Corp
RTX
|
+$183M |
| 4 |
Microsoft
MSFT
|
+$176M |
| 5 |
WCG
Wellcare Health Plans, Inc.
WCG
|
+$176M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.13% |
| 2 | Healthcare | 14.18% |
| 3 | Financials | 12.8% |
| 4 | Consumer Discretionary | 9.58% |
| 5 | Communication Services | 8.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3326
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.1B
| $759K | ﹤0.01% |
790,355
+892
| +0.1% | +$41.4K |
|
3327
Escalade
ESCA
$273M
| $758K | ﹤0.01% |
127,448
+7,911
| +7% | +$64.9K |
|
|
SRT
3328
DELISTED
Startek Inc.
SRT
| $757K | ﹤0.01% |
201,255
+7,294
| +4% | +$48.8K |
|
|
PRGX
3329
DELISTED
PRGX Global, Inc.
PRGX
| $750K | ﹤0.01% |
267,530
+18,458
| +7% | +$69.9K |
|
3330
Schwab US Large- Cap ETF
SCHX
$72.9B
| $742K | ﹤0.01% |
72,708
-10,296
| -12% | -$125K |
|
3331
Plains GP Holdings
PAGP
$5.21B
| $740K | ﹤0.01% |
131,845
-203,164
| -61% | -$2.86M |
|
|
FTR
3332
DELISTED
Frontier Communications Corp.
FTR
| $740K | ﹤0.01% |
1,946,191
+311,053
| +19% | +$166K |
|
|
TYME
3333
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
| $738K | ﹤0.01% |
670,412
+44,984
| +7% | +$60.5K |
|
|
WLL
3334
DELISTED
Whiting Petroleum Corporation
WLL
| $738K | ﹤0.01% |
14,698
-220
| -1% | -$56.4K |
|
3335
Colliers International
CIGI
$5.04B
| $736K | ﹤0.01% |
15,332
-665
| -4% | -$49.9K |
|
3336
Liquidia Corp
LQDA
$7.48B
| $734K | ﹤0.01% |
155,851
+22,280
| +17% | +$110K |
|
3337
Biglari Holdings Class B
BH
$1.25B
| $733K | ﹤0.01% |
14,272
+593
| +4% | +$58.3K |
|
|
DQ
3338
Daqo New Energy
DQ
$823M
| $729K | ﹤0.01% |
62,990
+3,940
| +7% | +$46.2K |
|
3339
Legacy Housing
LEGH
$625M
| $728K | ﹤0.01% |
78,680
+19,827
| +34% | +$270K |
|
3340
Verastem
VSTM
$510M
| $727K | ﹤0.01% |
22,940
+11,049
| +93% | +$277K |
|
3341
Cyclerion Therapeutics
CYCN
$14.9M
| $725K | ﹤0.01% |
13,687
-661
| -5% | -$47.2K |
|
|
IMDX
3342
Insight Molecular Diagnostics
IMDX
$150M
| $723K | ﹤0.01% |
14,749
+2,096
| +17% | +$103K |
|
|
BHR
3343
Braemar Hotels & Resorts
BHR
$156M
| $718K | ﹤0.01% |
422,793
-1,867
| -0.4% | -$12.4K |
|
3344
Qfin Holdings
QFIN
$1.69B
| $718K | ﹤0.01% |
89,809
-10,264
| -10% | -$87.9K |
|
3345
iShares Silver Trust
SLV
$28B
| $716K | ﹤0.01% |
54,898
+12,248
| +29% | +$193K |
|
|
CEA
3346
DELISTED
China Eastern Airlines
CEA
| $716K | ﹤0.01% |
41,169
-1,988
| -5% | -$45.6K |
|
3347
Cabaletta Bio
CABA
$437M
| $712K | ﹤0.01% |
97,435
+30,204
| +45% | +$414K |
|
3348
iShares MSCI United Kingdom ETF
EWU
$4.13B
| $707K | ﹤0.01% |
29,623
-2,390
| -7% | -$71.5K |
|
|
RAPT
3349
DELISTED
RAPT Therapeutics
RAPT
| $705K | ﹤0.01% |
4,139
+2,282
| +123% | +$520K |
|
3350
Avalo Therapeutics
AVTX
$965M
| $703K | ﹤0.01% |
98
+19
| +24% | +$201K |
|
Similar funds
Northern Trust's Q1 2020 Portfolio in Review
As of Q1 2020, Northern Trust held 4,348 positions worth $348B, down 22% from $447B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Trading was light in Q1 2020: portfolio turnover was 5%. Northern Trust opened 86 new positions and exited 130, leaving the 4,348-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Healthcare and Financials.
- Northern Trust's largest Q1 2020 buy was Luckin Coffee Inc. American Depositary Shares: 200,672 shares worth $5.46M.
- Northern Trust added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $395M increase.
- Northern Trust's biggest Q1 2020 reduction was FlexShares Global Upstream Natural Resources Index Fund, cutting an estimated $448M.
- Northern Trust fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $176M.
- Northern Trust's ten largest holdings make up 19% of its $348B portfolio in Q1 2020.
- Northern Trust opened 86 new positions and closed 130 in Q1 2020.
- Northern Trust's portfolio value fell 22% quarter-over-quarter to $348B.
Based on Northern Trust's 13F filing for Q1 2020, filed 14 May 2020.