Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3151
Century Casinos
CNTY
$36.3M
| $1.63M | ﹤0.01% |
296,719
-16,331
| -5% | -$84.3K |
|
|
XONE
3152
DELISTED
The ExOne Company
XONE
| $1.62M | ﹤0.01% |
132,909
-4,034
| -3% | -$43.5K |
|
3153
Retractable Technologies
RVP
$19.8M
| $1.62M | ﹤0.01% |
243,185
+104,687
| +76% | +$832K |
|
3154
Cyclerion Therapeutics
CYCN
$15.1M
| $1.62M | ﹤0.01% |
13,305
+983
| +8% | +$112K |
|
3155
First Internet Bancorp
INBK
$261M
| $1.61M | ﹤0.01% |
109,590
-4,300
| -4% | -$65.6K |
|
|
PTVCB
3156
DELISTED
Protective Insurance Corporation Class B Common Stock
PTVCB
| $1.61M | ﹤0.01% |
123,051
-6,618
| -5% | -$94.9K |
|
|
PRVL
3157
DELISTED
Prevail Therapeutics Inc. Common Stock
PRVL
| $1.61M | ﹤0.01% |
158,485
+21,881
| +16% | +$294K |
|
3158
Quantum Corp
QMCO
$416M
| $1.61M | ﹤0.01% |
17,527
-338
| -2% | -$32.9K |
|
|
DQ
3159
Daqo New Energy
DQ
$930M
| $1.61M | ﹤0.01% |
59,520
+1,945
| +3% | +$43.3K |
|
|
MR
3160
DELISTED
Montage Resources Corporation Common Stock
MR
| $1.61M | ﹤0.01% |
366,758
-9,519
| -3% | -$44K |
|
3161
Grupo Aeroportuario Centro Norte
OMAB
$5.15B
| $1.6M | ﹤0.01% |
43,495
+24,781
| +132% | +$890K |
|
|
CASA
3162
DELISTED
Casa Systems, Inc. Common Stock
CASA
| $1.6M | ﹤0.01% |
397,067
-11,157
| -3% | -$52.3K |
|
|
PWOD
3163
DELISTED
Penns Woods Bancorp
PWOD
| $1.6M | ﹤0.01% |
80,502
-3,561
| -4% | -$74.2K |
|
3164
Constellium
CSTM
$3.85B
| $1.59M | ﹤0.01% |
202,666
+2,602
| +1% | +$21.5K |
|
3165
Timberland Bancorp
TSBK
$353M
| $1.58M | ﹤0.01% |
87,950
-2,223
| -2% | -$38.3K |
|
3166
Vera Bradley
VRA
$99.2M
| $1.58M | ﹤0.01% |
259,003
-8,771
| -3% | -$46.8K |
|
|
CHMI
3167
Cherry Hill Mortgage Investment Corp
CHMI
$85.2M
| $1.58M | ﹤0.01% |
175,850
-8,933
| -5% | -$83.7K |
|
3168
Victory Capital Holdings
VCTR
$6.49B
| $1.58M | ﹤0.01% |
93,353
+459
| +0.5% | +$8.16K |
|
|
SLNO
3169
DELISTED
Soleno Therapeutics
SLNO
| $1.57M | ﹤0.01% |
41,846
+16,941
| +68% | +$495K |
|
3170
Tilly's
TLYS
$121M
| $1.57M | ﹤0.01% |
260,484
+10,673
| +4% | +$67.1K |
|
3171
American Coastal Insurance
ACIC
$530M
| $1.57M | ﹤0.01% |
258,932
-10,991
| -4% | -$84.3K |
|
3172
Cabaletta Bio
CABA
$439M
| $1.57M | ﹤0.01% |
144,699
+14,073
| +11% | +$162K |
|
3173
X4 Pharmaceuticals
XFOR
$386M
| $1.56M | ﹤0.01% |
7,701
-331
| -4% | -$79.3K |
|
|
PFHD
3174
DELISTED
Professional Holding Corp. Class A Common stock
PFHD
| $1.56M | ﹤0.01% |
116,680
+61,528
| +112% | +$772K |
|
|
AT
3175
DELISTED
Atlantic Power Corporation
AT
| $1.56M | ﹤0.01% |
797,695
-61,259
| -7% | -$125K |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.