Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HMHC
3026
DELISTED
Houghton Mifflin Harcourt Company
HMHC
| $2.17M | ﹤0.01% |
1,256,028
-16,934
| -1% | -$37.8K |
|
3027
Rafael Holdings
RFL
$104M
| $2.17M | ﹤0.01% |
141,657
-4,142
| -3% | -$64.6K |
|
3028
American Outdoor Brands
AOUT
$161M
| $2.16M | ﹤0.01% |
+165,764
| New | +$2.41M |
|
|
FRGI
3029
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
| $2.15M | ﹤0.01% |
230,049
-12,458
| -5% | -$108K |
|
3030
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
| $2.15M | ﹤0.01% |
31,588
-949
| -3% | -$64.6K |
|
3031
Cato Corp
CATO
$69.3M
| $2.15M | ﹤0.01% |
274,984
-11,419
| -4% | -$89.6K |
|
3032
IDEAYA Biosciences
IDYA
$3.41B
| $2.14M | ﹤0.01% |
170,502
+41,635
| +32% | +$516K |
|
|
MSON
3033
DELISTED
Misonix Inc
MSON
| $2.14M | ﹤0.01% |
182,203
-37,455
| -17% | -$486K |
|
3034
FirstService
FSV
$6.61B
| $2.13M | ﹤0.01% |
16,152
-31
| -0.2% | -$3.66K |
|
3035
RGC Resources
RGCO
$224M
| $2.13M | ﹤0.01% |
90,711
+24,934
| +38% | +$586K |
|
3036
Paysign
PAYS
$517M
| $2.11M | ﹤0.01% |
371,803
-10,182
| -3% | -$79.3K |
|
3037
Gerdau
GGB
$9.93B
| $2.11M | ﹤0.01% |
719,227
+129,449
| +22% | +$355K |
|
|
RUBY
3038
DELISTED
Rubius Therapeutics, Inc
RUBY
| $2.11M | ﹤0.01% |
420,872
-17,575
| -4% | -$93.1K |
|
|
EMBJ
3039
Embraer S.A. ADS
EMBJ
$12.6B
| $2.11M | ﹤0.01% |
477,459
+45,729
| +11% | +$254K |
|
|
OYST
3040
DELISTED
Oyster Point Pharma, Inc. Common Stock
OYST
| $2.1M | ﹤0.01% |
99,492
+6,531
| +7% | +$153K |
|
|
TIG
3041
DELISTED
Trean Insurance Group, Inc. Common Stock
TIG
| $2.08M | ﹤0.01% |
+136,361
| New | +$2.08M |
|
3042
Fidelity D&D Bancorp
FDBC
$313M
| $2.08M | ﹤0.01% |
42,647
+17,255
| +68% | +$824K |
|
3043
Investar Holding Corp
ISTR
$415M
| $2.08M | ﹤0.01% |
162,049
+2,704
| +2% | +$36.9K |
|
3044
Pure Cycle
PCYO
$258M
| $2.07M | ﹤0.01% |
229,261
-2,999
| -1% | -$28.2K |
|
|
EVFM
3045
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
| $2.06M | ﹤0.01% |
58,291
+22,345
| +62% | +$971K |
|
|
ICAD
3046
DELISTED
iCAD Inc
ICAD
| $2.06M | ﹤0.01% |
233,931
+150,085
| +179% | +$1.48M |
|
|
ARCE
3047
DELISTED
Arco Platform Limited Class A Common Shares
ARCE
| $2.05M | ﹤0.01% |
50,155
+1,815
| +4% | +$79.8K |
|
3048
Northrim BanCorp
NRIM
$606M
| $2.04M | ﹤0.01% |
321,048
-18,728
| -6% | -$117K |
|
|
ITI
3049
DELISTED
Iteris, Inc.
ITI
| $2.04M | ﹤0.01% |
498,171
-46,584
| -9% | -$216K |
|
3050
Choiceone Financial
COFS
$511M
| $2.04M | ﹤0.01% |
78,428
+64,962
| +482% | +$1.79M |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.