Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3051
CorMedix
CRMD
$592M
| $2.04M | ﹤0.01% |
338,091
+9,823
| +3% | +$49.3K |
|
3052
Grid Dynamics Holdings
GDYN
$553M
| $2.04M | ﹤0.01% |
263,703
-12,123
| -4% | -$87.6K |
|
3053
Nathan's Famous
NATH
$403M
| $2.03M | ﹤0.01% |
39,545
-2,686
| -6% | -$142K |
|
3054
Uranium Energy
UEC
$4.93B
| $2.02M | ﹤0.01% |
2,029,076
-80,650
| -4% | -$83K |
|
3055
Team
TISI
$77.7M
| $2.02M | ﹤0.01% |
36,688
-654
| -2% | -$35.5K |
|
3056
Alpha Pro Tech
APT
$50.4M
| $2.02M | ﹤0.01% |
136,364
-943
| -0.7% | -$16K |
|
|
USX
3057
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
| $2.01M | ﹤0.01% |
243,606
-16,050
| -6% | -$137K |
|
|
PCSB
3058
DELISTED
PCSB Financial Corporation
PCSB
| $2.01M | ﹤0.01% |
166,368
-8,644
| -5% | -$106K |
|
3059
Cartesian Therapeutics
RNAC
$231M
| $2M | ﹤0.01% |
26,906
+21,711
| +418% | +$1.66M |
|
3060
Dianthus Therapeutics
DNTH
$5.8B
| $2M | ﹤0.01% |
18,370
+2,005
| +12% | +$238K |
|
3061
ADMA Biologics
ADMA
$2.03B
| $2M | ﹤0.01% |
834,823
-7,672
| -0.9% | -$21K |
|
3062
RBB Bancorp
RBB
$451M
| $2M | ﹤0.01% |
175,965
-5,054
| -3% | -$64.2K |
|
|
BREW
3063
DELISTED
Craft Brew Alliance, Inc.
BREW
| $2M | ﹤0.01% |
120,823
-15,929
| -12% | -$246K |
|
|
GNTY
3064
DELISTED
Guaranty Bancshares
GNTY
| $1.99M | ﹤0.01% |
87,723
-4,280
| -5% | -$101K |
|
|
CUK
3065
DELISTED
Carnival PLC
CUK
| $1.98M | ﹤0.01% |
153,492
-11,973
| -7% | -$154K |
|
3066
Invesco FTSE RAFI US 1000 ETF
PRF
$9.89B
| $1.97M | ﹤0.01% |
86,420
-2,925
| -3% | -$66.9K |
|
|
CSPR
3067
DELISTED
Casper Sleep Inc.
CSPR
| $1.97M | ﹤0.01% |
273,420
+164,375
| +151% | +$1.37M |
|
3068
First Capital
FCAP
$222M
| $1.96M | ﹤0.01% |
35,057
-1,122
| -3% | -$67.8K |
|
|
LUNA
3069
DELISTED
Luna Innovations Incorporated
LUNA
| $1.96M | ﹤0.01% |
328,157
-8,425
| -3% | -$49.9K |
|
3070
Stereotaxis
STXS
$133M
| $1.96M | ﹤0.01% |
547,749
+26,961
| +5% | +$104K |
|
|
KIN
3071
DELISTED
Kindred Biosciences, Inc.
KIN
| $1.96M | ﹤0.01% |
457,178
-22,032
| -5% | -$92.1K |
|
|
FSFG
3072
DELISTED
First Savings Financial Group
FSFG
| $1.96M | ﹤0.01% |
108,168
+3,672
| +4% | +$54.9K |
|
|
PCTI
3073
DELISTED
PCTEL, Inc. Common Stock
PCTI
| $1.96M | ﹤0.01% |
345,642
-11,870
| -3% | -$74.2K |
|
|
PFBI
3074
DELISTED
Premier Financial Bancorp
PFBI
| $1.96M | ﹤0.01% |
181,143
-3,207
| -2% | -$37.1K |
|
3075
W&T Offshore
WTI
$522M
| $1.95M | ﹤0.01% |
1,082,962
-58,536
| -5% | -$130K |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.