Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$395M |
| 2 |
Carnival Corporation Ltd
CCL
|
+$292M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$271M |
| 4 |
Prologis
PLD
|
+$193M |
| 5 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$140M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$448M |
| 2 |
Apple
AAPL
|
+$345M |
| 3 |
RTX Corp
RTX
|
+$183M |
| 4 |
Microsoft
MSFT
|
+$176M |
| 5 |
WCG
Wellcare Health Plans, Inc.
WCG
|
+$176M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.13% |
| 2 | Healthcare | 14.18% |
| 3 | Financials | 12.8% |
| 4 | Consumer Discretionary | 9.58% |
| 5 | Communication Services | 8.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3026
Entravision Communication
EVC
$1.07B
| $1.47M | ﹤0.01% |
724,481
+31,315
| +5% | +$66.1K |
|
3027
Tiptree Inc
TIPT
$660M
| $1.46M | ﹤0.01% |
278,875
+10,022
| +4% | +$67.5K |
|
|
KZR
3028
DELISTED
Kezar Life Sciences
KZR
| $1.46M | ﹤0.01% |
33,359
+19,054
| +133% | +$775K |
|
|
KALV
3029
DELISTED
KalVista Pharmaceuticals
KALV
| $1.45M | ﹤0.01% |
189,283
+3,514
| +2% | +$47.4K |
|
|
JCP
3030
DELISTED
J.C. Penney Company, Inc.
JCP
| $1.44M | ﹤0.01% |
4,006,997
-13,361
| -0.3% | -$9.41K |
|
3031
AXT Inc
AXTI
$4.26B
| $1.44M | ﹤0.01% |
449,026
-14,102
| -3% | -$51.9K |
|
|
FRTA
3032
DELISTED
Forterra, Inc
FRTA
| $1.44M | ﹤0.01% |
240,985
+25,273
| +12% | +$289K |
|
3033
Gogo Inc
GOGO
$632M
| $1.44M | ﹤0.01% |
677,826
-4,159
| -0.6% | -$17.8K |
|
|
SNCR
3034
DELISTED
Synchronoss Technologies
SNCR
| $1.44M | ﹤0.01% |
52,310
-1,982
| -4% | -$87.3K |
|
3035
Dianthus Therapeutics
DNTH
$6.05B
| $1.43M | ﹤0.01% |
14,274
-139
| -1% | -$25.8K |
|
|
GDEN
3036
DELISTED
Golden Entertainment
GDEN
| $1.43M | ﹤0.01% |
216,977
-2,720
| -1% | -$41.5K |
|
|
AUY
3037
DELISTED
Yamana Gold, Inc.
AUY
| $1.43M | ﹤0.01% |
520,838
-23,437
| -4% | -$88.4K |
|
3038
Regional Management Corp
RM
$316M
| $1.43M | ﹤0.01% |
104,777
+3,764
| +4% | +$92.7K |
|
3039
Eastern Company
EML
$149M
| $1.43M | ﹤0.01% |
73,222
-92
| -0.1% | -$2.44K |
|
|
SFE
3040
DELISTED
Safeguard Scientifics, Inc.
SFE
| $1.42M | ﹤0.01% |
255,521
+17,030
| +7% | +$152K |
|
|
LDL
3041
DELISTED
Lydall, Inc.
LDL
| $1.42M | ﹤0.01% |
219,057
+2,281
| +1% | +$37.3K |
|
3042
Pioneer Bancorp
PBFS
$431M
| $1.41M | ﹤0.01% |
136,046
+15,404
| +13% | +$210K |
|
|
ROCC
3043
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
| $1.41M | ﹤0.01% |
457,012
+16,906
| +4% | +$281K |
|
3044
Chord Energy
CHRD
$7.7B
| $1.41M | ﹤0.01% |
4,031,043
-679,635
| -14% | -$1.25M |
|
3045
Cenovus Energy
CVE
$53.1B
| $1.41M | ﹤0.01% |
698,111
-324,598
| -32% | -$2.28M |
|
|
SLCT
3046
DELISTED
Select Bancorp, Inc.
SLCT
| $1.41M | ﹤0.01% |
184,814
+5,895
| +3% | +$62K |
|
3047
MVB Financial
MVBF
$401M
| $1.41M | ﹤0.01% |
110,243
+8,619
| +8% | +$159K |
|
3048
Banco Bradesco
BBDO
$36.1B
| $1.4M | ﹤0.01% |
475,275
+434,832
| +1,075% | +$2.27M |
|
|
REVG
3049
DELISTED
REV Group
REVG
| $1.4M | ﹤0.01% |
336,428
-1,490
| -0.4% | -$13.1K |
|
3050
Princeton Bancorp
BPRN
$288M
| $1.4M | ﹤0.01% |
60,237
+72
| +0.1% | +$2.05K |
|
Similar funds
Northern Trust's Q1 2020 Portfolio in Review
As of Q1 2020, Northern Trust held 4,348 positions worth $348B, down 22% from $447B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Trading was light in Q1 2020: portfolio turnover was 5%. Northern Trust opened 86 new positions and exited 130, leaving the 4,348-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Healthcare and Financials.
- Northern Trust's largest Q1 2020 buy was Luckin Coffee Inc. American Depositary Shares: 200,672 shares worth $5.46M.
- Northern Trust added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $395M increase.
- Northern Trust's biggest Q1 2020 reduction was FlexShares Global Upstream Natural Resources Index Fund, cutting an estimated $448M.
- Northern Trust fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $176M.
- Northern Trust's ten largest holdings make up 19% of its $348B portfolio in Q1 2020.
- Northern Trust opened 86 new positions and closed 130 in Q1 2020.
- Northern Trust's portfolio value fell 22% quarter-over-quarter to $348B.
Based on Northern Trust's 13F filing for Q1 2020, filed 14 May 2020.