Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3276
iBio
IBIO
$69.5M
| $2.05M | ﹤0.01% |
3,876
-129
| -3% | -$80.3K |
|
|
PSTL
3277
Postal Realty Trust
PSTL
$694M
| $2.05M | ﹤0.01% |
109,800
-3,225
| -3% | -$61.8K |
|
3278
Smith Micro Software
SMSI
$14.5M
| $2.04M | ﹤0.01% |
10,565
+136
| +1% | +$27.5K |
|
|
MSP
3279
DELISTED
Datto Holding Corp.
MSP
| $2.04M | ﹤0.01% |
85,554
-32,998
| -28% | -$855K |
|
3280
Invesco FTSE RAFI US 1000 ETF
PRF
$9.79B
| $2.04M | ﹤0.01% |
64,270
| – | – |
|
3281
Celcuity
CELC
$4.21B
| $2.03M | ﹤0.01% |
112,645
+9,974
| +10% | +$212K |
|
|
ETNB
3282
DELISTED
89bio
ETNB
| $2.02M | ﹤0.01% |
103,272
-18,142
| -15% | -$331K |
|
3283
Lifetime Brands
LCUT
$191M
| $2.02M | ﹤0.01% |
111,257
-5,163
| -4% | -$86.3K |
|
3284
NN Inc
NNBR
$255M
| $2.02M | ﹤0.01% |
385,517
-13,570
| -3% | -$81.5K |
|
3285
EyePoint Inc
EYPT
$1.03B
| $2.01M | ﹤0.01% |
192,828
+123,045
| +176% | +$1.17M |
|
3286
Oil-Dri
ODC
$1.44B
| $2M | ﹤0.01% |
114,260
-5,634
| -5% | -$98.8K |
|
|
TECX
3287
Tectonic Therapeutic
TECX
$529M
| $2M | ﹤0.01% |
29,866
-1,337
| -4% | -$110K |
|
3288
National CineMedia
NCMI
$376M
| $2M | ﹤0.01% |
56,084
-1,698
| -3% | -$55.1K |
|
|
FRGI
3289
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
| $2M | ﹤0.01% |
182,213
-8,229
| -4% | -$103K |
|
3290
AudioCodes
AUDC
$244M
| $2M | ﹤0.01% |
61,321
-1,707
| -3% | -$55.4K |
|
3291
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
| $1.99M | ﹤0.01% |
1,499,259
-384,972
| -20% | -$52M |
|
3292
First Bank
FRBA
$464M
| $1.99M | ﹤0.01% |
141,444
+54
| +0% | +$721 |
|
|
KG
3293
Kestrel Group
KG
$69.4M
| $1.99M | ﹤0.01% |
31,525
-865
| -3% | -$56.6K |
|
|
SNPO
3294
DELISTED
Snap One Holdings Corp. Common Stock
SNPO
| $1.99M | ﹤0.01% |
+119,430
| New | +$2.22M |
|
3295
Jackson Financial
JXN
$8.53B
| $1.99M | ﹤0.01% |
+76,483
| New | +$2.08M |
|
|
QTNT
3296
DELISTED
Quotient Limited Ordinary Shares
QTNT
| $1.99M | ﹤0.01% |
21,220
-431
| -2% | -$53.8K |
|
3297
SkyWater Technology
SKYT
| $1.98M | ﹤0.01% |
72,940
-10,393
| -12% | -$270K |
|
|
FTSI
3298
DELISTED
FTS International, Inc. Common Stock
FTSI
| $1.98M | ﹤0.01% |
80,664
-1,390
| -2% | -$31.7K |
|
|
ATCO
3299
DELISTED
Atlas Corp.
ATCO
| $1.98M | ﹤0.01% |
130,246
-93,221
| -42% | -$1.33M |
|
3300
Tiptree Inc
TIPT
$662M
| $1.97M | ﹤0.01% |
196,893
-8,769
| -4% | -$85.8K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.