Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3151
Thryv Holdings
THRY
$180M
| $2.52M | ﹤0.01% |
83,791
+16,136
| +24% | +$506K |
|
|
ITIC
3152
Investors Title Co
ITIC
$546M
| $2.51M | ﹤0.01% |
13,762
-538
| -4% | -$97K |
|
|
TBHC
3153
DELISTED
The Brand House Collective
TBHC
| $2.51M | ﹤0.01% |
130,778
-7,793
| -6% | -$154K |
|
3154
Alta Equipment Group
ALTG
$214M
| $2.5M | ﹤0.01% |
182,097
-2,624
| -1% | -$34.4K |
|
3155
Ouster
OUST
$2.63B
| $2.5M | ﹤0.01% |
34,114
-4,919
| -13% | -$454K |
|
3156
Lifecore Biomedical
LFCR
$166M
| $2.49M | ﹤0.01% |
270,342
-1,631
| -0.6% | -$17.7K |
|
|
TACO
3157
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
| $2.49M | ﹤0.01% |
285,383
+448
| +0.2% | +$3.96K |
|
|
PLYA
3158
DELISTED
Playa Hotels & Resorts
PLYA
| $2.49M | ﹤0.01% |
300,371
+53,780
| +22% | +$382K |
|
3159
Victory Capital Holdings
VCTR
$6.19B
| $2.49M | ﹤0.01% |
71,096
-1,212
| -2% | -$40.4K |
|
3160
Alpha Metallurgical Resources
AMR
$1.74B
| $2.48M | ﹤0.01% |
49,881
+948
| +2% | +$34K |
|
|
AHT
3161
Ashford Hospitality Trust
AHT
$20.9M
| $2.48M | ﹤0.01% |
16,849
+6,010
| +55% | +$1.02M |
|
3162
AquaBounty Technologies
AQB
$4.66M
| $2.48M | ﹤0.01% |
30,456
+13,539
| +80% | +$1.27M |
|
|
NTCO
3163
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
| $2.48M | ﹤0.01% |
148,686
-41,722
| -22% | -$854K |
|
|
LOTZ
3164
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
| $2.48M | ﹤0.01% |
649,744
+162,319
| +33% | +$700K |
|
3165
Tilray
TLRY
$618M
| $2.47M | ﹤0.01% |
21,896
+1,270
| +6% | +$174K |
|
|
ZEUS
3166
DELISTED
Olympic Steel
ZEUS
| $2.47M | ﹤0.01% |
101,441
-2,728
| -3% | -$75.3K |
|
|
API
3167
Agora
API
$338M
| $2.47M | ﹤0.01% |
85,212
-26,752
| -24% | -$834K |
|
3168
Vanguard Extended Market ETF
VXF
$30.3B
| $2.47M | ﹤0.01% |
13,544
+2,151
| +19% | +$401K |
|
3169
Dimensional US Targeted Value ETF
DFAT
$14.6B
| $2.47M | ﹤0.01% |
55,572
-1,543
| -3% | -$68.4K |
|
3170
Zevra Therapeutics
ZVRA
$562M
| $2.45M | ﹤0.01% |
262,898
-14,858
| -5% | -$150K |
|
3171
Puma Biotechnology
PBYI
$404M
| $2.45M | ﹤0.01% |
349,802
+4,591
| +1% | +$34.4K |
|
3172
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
| $2.45M | ﹤0.01% |
8,775,645
-369,695
| -4% | -$10.4M |
|
3173
Foghorn Therapeutics
FHTX
$266M
| $2.44M | ﹤0.01% |
175,072
+12,172
| +7% | +$135K |
|
3174
Mid Penn Bancorp
MPB
$971M
| $2.44M | ﹤0.01% |
88,539
-3,706
| -4% | -$99K |
|
|
BHR
3175
Braemar Hotels & Resorts
BHR
$156M
| $2.44M | ﹤0.01% |
502,486
+61,907
| +14% | +$323K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.