Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$1.02B |
| 2 |
Microsoft
MSFT
|
+$337M |
| 3 |
Apple
AAPL
|
+$308M |
| 4 |
Meta Platforms (Facebook)
META
|
+$222M |
| 5 |
Amazon
AMZN
|
+$218M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DD
Du Pont De Nemours E I
DD
|
+$886M |
| 2 |
RAI
Reynolds American Inc
RAI
|
+$515M |
| 3 |
BHI
Baker Hughes
BHI
|
+$212M |
| 4 |
WFM
Whole Foods Market Inc
WFM
|
+$165M |
| 5 |
WOOF
VCA Inc.
WOOF
|
+$97.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.39% |
| 2 | Technology | 14.36% |
| 3 | Healthcare | 12.87% |
| 4 | Industrials | 10.7% |
| 5 | Consumer Discretionary | 8.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3201
Core Molding Technologies
CMT
$234M
| $1.9M | ﹤0.01% |
86,427
-452
| -0.5% | -$9.49K |
|
|
ARC
3202
DELISTED
ARC Document Solutions, Inc.
ARC
| $1.89M | ﹤0.01% |
462,296
-5,150
| -1% | -$19.6K |
|
3203
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
| $1.89M | ﹤0.01% |
19,763
+10,075
| +104% | +$943K |
|
|
AAAP
3204
DELISTED
Advanced Accelerator Applications S.A.
AAAP
| $1.89M | ﹤0.01% |
+27,915
| New | +$1.36M |
|
3205
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
| $1.89M | ﹤0.01% |
40,995
+17,990
| +78% | +$794K |
|
3206
Century Casinos
CNTY
$34M
| $1.88M | ﹤0.01% |
229,111
+163
| +0.1% | +$1.17K |
|
|
KIN
3207
DELISTED
Kindred Biosciences, Inc.
KIN
| $1.88M | ﹤0.01% |
238,974
+25,707
| +12% | +$193K |
|
3208
KALA BIO
KALA
$14.5M
| $1.87M | ﹤0.01% |
+33
| New | +$1.81M |
|
3209
Sportsman's Warehouse
SPWH
$46M
| $1.87M | ﹤0.01% |
415,183
+10,546
| +3% | +$46.7K |
|
3210
Clarus
CLAR
$143M
| $1.86M | ﹤0.01% |
249,749
+5,519
| +2% | +$37.9K |
|
3211
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
| $1.86M | ﹤0.01% |
59,892
+3,404
| +6% | +$103K |
|
3212
LSI Industries
LYTS
$924M
| $1.86M | ﹤0.01% |
281,173
-1,457
| -0.5% | -$10.2K |
|
|
BOCH
3213
DELISTED
Bank of Commerce Holdings (CA)
BOCH
| $1.86M | ﹤0.01% |
161,469
+108,310
| +204% | +$1.15M |
|
3214
Riverview Bancorp
RVSB
$108M
| $1.86M | ﹤0.01% |
220,908
+5,079
| +2% | +$39.2K |
|
|
SBOW
3215
DELISTED
SilverBow Resources, Inc.
SBOW
| $1.85M | ﹤0.01% |
75,479
+8,116
| +12% | +$191K |
|
|
PVLA
3216
Palvella Therapeutics
PVLA
$2.27B
| $1.85M | ﹤0.01% |
4,014
| – | – |
|
|
ORM
3217
DELISTED
Owens Realty Mortgage, Inc.
ORM
| $1.84M | ﹤0.01% |
101,212
-106
| -0.1% | -$1.83K |
|
|
IMDZ
3218
DELISTED
Immune Design Corp.
IMDZ
| $1.83M | ﹤0.01% |
177,062
-3,815
| -2% | -$37.5K |
|
|
VRS
3219
DELISTED
Verso Corporation
VRS
| $1.83M | ﹤0.01% |
358,858
+11,618
| +3% | +$55.5K |
|
|
HBP
3220
DELISTED
Huttig Building Products, Inc.
HBP
| $1.82M | ﹤0.01% |
257,922
-303
| -0.1% | -$1.91K |
|
3221
Pulse Biosciences
PLSE
$2.94B
| $1.82M | ﹤0.01% |
97,789
+235
| +0.2% | +$5.34K |
|
3222
Ampco-Pittsburgh
AP
$193M
| $1.81M | ﹤0.01% |
104,283
-355
| -0.3% | -$5.35K |
|
3223
Ohio Valley Banc Corp
OVBC
$205M
| $1.81M | ﹤0.01% |
49,669
+3,464
| +7% | +$117K |
|
|
CEMP
3224
DELISTED
Cempra, Inc.
CEMP
| $1.8M | ﹤0.01% |
554,960
+8,666
| +2% | +$30.6K |
|
3225
Tilly's
TLYS
$128M
| $1.8M | ﹤0.01% |
149,855
+2,889
| +2% | +$30.1K |
|
Similar funds
Northern Trust's Q3 2017 Portfolio in Review
As of Q3 2017, Northern Trust held 4,364 positions worth $384B, up 7.3% from $358B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Trading was light in Q3 2017: portfolio turnover was 4.5%. Northern Trust opened 89 new positions and exited 107, leaving the 4,364-position portfolio largely intact.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q3 2017 buy was Baker Hughes: 5,053,073 shares worth $185M.
- Northern Trust added most to DuPont de Nemours in Q3 2017, an estimated $1.02B increase.
- Northern Trust's biggest Q3 2017 reduction was FlexShares STOXX Global Broad Infrastructure Index Fund, cutting an estimated $73.5M.
- Northern Trust fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $886M.
- Northern Trust's ten largest holdings make up 14% of its $384B portfolio in Q3 2017.
- Northern Trust opened 89 new positions and closed 107 in Q3 2017.
- Northern Trust's portfolio value rose 7.3% quarter-over-quarter to $384B.
Based on Northern Trust's 13F filing for Q3 2017, filed 13 Nov 2017.