Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class A
GOOGL
|
+$2.67B |
| 2 |
Hewlett Packard
HPE
|
+$292M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$264M |
| 4 |
Synchrony
SYF
|
+$246M |
| 5 |
Alibaba
BABA
|
+$215M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$1.54B |
| 2 |
Apple
AAPL
|
+$730M |
| 3 |
GE Aerospace
GE
|
+$442M |
| 4 |
ExxonMobil
XOM
|
+$391M |
| 5 |
Microsoft
MSFT
|
+$370M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.45% |
| 2 | Healthcare | 14.11% |
| 3 | Technology | 13.27% |
| 4 | Industrials | 10.53% |
| 5 | Consumer Discretionary | 9.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ALR
3201
DELISTED
AlerisLife Inc
ALR
| $1.35M | ﹤0.01% |
42,567
-18,747
| -31% | -$631K |
|
|
GUID
3202
DELISTED
Guidance Software, Inc.
GUID
| $1.35M | ﹤0.01% |
224,701
+24,194
| +12% | +$143K |
|
3203
FlexShares US Quality Large Cap Index Fund
QLC
$1.04B
| $1.34M | ﹤0.01% |
+51,788
| New | +$1.36M |
|
|
PTX
3204
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
| $1.34M | ﹤0.01% |
45,496
-310
| -0.7% | -$9.37K |
|
3205
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.79B
| $1.33M | ﹤0.01% |
24,898
+18,898
| +315% | +$1.05M |
|
3206
NGL Energy Partners
NGL
$2B
| $1.33M | ﹤0.01% |
120,458
+74,035
| +159% | +$1.19M |
|
|
ZVO
3207
DELISTED
Zovio Inc. Common Stock
ZVO
| $1.32M | ﹤0.01% |
173,339
+326
| +0.2% | +$2.6K |
|
|
IMPR
3208
DELISTED
IMPRIVATA, INC COM
IMPR
| $1.32M | ﹤0.01% |
116,621
+7,336
| +7% | +$86.5K |
|
|
NWHM
3209
DELISTED
THE NEW HOME COMPANY INC.
NWHM
| $1.32M | ﹤0.01% |
101,622
+17,036
| +20% | +$233K |
|
3210
Assembly Biosciences
ASMB
$503M
| $1.31M | ﹤0.01% |
14,560
+619
| +4% | +$67.4K |
|
3211
The RMR Group
RMR
$322M
| $1.31M | ﹤0.01% |
+90,652
| New | +$1.28M |
|
3212
Nature's Sunshine
NATR
$372M
| $1.3M | ﹤0.01% |
128,934
+165
| +0.1% | +$1.92K |
|
|
HIVE
3213
DELISTED
Aerohive Networks
HIVE
| $1.3M | ﹤0.01% |
253,662
+16,011
| +7% | +$98K |
|
|
TCP
3214
DELISTED
TC Pipelines LP
TCP
| $1.29M | ﹤0.01% |
25,999
-1,881
| -7% | -$93.1K |
|
3215
Marchex
MCHX
$84.2M
| $1.29M | ﹤0.01% |
331,094
+1,165
| +0.4% | +$4.84K |
|
|
VIA
3216
DELISTED
Viacom Inc. Class A
VIA
| $1.28M | ﹤0.01% |
29,145
+803
| +3% | +$39.2K |
|
3217
CEMIG Preferred Shares
CIG
$6.24B
| $1.28M | ﹤0.01% |
1,675,052
-500,250
| -23% | -$462K |
|
|
MCF
3218
DELISTED
Contango Oil & Gas Co.
MCF
| $1.28M | ﹤0.01% |
199,873
-418
| -0.2% | -$3.28K |
|
3219
Preformed Line Products
PLPC
$2.07B
| $1.27M | ﹤0.01% |
30,230
+49
| +0.2% | +$2.04K |
|
3220
ImmunityBio
IBRX
$7.28B
| $1.27M | ﹤0.01% |
73,252
+55,634
| +316% | +$825K |
|
|
VOXX
3221
DELISTED
VOXX International Corporation Class A
VOXX
| $1.27M | ﹤0.01% |
240,705
-12,169
| -5% | -$71.2K |
|
|
ISRL
3222
DELISTED
Isramco Inc
ISRL
| $1.26M | ﹤0.01% |
14,147
+3
| +0% | +$283 |
|
|
XOMA
3223
DELISTED
Xoma
XOMA
| $1.26M | ﹤0.01% |
47,317
-1,059
| -2% | -$27K |
|
3224
INNOVATE Corp
VATE
$99.6M
| $1.26M | ﹤0.01% |
23,732
+4,555
| +24% | +$299K |
|
3225
VirnetX Holding Corp
VHC
$56.8M
| $1.25M | ﹤0.01% |
24,419
+293
| +1% | +$19.2K |
|
Similar funds
Northern Trust's Q4 2015 Portfolio in Review
As of Q4 2015, Northern Trust held 4,410 positions worth $302B, up 0.67% from $300B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Northern Trust withdrew a net $15.4B in Q4 2015, closing 125 positions and reducing 1,878 holdings. Its most notable exit was COMCAST CORP SPL A (NEW), an estimated $247M position sold in full.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
Against the trend, Northern Trust opened a new position in Alphabet (Google) Class A worth $2.81B.
- Northern Trust's largest Q4 2015 buy was Alphabet (Google) Class A: 72,125,920 shares worth $2.81B.
- Northern Trust added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $264M increase.
- Northern Trust's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $1.54B.
- Northern Trust fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $247M.
- Northern Trust's ten largest holdings make up 13% of its $302B portfolio in Q4 2015.
- Northern Trust opened 116 new positions and closed 125 in Q4 2015.
- Northern Trust's portfolio value rose 0.67% quarter-over-quarter to $302B.
Based on Northern Trust's 13F filing for Q4 2015, filed 12 Feb 2016.