Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3001
Prelude Therapeutics
PRLD
$351M
| $3.33M | ﹤0.01% |
106,425
-12,252
| -10% | -$397K |
|
3002
W&T Offshore
WTI
$521M
| $3.32M | ﹤0.01% |
893,316
-4,306
| -0.5% | -$15.4K |
|
3003
Blue Bird Corp
BLBD
$2.36B
| $3.32M | ﹤0.01% |
159,172
+541
| +0.3% | +$12K |
|
3004
Lexicon Pharmaceuticals
LXRX
$1.01B
| $3.31M | ﹤0.01% |
688,078
-39,918
| -5% | -$164K |
|
|
LOGC
3005
DELISTED
ContextLogic
LOGC
| $3.31M | ﹤0.01% |
20,192
+15,365
| +318% | +$3.82M |
|
3006
Carter Bankshares
CARE
$779M
| $3.31M | ﹤0.01% |
232,577
-3,512
| -1% | -$43.4K |
|
|
BNFT
3007
DELISTED
Benefitfocus, Inc.
BNFT
| $3.3M | ﹤0.01% |
297,288
+8,796
| +3% | +$107K |
|
3008
NVE Corp
NVEC
$576M
| $3.29M | ﹤0.01% |
51,419
-1,749
| -3% | -$124K |
|
3009
Astronics
ATRO
$3.45B
| $3.28M | ﹤0.01% |
280,238
-5,456
| -2% | -$69.2K |
|
|
TTM
3010
DELISTED
Tata Motors Limited
TTM
| $3.28M | ﹤0.01% |
146,475
-462,674
| -76% | -$9.4M |
|
3011
Passage Bio
PASG
$15M
| $3.27M | ﹤0.01% |
16,398
-706
| -4% | -$168K |
|
3012
Enovix
ENVX
$918M
| $3.27M | ﹤0.01% |
+197,528
| New | +$2.97M |
|
3013
Hayward Holdings
HAYW
$3.26B
| $3.25M | ﹤0.01% |
146,364
-51,318
| -26% | -$1.15M |
|
3014
XBiotech
XBIT
$68M
| $3.25M | ﹤0.01% |
251,251
+29,291
| +13% | +$467K |
|
|
EBTC
3015
DELISTED
Enterprise Bancorp
EBTC
| $3.25M | ﹤0.01% |
90,358
-3,448
| -4% | -$115K |
|
3016
Schwab US Dividend Equity ETF
SCHD
$104B
| $3.24M | ﹤0.01% |
130,842
-1,695
| -1% | -$43.1K |
|
3017
Covenant Logistics
CVLG
$881M
| $3.22M | ﹤0.01% |
232,982
-22,482
| -9% | -$252K |
|
|
SNP
3018
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
| $3.21M | ﹤0.01% |
65,376
-246,972
| -79% | -$11.8M |
|
3019
Superior Group of Companies
SGC
$204M
| $3.21M | ﹤0.01% |
137,951
-7,515
| -5% | -$177K |
|
3020
Distribution Solutions Group
DSGR
$1.6B
| $3.21M | ﹤0.01% |
128,424
-4,840
| -4% | -$127K |
|
|
LBC
3021
DELISTED
Luther Burbank Corporation Common Stock
LBC
| $3.21M | ﹤0.01% |
239,341
-14,246
| -6% | -$181K |
|
|
PTRA
3022
DELISTED
Proterra Inc. Common Stock
PTRA
| $3.2M | ﹤0.01% |
+316,300
| New | +$3.57M |
|
|
INFI
3023
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
| $3.19M | ﹤0.01% |
933,537
-48,072
| -5% | -$148K |
|
3024
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
| $3.19M | ﹤0.01% |
3,643,232
-169,125
| -4% | -$14.8M |
|
3025
Full House Resorts
FLL
$84.5M
| $3.19M | ﹤0.01% |
300,305
-16,289
| -5% | -$139K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.