Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3076
Rush Enterprises Class B
RUSHB
$6.17B
| $2.91M | ﹤0.01% |
95,205
-5,689
| -6% | -$160K |
|
|
SOLY
3077
DELISTED
Soliton, Inc.
SOLY
| $2.9M | ﹤0.01% |
142,328
+10,790
| +8% | +$231K |
|
3078
State Street SPDR S&P International Small Cap ETF
GWX
$870M
| $2.89M | ﹤0.01% |
75,063
-2,571
| -3% | -$100K |
|
|
TCS
3079
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
| $2.89M | ﹤0.01% |
20,207
+1,055
| +6% | +$177K |
|
3080
Nordic American Tanker
NAT
$1.34B
| $2.88M | ﹤0.01% |
1,126,343
-38,202
| -3% | -$95.9K |
|
|
DSEY
3081
DELISTED
Diversey Holdings, Ltd. Ordinary Shares
DSEY
| $2.88M | ﹤0.01% |
179,455
-67,758
| -27% | -$1.12M |
|
|
LITS
3082
Lite Strategy Inc
LITS
$32.9M
| $2.87M | ﹤0.01% |
52,079
-257
| -0.5% | -$14.1K |
|
3083
Atlanta Braves Holdings Series A
BATRA
$3.51B
| $2.87M | ﹤0.01% |
106,660
-10,971
| -9% | -$293K |
|
|
FFAI
3084
Faraday Future Intelligent Electric
FFAI
$13.6M
| – | – |
0
| – | – |
|
3085
Atlanticus Holdings
ATLC
$1.63B
| $2.85M | ﹤0.01% |
53,803
-4,276
| -7% | -$209K |
|
3086
Tilly's
TLYS
$121M
| $2.85M | ﹤0.01% |
203,561
-9,308
| -4% | -$141K |
|
3087
Citizens
CIA
$245M
| $2.85M | ﹤0.01% |
458,756
-12,558
| -3% | -$71.4K |
|
3088
Instil Bio
TIL
$48.9M
| $2.84M | ﹤0.01% |
7,954
-1,449
| -15% | -$541K |
|
3089
United States Lime & Minerals
USLM
$3.21B
| $2.84M | ﹤0.01% |
117,685
-4,170
| -3% | -$116K |
|
3090
Treace Medical Concepts
TMCI
$295M
| $2.83M | ﹤0.01% |
105,307
-12,123
| -10% | -$334K |
|
|
IEA
3091
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
| $2.83M | ﹤0.01% |
247,687
+68,752
| +38% | +$844K |
|
3092
First Internet Bancorp
INBK
$258M
| $2.83M | ﹤0.01% |
90,776
-473
| -0.5% | -$14.3K |
|
3093
Noble Corp
NE
$6.53B
| $2.83M | ﹤0.01% |
+104,509
| New | +$2.5M |
|
3094
UroGen Pharma
URGN
$1.89B
| $2.83M | ﹤0.01% |
168,024
-29,530
| -15% | -$468K |
|
3095
Intrepid Potash
IPI
$450M
| $2.81M | ﹤0.01% |
91,032
-4,874
| -5% | -$153K |
|
|
SQZ
3096
DELISTED
SQZ Biotechnologies Company
SQZ
| $2.81M | ﹤0.01% |
194,636
+10,962
| +6% | +$149K |
|
|
NAGE
3097
Niagen Bioscience
NAGE
$279M
| $2.8M | ﹤0.01% |
446,429
-27,340
| -6% | -$225K |
|
3098
Park Aerospace
PKE
$755M
| $2.79M | ﹤0.01% |
204,162
-5,790
| -3% | -$84.9K |
|
3099
Spruce Power Holding Corp
SPRU
$39.1M
| $2.79M | ﹤0.01% |
56,634
-8,080
| -12% | -$431K |
|
|
LUNA
3100
DELISTED
Luna Innovations Incorporated
LUNA
| $2.79M | ﹤0.01% |
293,633
-1,613
| -0.5% | -$17.4K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.