Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$395M |
| 2 |
Carnival Corporation Ltd
CCL
|
+$292M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$271M |
| 4 |
Prologis
PLD
|
+$193M |
| 5 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$140M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$448M |
| 2 |
Apple
AAPL
|
+$345M |
| 3 |
RTX Corp
RTX
|
+$183M |
| 4 |
Microsoft
MSFT
|
+$176M |
| 5 |
WCG
Wellcare Health Plans, Inc.
WCG
|
+$176M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.13% |
| 2 | Healthcare | 14.18% |
| 3 | Financials | 12.8% |
| 4 | Consumer Discretionary | 9.58% |
| 5 | Communication Services | 8.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ETNB
3176
DELISTED
89bio
ETNB
| $1.08M | ﹤0.01% |
42,944
+13,130
| +44% | +$384K |
|
|
GWPH
3177
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
| $1.08M | ﹤0.01% |
+12,318
| New | +$1.3M |
|
3178
Oak Valley Bancorp
OVLY
$283M
| $1.08M | ﹤0.01% |
68,517
+5,847
| +9% | +$100K |
|
3179
Gencor Industries
GENC
$217M
| $1.08M | ﹤0.01% |
102,430
-539
| -0.5% | -$5.84K |
|
3180
iShares US Technology ETF
IYW
$24.1B
| $1.08M | ﹤0.01% |
21,056
-3,356
| -14% | -$195K |
|
3181
SiTime
SITM
$16.5B
| $1.07M | ﹤0.01% |
49,228
+43,267
| +726% | +$1.06M |
|
3182
Antero Resources
AR
$11.2B
| $1.07M | ﹤0.01% |
1,500,609
+126,224
| +9% | +$211K |
|
|
RYZ
3183
Ryerson Holding Corp
RYZ
$1.46B
| $1.07M | ﹤0.01% |
201,149
+9,913
| +5% | +$87.4K |
|
|
RJET
3184
Republic Airways Holdings
RJET
$990M
| $1.07M | ﹤0.01% |
21,653
+4,650
| +27% | +$475K |
|
3185
Provident Financial
PROV
$112M
| $1.07M | ﹤0.01% |
70,005
+3,986
| +6% | +$78.6K |
|
|
DLA
3186
DELISTED
Delta Apparel Inc.
DLA
| $1.07M | ﹤0.01% |
102,324
+3,224
| +3% | +$68.8K |
|
3187
Funko
FNKO
$323M
| $1.06M | ﹤0.01% |
267,237
+7,864
| +3% | +$80.2K |
|
|
MPX
3188
DELISTED
Marine Products Corp
MPX
| $1.06M | ﹤0.01% |
131,766
+16,021
| +14% | +$202K |
|
|
GPX
3189
DELISTED
GP Strategies Corp.
GPX
| $1.06M | ﹤0.01% |
163,668
+8,537
| +6% | +$99.5K |
|
3190
Lineage Cell Therapeutics
LCTX
$277M
| $1.06M | ﹤0.01% |
1,282,556
+124,855
| +11% | +$124K |
|
|
MFNC
3191
DELISTED
Mackinac Financial Corporation
MFNC
| $1.06M | ﹤0.01% |
101,161
+101
| +0.1% | +$1.44K |
|
3192
Nature's Sunshine
NATR
$372M
| $1.06M | ﹤0.01% |
129,933
+12,235
| +10% | +$111K |
|
|
XXII
3193
22nd Century Group
XXII
$1.45M
| – | – |
0
| – | – |
|
|
PCTI
3194
DELISTED
PCTEL, Inc. Common Stock
PCTI
| $1.05M | ﹤0.01% |
158,746
+552
| +0.3% | +$4.2K |
|
3195
Tilly's
TLYS
$121M
| $1.05M | ﹤0.01% |
254,758
-723
| -0.3% | -$5.31K |
|
|
STEX
3196
Streamex Corp
STEX
$78.1M
| $1.04M | ﹤0.01% |
24,920
+2,741
| +12% | +$123K |
|
3197
Suzano
SUZ
$10.5B
| $1.04M | ﹤0.01% |
151,916
+8,646
| +6% | +$74.7K |
|
|
HARP
3198
DELISTED
Harpoon Therapeutics, Inc. Common Stock
HARP
| $1.04M | ﹤0.01% |
9,028
+969
| +12% | +$136K |
|
|
MLVF
3199
DELISTED
Malvern Bancorp, Inc.
MLVF
| $1.04M | ﹤0.01% |
85,081
+4,507
| +6% | +$86.4K |
|
|
CURO
3200
DELISTED
CURO Group Holdings Corp.
CURO
| $1.04M | ﹤0.01% |
196,366
+19,905
| +11% | +$190K |
|
Similar funds
Northern Trust's Q1 2020 Portfolio in Review
As of Q1 2020, Northern Trust held 4,348 positions worth $348B, down 22% from $447B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Trading was light in Q1 2020: portfolio turnover was 5%. Northern Trust opened 86 new positions and exited 130, leaving the 4,348-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Healthcare and Financials.
- Northern Trust's largest Q1 2020 buy was Luckin Coffee Inc. American Depositary Shares: 200,672 shares worth $5.46M.
- Northern Trust added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $395M increase.
- Northern Trust's biggest Q1 2020 reduction was FlexShares Global Upstream Natural Resources Index Fund, cutting an estimated $448M.
- Northern Trust fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $176M.
- Northern Trust's ten largest holdings make up 19% of its $348B portfolio in Q1 2020.
- Northern Trust opened 86 new positions and closed 130 in Q1 2020.
- Northern Trust's portfolio value fell 22% quarter-over-quarter to $348B.
Based on Northern Trust's 13F filing for Q1 2020, filed 14 May 2020.