Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AbbVie
ABBV
|
+$335M |
| 2 |
Amazon
AMZN
|
+$287M |
| 3 |
Otis Worldwide
OTIS
|
+$260M |
| 4 |
Alibaba
BABA
|
+$245M |
| 5 |
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
|
+$237M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGN
Allergan plc
AGN
|
+$720M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$365M |
| 3 |
RTN
Raytheon Company
RTN
|
+$357M |
| 4 |
Schwab US Broad Market ETF
SCHB
|
+$212M |
| 5 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$162M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.87% |
| 2 | Healthcare | 13.57% |
| 3 | Financials | 12.24% |
| 4 | Consumer Discretionary | 10.73% |
| 5 | Communication Services | 8.78% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3201
Auburn National Bancorp
AUBN
$91.3M
| $1.45M | ﹤0.01% |
+25,368
| New | +$1.26M |
|
|
NYMX
3202
DELISTED
Nymox Pharmaceutical Corp
NYMX
| $1.45M | ﹤0.01% |
+407,932
| New | +$1.29M |
|
|
GBL
3203
DELISTED
GAMCO Investors, Inc.
GBL
| $1.44M | ﹤0.01% |
108,120
+13,616
| +14% | +$170K |
|
|
PZN
3204
DELISTED
Pzena Investment Management, Inc. Class A
PZN
| $1.44M | ﹤0.01% |
264,333
-12,015
| -4% | -$56.1K |
|
|
CLPR
3205
Clipper Realty
CLPR
$44.8M
| $1.44M | ﹤0.01% |
177,197
+7,596
| +4% | +$47.7K |
|
3206
Teekay Tankers
TNK
$2.78B
| $1.44M | ﹤0.01% |
112,052
-117,150
| -51% | -$2.07M |
|
3207
NACCO Industries
NC
$366M
| $1.43M | ﹤0.01% |
61,516
+625
| +1% | +$16.8K |
|
|
MBCN
3208
DELISTED
Middlefield Banc Corp
MBCN
| $1.43M | ﹤0.01% |
69,016
+50,632
| +275% | +$939K |
|
3209
Stratus Properties
STRS
$159M
| $1.43M | ﹤0.01% |
72,265
-426
| -0.6% | -$7.23K |
|
|
SCTL
3210
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
| $1.43M | ﹤0.01% |
314,702
+44,671
| +17% | +$276K |
|
|
FRBK
3211
DELISTED
Republic First Bancorp Inc
FRBK
| $1.43M | ﹤0.01% |
585,374
+8,918
| +2% | +$20.6K |
|
|
BOCH
3212
DELISTED
Bank of Commerce Holdings (CA)
BOCH
| $1.43M | ﹤0.01% |
187,993
-3,609
| -2% | -$26.4K |
|
|
GWPH
3213
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
| $1.42M | ﹤0.01% |
11,583
-735
| -6% | -$83.4K |
|
|
KLDO
3214
DELISTED
Kaleido Biosciences, Inc. Common Stock
KLDO
| $1.42M | ﹤0.01% |
191,031
+63,714
| +50% | +$427K |
|
|
STR
3215
DELISTED
Sitio Royalties
STR
| $1.42M | ﹤0.01% |
110,846
+811
| +0.7% | +$8.52K |
|
3216
Tilly's
TLYS
$121M
| $1.42M | ﹤0.01% |
249,811
-4,947
| -2% | -$25.5K |
|
3217
Wrap Technologies
WRAP
$104M
| $1.42M | ﹤0.01% |
135,158
+18,801
| +16% | +$113K |
|
3218
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
| $1.41M | ﹤0.01% |
30,275
-424
| -1% | -$19.2K |
|
|
ZEUS
3219
DELISTED
Olympic Steel
ZEUS
| $1.41M | ﹤0.01% |
120,211
-820
| -0.7% | -$8.11K |
|
3220
Mid Penn Bancorp
MPB
$973M
| $1.41M | ﹤0.01% |
76,601
-1,312
| -2% | -$24.7K |
|
3221
Coastal Financial
CCB
$651M
| $1.41M | ﹤0.01% |
96,947
+13,509
| +16% | +$178K |
|
3222
Legacy Housing
LEGH
$630M
| $1.41M | ﹤0.01% |
99,064
+20,384
| +26% | +$231K |
|
3223
PCB Bancorp
PCB
$395M
| $1.41M | ﹤0.01% |
136,427
+1,349
| +1% | +$12.2K |
|
3224
FVCBankcorp
FVCB
$339M
| $1.4M | ﹤0.01% |
162,850
-6,495
| -4% | -$56.9K |
|
3225
Afya
AFYA
$1.3B
| $1.4M | ﹤0.01% |
+59,718
| New | +$1.23M |
|
Similar funds
Northern Trust's Q2 2020 Portfolio in Review
As of Q2 2020, Northern Trust held 4,386 positions worth $422B, up 21% from $348B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q2 2020 filing shows 169 new, 2,281 increased, 1,710 reduced and 126 closed positions. Its largest new stake was Otis Worldwide: 5,015,118 shares worth $285M. The largest sale was Allergan plc, an estimated $720M.
By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 20% a quarter earlier, followed by Healthcare and Financials.
- Northern Trust's largest Q2 2020 buy was Otis Worldwide: 5,015,118 shares worth $285M.
- Northern Trust added most to AbbVie in Q2 2020, an estimated $335M increase.
- Northern Trust's biggest Q2 2020 reduction was FlexShares Global Upstream Natural Resources Index Fund, cutting an estimated $365M.
- Northern Trust fully exited Allergan plc in Q2 2020, selling an estimated $720M.
- Northern Trust's ten largest holdings make up 21% of its $422B portfolio in Q2 2020.
- Northern Trust opened 169 new positions and closed 126 in Q2 2020.
- Northern Trust's portfolio value rose 21% quarter-over-quarter to $422B.
Based on Northern Trust's 13F filing for Q2 2020, filed 14 Aug 2020.