Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3126
NI Holdings
NODK
$318M
| $1.75M | ﹤0.01% |
103,395
-9,801
| -9% | -$158K |
|
3127
Universal Technical Institute
UTI
$2.28B
| $1.74M | ﹤0.01% |
343,050
-14,872
| -4% | -$105K |
|
|
VOXX
3128
DELISTED
VOXX International Corporation Class A
VOXX
| $1.74M | ﹤0.01% |
226,163
-14,274
| -6% | -$95K |
|
3129
Caledonia Mining Corp
CMCL
$363M
| $1.74M | ﹤0.01% |
102,077
+3,083
| +3% | +$61.3K |
|
3130
Immersion
IMMR
$248M
| $1.73M | ﹤0.01% |
245,666
-38,599
| -14% | -$291K |
|
3131
MVB Financial
MVBF
$399M
| $1.72M | ﹤0.01% |
107,877
-4,216
| -4% | -$59.7K |
|
3132
Norwood Financial Corp
NWFL
$372M
| $1.72M | ﹤0.01% |
70,667
-2,856
| -4% | -$73.8K |
|
|
KZR
3133
DELISTED
Kezar Life Sciences
KZR
| $1.7M | ﹤0.01% |
35,138
+4,302
| +14% | +$206K |
|
3134
Gaia
GAIA
$47.3M
| $1.69M | ﹤0.01% |
171,834
-8,701
| -5% | -$90.1K |
|
|
DMTK
3135
DELISTED
DermTech, Inc. Common Stock
DMTK
| $1.69M | ﹤0.01% |
140,994
+23,026
| +20% | +$267K |
|
|
MAXN
3136
DELISTED
Maxeon Solar Technologies
MAXN
| $1.68M | ﹤0.01% |
+992
| New | +$1.73M |
|
|
LKFT
3137
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.75B
| $1.68M | ﹤0.01% |
11,813
-4,192
| -26% | -$699K |
|
|
AC
3138
DELISTED
Associated Capital Group
AC
| $1.68M | ﹤0.01% |
46,407
-2,012
| -4% | -$76.7K |
|
3139
Carter Bankshares
CARE
$785M
| $1.67M | ﹤0.01% |
251,609
-6,110
| -2% | -$43.6K |
|
|
KDNY
3140
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
| $1.67M | ﹤0.01% |
137,568
-13,395
| -9% | -$180K |
|
3141
Northeast Bank
NBN
$1.13B
| $1.67M | ﹤0.01% |
90,605
-2,821
| -3% | -$50.1K |
|
3142
Compugen
CGEN
$225M
| $1.66M | ﹤0.01% |
101,973
+1,584
| +2% | +$26K |
|
|
FPRX
3143
DELISTED
Five Prime Therapeutics, Inc.
FPRX
| $1.66M | ﹤0.01% |
352,176
-10,480
| -3% | -$53.2K |
|
|
TLDH
3144
DELISTED
FlexShares Currency Hedged Morningstar DM ex US Factor Tilt Index Fund
TLDH
| $1.64M | ﹤0.01% |
64,561
-3,000
| -4% | -$76.4K |
|
3145
DHI Group
DHX
$175M
| $1.64M | ﹤0.01% |
725,229
-30,632
| -4% | -$76K |
|
3146
AudioCodes
AUDC
$249M
| $1.64M | ﹤0.01% |
52,076
+25,156
| +93% | +$852K |
|
3147
Western New England Bancorp
WNEB
$263M
| $1.64M | ﹤0.01% |
290,367
-25,990
| -8% | -$140K |
|
|
TREC
3148
DELISTED
Trecora Resources
TREC
| $1.63M | ﹤0.01% |
265,673
-16,370
| -6% | -$99.5K |
|
3149
Duluth Holdings
DLTH
$158M
| $1.63M | ﹤0.01% |
133,192
+76,365
| +134% | +$708K |
|
3150
Graham Corp
GHM
$1.16B
| $1.63M | ﹤0.01% |
127,391
+808
| +0.6% | +$10.6K |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.