Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3226
iShares Core S&P US Growth ETF
IUSG
$32.8B
| $1.41M | ﹤0.01% |
17,625
-78
| -0.4% | -$6.11K |
|
3227
Schwab US Broad Market ETF
SCHB
$43.9B
| $1.41M | ﹤0.01% |
106,260
+63,012
| +146% | +$829K |
|
|
CFRX
3228
DELISTED
ContraFect Corporation
CFRX
| $1.4M | ﹤0.01% |
3,324
+923
| +38% | +$419K |
|
3229
Red Violet
RDVT
$983M
| $1.4M | ﹤0.01% |
75,786
+50,203
| +196% | +$904K |
|
3230
Gyre Therapeutics
GYRE
$676M
| $1.4M | ﹤0.01% |
43,350
+4,833
| +13% | +$189K |
|
3231
Weyco Group
WEYS
$387M
| $1.4M | ﹤0.01% |
86,324
-2,529
| -3% | -$46.2K |
|
|
SREV
3232
DELISTED
ServiceSource International, Inc.
SREV
| $1.39M | ﹤0.01% |
947,178
+613,133
| +184% | +$947K |
|
|
CASI
3233
DELISTED
CASI Pharmaceuticals
CASI
| $1.39M | ﹤0.01% |
90,533
+12,921
| +17% | +$243K |
|
3234
iShares US Real Estate ETF
IYR
$4.67B
| $1.38M | ﹤0.01% |
17,340
+2,321
| +15% | +$187K |
|
3235
New Fortress Energy
NFE
$95.3M
| $1.38M | ﹤0.01% |
+31,455
| New | +$825K |
|
|
XIFR
3236
XPLR Infrastructure LP
XIFR
$1.11B
| $1.38M | ﹤0.01% |
23,016
+2,507
| +12% | +$148K |
|
|
CBIO
3237
Crescent Biopharma
CBIO
$561M
| $1.38M | ﹤0.01% |
4,491
+81
| +2% | +$31K |
|
3238
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.2B
| $1.38M | ﹤0.01% |
37,105
-25,985
| -41% | -$936K |
|
3239
Saga Communications
SGA
$59.2M
| $1.37M | ﹤0.01% |
68,849
-1,919
| -3% | -$44.8K |
|
3240
Genie Energy
GNE
$372M
| $1.37M | ﹤0.01% |
170,918
-6,510
| -4% | -$55K |
|
|
TNAV
3241
DELISTED
Telenav Inc.
TNAV
| $1.36M | ﹤0.01% |
379,078
-18,482
| -5% | -$89.7K |
|
3242
Parke Bancorp
PKBK
$399M
| $1.36M | ﹤0.01% |
113,991
-10,327
| -8% | -$129K |
|
|
CKPT
3243
DELISTED
Checkpoint Therapeutics
CKPT
| $1.36M | ﹤0.01% |
50,716
-282
| -0.6% | -$6.77K |
|
|
AVEO
3244
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
| $1.36M | ﹤0.01% |
228,369
+67,152
| +42% | +$332K |
|
|
PZN
3245
DELISTED
Pzena Investment Management, Inc. Class A
PZN
| $1.35M | ﹤0.01% |
252,022
-12,311
| -5% | -$64.4K |
|
|
HOOK
3246
DELISTED
HOOKIPA Pharma
HOOK
| $1.35M | ﹤0.01% |
14,246
+143
| +1% | +$14.6K |
|
|
WMC
3247
DELISTED
Western Asset Mortgage Capital Corporation
WMC
| $1.35M | ﹤0.01% |
66,012
+4,295
| +7% | +$95.2K |
|
3248
South Plains Financial
SPFI
$841M
| $1.34M | ﹤0.01% |
108,097
+2,072
| +2% | +$28.6K |
|
|
TCS
3249
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
| $1.33M | ﹤0.01% |
14,334
+1,504
| +12% | +$96.7K |
|
|
CMRX
3250
DELISTED
Chimerix, Inc.
CMRX
| $1.33M | ﹤0.01% |
535,729
-22,854
| -4% | -$67.6K |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.